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Adaptimmune Therapeutics PLC — Director's Dealing 2020
Jun 12, 2020
34721_dirs_2020-06-11_e76cc411-5076-4e71-8c24-acc14dec1c70.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Adaptimmune Therapeutics PLC (ADAP)
CIK: 0001621227
Period of Report: 2020-06-09
Reporting Person: Alleva Lawrence M (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-06-09 | Ordinary Shares with a nominal value of GBP0.001 per share | P | 12900 | $1.89 | Acquired | 12900 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares with a nominal value of GBP0.001 per share | 47280 | Indirect |
| Ordinary Shares with a nominal value of GBP0.001 per share | 70584 | Direct |
Footnotes
F1: The ordinary shares whose purchase is reported on this line are represented by American Depositary Shares ("ADS") and are held in the form of ADSs by the Lawrence M. Alleva Revocable Trust. Each ADS represents six ordinary shares of Adaptimmune Therapeutics plc.
F2: The 12,900 ordinary shares reported in Column 4 and Column 5 are represented by 2,150 ADSs.
F3: The price reported in Column 4 of $1.89 per ordinary share is derived from the purchase price paid on June 9, 2020 of $11.354 per ADS divided by six.
F4: The 47,280 ordinary shares reported in Column 5 are represented by 7,880 ADSs. These shares are held in the form of ADSs by the Lawrence M. Alleva Revocable Trust.
F5: The 70,584 ordinary shares reported in Column 5 are represented by 11,764 ADSs. These shares are held in the form of ADSs by Mr. Alleva.