ADALTA LIMITED — Major Shareholding Notification 2021

Dec 23, 2021

604 page 1/2 15 July 2001

Form 604

Corporations Act 2001

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Notice of change of interests of substantial holder

To Company Name/Scheme AdAlta Limited ACN/ARSN 120 332 925

1. Details of substantial holder(1)

Name

YUUWA CAPITAL LP

ACN/ARSN (if applicable)

There was a change in the interests of the ���������������� substantial holder on The previous notice was given to the company on ����������������� The previous notice was dated �����������������

1. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Classof securities(4)	Previousnotice	Previousnotice	Presentnotice	Presentnotice
	Person's votes	Voting power (5)	Person's votes	Voting power (5)
Ordinary	54,059,848	������	54,059,848	�����%

1. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of change	Person whose relevantinterest changed	Nature of change (6)	Consideration given in relation to change (7)	Classand number of securities affected	Person's votes affected
��������������	Yuuwa Capital LP	���������resulting in dilution of ownership %	Nil	Nil	Nil

1. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant interest	Registered holder of securities	Person entitled to be registered asholder(8)	Nature of relevant interest(6)	Classand number of securities	Person's votes
Yuuwa Capital LP	Yuuwa Capital LP	Yuuwa Capital LP	Direct	54,059,848 Ordinary	54,059,848 Ordinary

