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Adaptimmune Therapeutics PLC Director's Dealing 2018

Jan 17, 2018

34721_dirs_2018-01-17_29063fc0-0376-4af1-be2e-836fc76a0088.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Adaptimmune Therapeutics PLC (ADAP)
CIK: 0001621227
Period of Report: 2018-01-12

Reporting Person: Noble James (Director, Chief Executive Officer)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-01-12 Option to purchase Ordinary Shares $1.30 A 1719936 Acquired 2028-01-12 Ordinary Shares (1719936) Direct
2018-01-12 Option to purchase Ordinary Shares $0.0014 A 384120 Acquired 2028-01-12 Ordinary Shares (384120) Direct

Footnotes

F1: The exercise price was converted from GBP0.96 based on an exchange rate of $U.S. 1.3542 - GBP1.00. The actual exercise price will be the pounds sterling amount.

F2: Exercisable as to 429,984 Ordinary Shares on January 12, 2019 and will be exercisable as to the remainder in monthly installments of 35,832 Ordinary Shares on the twelfth of each month from February 12, 2019 through January 12, 2022.

F3: The exercise price was converted from GBP0.001, being the nominal value of an ordinary share, based on an exchange rate of $U.S. 1.3542 - GBP1.00. The actual exercise price will be the pounds sterling amount.

F4: Exercisable as to 96,030 Ordinary Shares on January 12, 2019 and will be exercisable as to the remainder in annual installments of 96,030 Ordinary Shares on the twelfth of each January from January 12, 2020 through January 12, 2022.