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Adaptimmune Therapeutics PLC — Director's Dealing 2019
Aug 6, 2019
34721_dirs_2019-08-05_4967ad4f-90ba-4a1b-888c-29f999766b47.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Adaptimmune Therapeutics PLC (ADAP)
CIK: 0001621227
Period of Report: 2019-08-01
Reporting Person: Lunger John (Chief Patient Supply Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-08-01 | Option to purchase Ordinary Shares | $0.55 | A | 839568 | Acquired | 2029-08-01 | Ordinary Shares (839568) | Direct |
| 2019-08-01 | Option to purchase Ordinary Shares | $0.0012 | A | 187500 | Acquired | Ordinary Shares (187500) | Direct |
Footnotes
F1: The exercise price was converted from GBP0.45 based on an exchange rate of U.S.$1.22179 - GBP1.00. The actual exercise price will be the pounds sterling amount.
F2: Exercisable as to 209,892 Ordinary Shares on August 1, 2020 and will be exercisable as to the remainder in monthly installments of 17,490 Ordinary Shares on the first of each month from September 1, 2020 through July 1, 2023 and 17,526 Ordinary Shares on August 1, 2023.
F3: The exercise price was converted from GBP0.001, being the nominal value of an ordinary share, based on an exchange rate of U.S.$1.22179 - GBP1.00. The actual exercise price will be the pounds sterling amount.
F4: Exercisable as to 46,875 Ordinary Shares on August 1, 2020 and will be exercisable as to the remainder in annual installments of 46,875 Ordinary Shares on the first of each August from August 1, 2021 through August 1, 2023.
F5: The expiration date of each annual installment of ordinary shares is March 15 of the calendar year following the year in which that installment becomes exercisable.