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Adaptimmune Therapeutics PLC — Director's Dealing 2019
Jun 28, 2019
34721_dirs_2019-06-27_a3d2bcbb-e890-489d-892f-873e10a09d42.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Adaptimmune Therapeutics PLC (ADAP)
CIK: 0001621227
Period of Report: 2019-06-27
Reporting Person: Rawcliffe Adrian (Chief Financial Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-06-27 | Option to purchase Ordinary Shares | $0.68 | A | 628872 | Acquired | 2029-06-27 | Ordinary Shares (628872) | Direct |
| 2019-06-27 | Option to purchase Ordinary Shares | $0.0013 | A | 140448 | Acquired | Ordinary Shares (140448) | Direct |
Footnotes
F1: The exercise price was converted from GBP0.53 based on an exchange rate of $U.S. 1.26828 - GBP1.00. The actual exercise price will be the pounds sterling amount.
F2: Exercisable as to 157,218 Ordinary Shares on June 27, 2020 and will be exercisable as to the remainder in monthly installments of 13,101 Ordinary Shares on the twenty-seventh of each month from July 27, 2020 through May 27, 2022 and 13,119 Ordinary Shares on June 27, 2023.
F3: The exercise price was converted from GBP0.001, being the nominal value of an ordinary share, based on an exchange rate of $U.S. 1.26828 - GBP1.00. The actual exercise price will be the pounds sterling amount.
F4: Exercisable as to 35,112 Ordinary Shares on June 27, 2020 and will be exercisable as to the remainder in annual installments of 35,112 Ordinary Shares on the twenty-seventh of each June from June 27, 2021 through June 27, 2023.
F5: The expiration date of each annual installment of ordinary shares is March 15 of the calendar year following the year in which that installment becomes exercisable.