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AdaptHealth Corp. — Director's Dealing 2021
Feb 2, 2021
32107_dirs_2021-02-01_7bd12791-c022-4c6b-9176-97f06795a20f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AdaptHealth Corp. (AHCO)
CIK: 0001725255
Period of Report: 2021-01-28
Reporting Person: JOYCE CHRISTOPHER J (General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-28 | Class A Common Stock | A | 16096 | — | Acquired | 76096 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-28 | Employee Stock Option (right to buy) | $11.50 | A | 166667 | Acquired | 2029-12-19 | Class A Common Stock (166667) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 199198 | Indirect |
Footnotes
F1: Securities held directly by Mayaid2001 LLC. Includes 6,873 shares issued as contingent consideration pursuant to the Agreement and Plan of Merger, dated as of July 8, 2019, as amended, by and among the issuer, BM AH Holdings, LLC, Access Point Medical, Inc., DFB Merger Sub LLC, AdaptHealth Holdings LLC, Clifton Bay Offshore Investments L.P., BlueMountain Foinaven Master Fund L.P., BMSB L.P., BlueMountain Fursan Fund L.P. and AH Representative LLC.
F2: On December 19, 2019, the reporting person was granted an option to purchase 500,000 shares of Class A Common Stock of the issuer. The option vests in three equal annual installments based on the issuer's satisfaction of certain performance criteria for each of the fiscal years ending December 31, 2020, 2021 and 2022. The performance criteria for 2020 were met, resulting in vesting of the option as to 166,667 shares.