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ADAIRS LIMITED Major Shareholding Notification 2017

Feb 8, 2017

64302_rns_2017-02-08_7806a3c3-fbf0-4e34-8020-7ee95f4e35c8.pdf

Major Shareholding Notification

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F-4942

FORM 604

Corporations Act 2001

Section 671B

Notice of change of interests of substantial holder

To: Company Name/Scheme: ADAIRS LIMITED

ACN/ARSN : 147 375 451

1. Details of substantial holder

Name: Commonwealth Bank of Australia ACN 123 123 124 (CBA) and its related bodies corporate listed in annexure A

There was a change in the interests of the substantial holder on 08/02/2017

The previous notice was given to the company on 16/01/2017

The previous notice was dated 13/01/2017

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the company or scheme are as follows:

Class of securities Previous notice Previous notice Present notice Present notice
Person's votes Voting power (%) Person's votes Voting power (%)
Fully Paid Ordinary
Shares
11,743,202 7.07 9,615,640 5.79

For the Securities (if any) listed below see NOTE 1 at the end of this form

Class of securities Previous notice Previous notice Present notice Present notice
Person's votes Voting power (%) Person's votes Voting power (%)
Fully Paid Ordinary
Shares
2,210,847 1.33 See note 1 at the
end of this form
2,350,053 1.41 See note 1 at the
end of this form
Class of securities Previous notice Previous notice Present notice Present notice
Person's votes Voting power (%) Person's votes Voting power (%)
Grand TOTAL 13,954,049 8.41 11,965,693 7.21

3. Changes in relevant interest

Particulars of each change in, or change in the nature of, a relevant interest of the substantial shareholder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of change Person whose
relevant interest
changed
Nature of
change
Consideration given in
relation to change
Class and number of
securities affected
Person's votes
affected
See annexure B
to this notice

2

4. Present relevant interest

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant
interest
Registered holder
of securities
Person entitled to
be registered as
holder
Nature of relevant interest Class and
number of
securities
Person's
votes
CBA Markets
Limited ACN 003
485 952
Share Direct
Nominees Pty
Limited
Relevant interest under paragraph
608(1)(b) and/or 608(1)(c) of the
Corporations Act 2001 (Cth), being a
relevant interest arising as a result of
having the power to control the
exercise of the right to vote attached
to securities and/or to control the
exercise of the power to dispose of
securities in a proprietary capacity
(including as a result of underwriting
activities). In addition, if any OTC
derivatives, warrants or other
securities (other than ordinary shares
or ordinary units (as applicable)) are
referred to below in this row, the
relevant interest in respect of those
securities arises under subsection
608(8) being an accelerated relevant
interest held in the same capacity.
Nature of relevant interest derived
from;
ordinary shares 134,990
134,990
Fully paid ordinary
shares
(including 134,990
borrowed from
Barclays Capital
Securities Ltd, see
Annexure C)
134,990
Colonial First State
Investments
Limited (Note 1)
ACN 002 348 352
Citicorp Nominees
Pty Limited
(Australia)
Relevant interest under paragraph
608(1)(b) and/or 608(1)(c) of the
Corporations Act 2001 (Cth), being a
relevant interest arising from having
the residual power to control the
exercise of the right to vote attached
to securities and/or to control the
exercise of the power to dispose of
securities in its capacity as a
responsible entity of a managed
investment scheme (which managed
investment scheme is not managed
by either Colonial First State
Investments Limited or a related body
corporate). In addition, if any OTC
derivatives, warrants or other
securities (other than ordinary shares
or ordinary units (as applicable)) are
referred to below in this row, the
relevant interest in respect of those
securities arises under subsection
608(8) being a residual accelerated
relevant interest held in the same
capacity. Colonial First State
Investments Limited has authorised
the manager of each such managed
investment scheme to exercise the
powers referred to in paragraph
1,767,855
Fully paid ordinary
shares
1,767,855

