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Adaptimmune Therapeutics PLC — Director's Dealing 2018
Jan 17, 2018
34721_dirs_2018-01-17_569e48ac-e838-481d-8d7f-c2eb1c89c508.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Adaptimmune Therapeutics PLC (ADAP)
CIK: 0001621227
Period of Report: 2018-01-12
Reporting Person: Amado Rafael (Chief Medical Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-01-12 | Option to purchase Ordinary Shares | $1.30 | A | 859968 | Acquired | 2028-01-12 | Ordinary Shares (859968) | Direct |
| 2018-01-12 | Option to purchase Ordinary Shares | $0.0014 | A | 192060 | Acquired | Ordinary Shares (192060) | Direct |
Footnotes
F1: The exercise price was converted from GBP0.96 based on an exchange rate of $U.S. 1.3542 - GBP1.00. The actual exercise price will be the pounds sterling amount.
F2: Exercisable as to 214,992 Ordinary Shares on January 12, 2019 and will be exercisable as to the remainder in monthly installments of 17,916 Ordinary Shares on the twelfth of each month from February 12, 2019 through January 12, 2022.
F3: The exercise price was converted from GBP0.001, being the nominal value of an ordinary share, based on an exchange rate of $U.S. 1.3542 - GBP1.00. The actual exercise price will be the pounds sterling amount.
F4: Exercisable as to 48,015 Ordinary Shares on January 12, 2019 and will be exercisable as to the remainder in annual installments of 48,015 Ordinary Shares on the twelfth of each January from January 12, 2020 through January 12, 2022.
F5: The expiration date of each annual installment of ordinary shares is March 15 of the calendar year following the year in which that installment becomes exercisable.