604 page 2/2 15 July 2001

|5. Changes
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ho have become associates(2) of, ceasedto be associatesof, or have changedthe nature of their association (9) with,thesubstantial holder in relationtovoting
e companyorscheme are as follows:
Name and ACN/ARSN (ifapplicable)
Nature ofassociation
s
ofpersonsnamed inthis form are as follows:
Name
Address
DIRECTIONS
ere are a number of substantial holderswithsimilar or related relevantinterests(eg. a corporation and itsrelated corporations, orthe manager andtrustee ofan
ty trust),the namescould be included in an annexuretotheform. If the relevantinterestsofa group ofpersonsare essentially similar,theymaybe referredto
ughout theform asaspecificallynamed group if the membership ofeach group, withthe namesand addressesofmembersisclearly setoutin paragraph6of the
.
the definition of"associate" insection9of the CorporationsAct 2001.
the definition of"relevantinterest" insections 608and671B(7) of the CorporationsAct 2001.
votingsharesofa companyconstitute one classunlessdivided intoseparate classes.
person's votesdivided by thetotalvotesinthe bodycorporate orscheme multiplied by 100.
de detailsof:
anyrelevantagreementor other circumstancesbecause ofwhichthe change in relevantinterestoccurred. If subsection671B(4) applies, a copyofany
document setting out thetermsofanyrelevantagreement, and astatementby the person givingfull and accurate detailsofanycontract,scheme or
arrangement, mustaccompany this form,together with a writtenstatementcertifyingthiscontract,scheme or arrangement; and
anyqualification of the power ofa personto exercise, controlthe exercise of, or influencethe exercise of,thevoting powersor disposal of thesecurities to
whichthe relevantinterestrelates(indicating clearly the particularsecurities to whichthe qualification applies).
the definition of"relevantagreement" insection9of the CorporationsAct 2001.
ilsof the consideration mustinclude anyand all benefits, moneyand other,thatanypersonfrom whom a relevantinterestwasacquired has, or may, become<br>tledto receive in relationtothatacquisition. Detailsmustbe included even if the benefitisconditional onthe happening or notofa contingency. Detailsmustbe<br>ded ofanybenefitpaid on behalfof thesubstantial holder or itsassociate in relationtothe acquisitions, even if theyare notpaid directly tothe personfrom whom<br>relevantinterestwasacquired.<br>esubstantial holder isunableto determinethe identityof the person (eg. if the relevantinterestarisesbecause ofan option) write "unknown".<br> details, ifappropriate, of the presentassociation and anychange inthatassociationsincethe last substantial holding notice.<br>Yuuwa Capital LP<br>PO Box 337 NEDLANDS WA 6909<br>Elizabeth Ann McCall<br>Authorised General Partner<br>representative<br>**24 12 2021**|e<br>printname<br>capacity<br>sign here<br>date<br>/<br>/<br> in association<br>ho have become associates(2) of, ceasedto be associatesof, or have changedthe nature of their association (9) with,thesubstantial holder in relationtovoting<br>e companyorscheme are as follows:<br>Name and ACN/ARSN (ifapplicable)<br>Nature ofassociation<br>s<br> ofpersonsnamed inthis form are as follows:<br>Name<br>Address<br>DIRECTIONS<br>ere are a number of substantial holderswithsimilar or related relevantinterests(eg. a corporation and itsrelated corporations, orthe manager andtrustee ofan<br>ty trust),the namescould be included in an annexuretotheform. If the relevantinterestsofa group ofpersonsare essentially similar,theymaybe referredto<br>ughout theform asaspecificallynamed group if the membership ofeach group, withthe namesand addressesofmembersisclearly setoutin paragraph6of the<br>.<br>the definition of"associate" insection9of the CorporationsAct 2001.<br>the definition of"relevantinterest" insections 608and671B(7) of the CorporationsAct 2001.<br>votingsharesofa companyconstitute one classunlessdivided intoseparate classes.<br> person's votesdivided by thetotalvotesinthe bodycorporate orscheme multiplied by 100.<br>de detailsof:<br>anyrelevantagreementor other circumstancesbecause ofwhichthe change in relevantinterestoccurred. If subsection671B(4) applies, a copyofany<br>document setting out thetermsofanyrelevantagreement, and astatementby the person givingfull and accurate detailsofanycontract,scheme or<br>arrangement, mustaccompany this form,together with a writtenstatementcertifyingthiscontract,scheme or arrangement; and<br>anyqualification of the power ofa personto exercise, controlthe exercise of, or influencethe exercise of,thevoting powersor disposal of thesecurities to<br>whichthe relevantinterestrelates(indicating clearly the particularsecurities to whichthe qualification applies).<br>the definition of"relevantagreement" insection9of the CorporationsAct 2001.<br>ilsof the consideration mustinclude anyand all benefits, moneyand other,thatanypersonfrom whom a relevantinterestwasacquired has, or may, become
tledto receive in relationtothatacquisition. Detailsmustbe included even if the benefitisconditional onthe happening or notofa contingency. Detailsmustbe
ded ofanybenefitpaid on behalfof thesubstantial holder or itsassociate in relationtothe acquisitions, even if theyare notpaid directly tothe personfrom whom
relevantinterestwasacquired.
esubstantial holder isunableto determinethe identityof the person (eg. if the relevantinterestarisesbecause ofan option) write "unknown".
details, ifappropriate, of the presentassociation and anychange inthatassociationsincethe last substantial holding notice.
Yuuwa Capital LP
PO Box 337 NEDLANDS WA 6909
Elizabeth Ann McCall
Authorised General Partner
representative
24 12 2021|e
printname
capacity
sign here
date
/
/
in association
ho have become associates(2) of, ceasedto be associatesof, or have changedthe nature of their association (9) with,thesubstantial holder in relationtovoting
e companyorscheme are as follows:
Name and ACN/ARSN (ifapplicable)
Nature ofassociation
s
ofpersonsnamed inthis form are as follows:
Name
Address
DIRECTIONS
ere are a number of substantial holderswithsimilar or related relevantinterests(eg. a corporation and itsrelated corporations, orthe manager andtrustee ofan
ty trust),the namescould be included in an annexuretotheform. If the relevantinterestsofa group ofpersonsare essentially similar,theymaybe referredto
ughout theform asaspecificallynamed group if the membership ofeach group, withthe namesand addressesofmembersisclearly setoutin paragraph6of the
.
the definition of"associate" insection9of the CorporationsAct 2001.
the definition of"relevantinterest" insections 608and671B(7) of the CorporationsAct 2001.
votingsharesofa companyconstitute one classunlessdivided intoseparate classes.
person's votesdivided by thetotalvotesinthe bodycorporate orscheme multiplied by 100.
de detailsof:
anyrelevantagreementor other circumstancesbecause ofwhichthe change in relevantinterestoccurred. If subsection671B(4) applies, a copyofany
document setting out thetermsofanyrelevantagreement, and astatementby the person givingfull and accurate detailsofanycontract,scheme or
arrangement, mustaccompany this form,together with a writtenstatementcertifyingthiscontract,scheme or arrangement; and
anyqualification of the power ofa personto exercise, controlthe exercise of, or influencethe exercise of,thevoting powersor disposal of thesecurities to
whichthe relevantinterestrelates(indicating clearly the particularsecurities to whichthe qualification applies).
the definition of"relevantagreement" insection9of the CorporationsAct 2001.
ilsof the consideration mustinclude anyand all benefits, moneyand other,thatanypersonfrom whom a relevantinterestwasacquired has, or may, become<br>tledto receive in relationtothatacquisition. Detailsmustbe included even if the benefitisconditional onthe happening or notofa contingency. Detailsmustbe<br>ded ofanybenefitpaid on behalfof thesubstantial holder or itsassociate in relationtothe acquisitions, even if theyare notpaid directly tothe personfrom whom<br>relevantinterestwasacquired.<br>esubstantial holder isunableto determinethe identityof the person (eg. if the relevantinterestarisesbecause ofan option) write "unknown".<br> details, ifappropriate, of the presentassociation and anychange inthatassociationsincethe last substantial holding notice.<br>Yuuwa Capital LP<br>PO Box 337 NEDLANDS WA 6909<br>Elizabeth Ann McCall<br>Authorised General Partner<br>representative<br>**24 12 2021`**|
|---|---|---|---|
||Name||Address|
||Yuuwa Capital LP||PO Box 337 NEDLANDS WA 6909|
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5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

6. Addresses

The addresses of persons named in this form are as follows:

Signature

• (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.

• (2) See the definition of "associate" in section 9 of the Corporations Act 2001.

• (3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.

• (4) The voting shares of a company constitute one class unless divided into separate classes.

• (5) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.

• (6) Include details of:

• (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

• (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

• See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

• (7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, becom`e entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

• (8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown".

• (9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.