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ADAMAS TRUST, INC. — Director's Dealing 2010
Aug 27, 2010
32634_dirs_2010-08-26_d1baa7b4-476d-4544-8159-db31853ac555.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEW YORK MORTGAGE TRUST INC (NYMT)
CIK: 0001273685
Period of Report: 2010-08-25
Reporting Person: Harvest Capital Strategies LLC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-08-25 | Common Stock | P | 10952 | $6.43 | Acquired | 65536 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 10952 | Indirect |
Footnotes
F1: The Reporting Person has investment control over these securities pursuant to an Investment Management Agreement with JMP Securities LLC, the beneficial owner of such securities. This report shall not be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purposes.
F2: Harvest Mortgage Opportunity Partners, L.P. acquired 21,903 shares of common stock in the open market and subsequently, on May 27, 2008 the Issuer effected a one-for-two reverse stock split of its Common Stock.
F3: The Reporting Person has investment control over these securities as investment advisor to this entity, but disclaims beneficial ownership of these securities and this report shall not be an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or other purpose.