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ADALTA LIMITED Major Shareholding Notification 2019

Sep 17, 2019

64247_rns_2019-09-17_b2ffa86b-1a79-4b33-8054-f17363c7fee7.pdf

Major Shareholding Notification

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Corporations Law Section 671B

Notice of ceasing to be a substantial holder

Form 605

To: Company Name/Scheme ADALTA LIMITED

ACN/ARSN

120 332 925

1. Details of substantial holder (1)

Name

UBS Group AG and its related bodies corporate

ACN/ARSN (if applicable):

The holder ceased to be a substantial shareholder on

The previous notice was given to the company on

The previous notice was dated

16 September 2019

5 July 2019 3 July 2019

2. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of
change
Person whose
relevant interest
changed
Nature of Change
(4)
Consideration
given in
relation to
change (5)
Class (6) and
Number of
securities affected
Person’s
votes
affected
Please see Appendix A.

3. Changes in association

The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association
N/A N/A

4. Addresses

The addresses of persons named in this form are as follows:

Name Address
N/A N/A

SIGNATURE

Print Name: Andrew Costley Capacity: Authorised signatory Sign Here: Date: 18 September 2019 Print Name: Minsoo Ha Capacity: Authorised signatory Sign Here: Date: 18 September 2019

Contact details for this notice:

-----------------------------------------------------------Andrew Costley Group Compliance, Regulatory & Governance (T) + 852 3712 3707


1AD - Appendix A 1AD - Appendix A 1AD - Appendix A 1AD - Appendix A 1AD - Appendix A 1AD - Appendix A
Date of change Person whose relevant interest changed Nature of Change Consideration given in
**relation to change **
Number of securities Class
14-Aug-19 UBS Securities Australia Ltd Sell 15,759 (124,574) Ordinary
16-Sep-19 UBS Securities Australia Ltd Sell 56,049 (405,269) Ordinary