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Adaptimmune Therapeutics PLC Director's Dealing 2020

Apr 2, 2020

34721_dirs_2020-04-01_c682a340-b016-4dd3-b477-314534cba6ab.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Adaptimmune Therapeutics PLC (ADAP)
CIK: 0001621227
Period of Report: 2020-04-01

Reporting Person: Wood Gavin (Chief Financial Officer)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-04-01 Option to purchase Ordinary Shares $0.45 A 2500000 Acquired 2030-04-01 Ordinary Shares (2500000) Direct
2020-04-01 Option to purchase Ordinary Shares $0.0012 A 565000 Acquired 2030-04-01 Ordinary Shares (565000) Direct

Footnotes

F1: The exercise price was converted from GBP0.36 based on an exchange rate of U.S.$1.245481 to GBP1.00. The actual exercise price will be the pounds sterling amount.

F2: Exercisable as to 625,000 Ordinary Shares on April 1, 2021 and will be exercisable as to the remainder in monthly installments of 52,080 Ordinary Shares on the first of each month from May 1, 2021 through March 1, 2024 and 52,200 Ordinary Shares on April 1, 2024.

F3: The exercise price was converted from GBP0.001, being the nominal value of an ordinary share, based on an exchange rate of U.S.$ 1.245481 to GBP1.00. The actual exercise price will be the pounds sterling amount.

F4: Exercisable as to 141,250 Ordinary Shares on April 1, 2021 and will be exercisable as to the remainder in annual installments of 141,250 Ordinary Shares on the first of each April from April 1, 2022 through April 1, 2024.