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AdaptHealth Corp. — Director's Dealing 2021
Jan 6, 2021
32107_dirs_2021-01-05_573c844f-ae47-4cae-a299-61f51ef2981d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AdaptHealth Corp. (AHCO)
CIK: 0001725255
Period of Report: 2020-12-31
Reporting Person: McGee Luke (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-31 | Class A Common Stock | M | 150000 | — | Acquired | 427151 | Indirect |
| 2021-01-01 | Class A Common Stock | M | 239793 | — | Acquired | 666944 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-31 | Class B Common Stock | $ | M | 150000 | Disposed | Class A Common Stock (150000) | Indirect | |
| 2020-12-31 | Warrants | $11.5 | G | 93212 | Disposed | Class A Common Stock (93212) | Indirect | |
| 2020-12-31 | Warrants | $11.5 | G | 78525 | Disposed | Class A Common Stock (78525) | Indirect | |
| 2020-12-31 | Warrants | $11.5 | G | 52384 | Disposed | Class A Common Stock (52384) | Indirect | |
| 2021-01-01 | Class B Common Stock | $ | M | 239793 | Disposed | Class A Common Stock (239793) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 296250 | Direct |
| Class A Common Stock | 1752056 | Indirect |
| Class A Common Stock | 1168800 | Indirect |
Footnotes
F1: Represents shares of Class A Common Stock of the Issuer issued upon an exchange of an equivalent number of shares of Class B Common Stock of the Issuer pursuant to the terms of that certain Exchange Agreement, dated as of November 8, 2019 (the "Exchange Agreement"), by and among the Issuer, AdaptHealth Holdings LLC and the other parties thereto (together with the same number of common units of AdaptHealth Holdings LLC).
F2: Securities held directly by 2321 Capital LLC.
F3: Securities held directly by Fresh Pond Investment LLC.
F4: Securities held directly by LBM DBE Holdings LLC.
F5: The Class B Common Stock was exchangeable (together with the same number of common units of AdaptHealth Holdings LLC) for shares of Class A Common Stock of the Issuer (or the cash value thereof).
F6: The Warrants were exercisable commencing on December 8, 2019. The Warrants are subject to redemption upon the terms provided in the warrant agreement. The Warrants expire November 8, 2024 or earlier upon redemption or liquidation.