3

608(1)(b) and/or 608(1)(c) of the
Corporations Act 2001 (Cth) in
relation to those securities managed
by the manager to the exclusion of
Colonial First State Investments
Limited except for provisions allowing
Colonial First State Investments
Limited to terminate the agreement
with the manager or to exercise those
powers where the agreement is
terminated.
Nature of relevant interest derived
from;
ordinary shares 1,767,855
Colonial First State
Investments
Limited (Note 1)
ACN 002 348 352
UBS Nominees Pty
Ltd
Relevant interest under paragraph
608(1)(b) and/or 608(1)(c) of the
Corporations Act 2001 (Cth), being a
relevant interest arising from having
the residual power to control the
exercise of the right to vote attached
to securities and/or to control the
exercise of the power to dispose of
securities in its capacity as a
responsible entity of a managed
investment scheme (which managed
investment scheme is not managed
by either Colonial First State
Investments Limited or a related body
corporate). In addition, if any OTC
derivatives, warrants or other
securities (other than ordinary shares
or ordinary units (as applicable)) are
referred to below in this row, the
relevant interest in respect of those
securities arises under subsection
608(8) being a residual accelerated
relevant interest held in the same
capacity. Colonial First State
Investments Limited has authorised
the manager of each such managed
investment scheme to exercise the
powers referred to in paragraph
608(1)(b) and/or 608(1)(c) of the
Corporations Act 2001 (Cth) in
relation to those securities managed
by the manager to the exclusion of
Colonial First State Investments
Limited except for provisions allowing
Colonial First State Investments
Limited to terminate the agreement
with the manager or to exercise those
powers where the agreement is
terminated.
Nature of relevant interest derived
from;
ordinary shares 77,385
77,385
Fully paid ordinary
shares
(including 77,385
borrowed from
UBS AG
(Agreement 2), see
Annexure C)
77,385
Colonial First State
Investments
Citibank N A Hong
Kong
Relevant interest under paragraph 504,813
Fully paid ordinary
504,813

4

Limited (Note 1)
ACN 002 348 352
608(1)(b) and/or 608(1)(c) of the
Corporations Act 2001 (Cth), being a
relevant interest arising from having
the residual power to control the
exercise of the right to vote attached
to securities and/or to control the
exercise of the power to dispose of
securities in its capacity as a
responsible entity of a managed
investment scheme (which managed
investment scheme is not managed
by either Colonial First State
Investments Limited or a related body
corporate). In addition, if any OTC
derivatives, warrants or other
securities (other than ordinary shares
or ordinary units (as applicable)) are
referred to below in this row, the
relevant interest in respect of those
securities arises under subsection
608(8) being a residual accelerated
relevant interest held in the same
capacity. Colonial First State
Investments Limited has authorised
the manager of each such managed
investment scheme to exercise the
powers referred to in paragraph
608(1)(b) and/or 608(1)(c) of the
Corporations Act 2001 (Cth) in
relation to those securities managed
by the manager to the exclusion of
Colonial First State Investments
Limited except for provisions allowing
Colonial First State Investments
Limited to terminate the agreement
with the manager or to exercise those
powers where the agreement is
terminated.
Nature of relevant interest derived
from;
ordinary shares 504,813
shares
Realindex
Investments Pty
Limited ACN 133
312 017
Citibank N A Hong
Kong
Relevant interest under paragraph
608(1)(b) and/or 608(1)(c) of the
Corporations Act 2001 (Cth), being a
relevant interest arising from having
the power to control the exercise of
the right to vote attached to securities
and/or to control the exercise of the
power to dispose of securities in its
capacity as investment manager, as
provided for under its investment
mandates. In addition, if any OTC
derivatives, warrants or other
securities (other than ordinary shares
or ordinary units (as applicable)) are
referred to below in this row, the
relevant interest in respect of those
securities arises under subsection
608(8) being an accelerated relevant
1,030,635
Fully paid ordinary
shares
1,030,635

5

interest held in the same capacity.
Nature of relevant interest derived
from;
ordinary shares 1,030,635
Colonial First State
Asset
Management
(Australia) Limited
ACN 114 194 311
Citicorp Nominees
Pty Limited
(Australia)
Relevant interest under paragraph
608(1)(b) and/or 608(1)(c) of the
Corporations Act 2001 (Cth), being a
relevant interest arising from having
the power to control the exercise of
the right to vote attached to securities
and/or to control the exercise of the
power to dispose of securities in its
capacity as investment manager (as
provided for under its investment
mandates). In addition, if any OTC
derivatives, warrants or other
securities (other than ordinary shares
or ordinary units (as applicable)) are
referred to below in this row, the
relevant interest in respect of those
securities arises under subsection
608(8) being an accelerated relevant
interest held in the same capacity.
Nature of relevant interest derived
from;
ordinary shares 3,748,982
3,748,982
Fully paid ordinary
shares
3,748,982
Colonial First State
Asset
Management
(Australia) Limited
ACN 114 194 311
State Street Global
Advisors
(Australia) Limited
Relevant interest under paragraph
608(1)(b) and/or 608(1)(c) of the
Corporations Act 2001 (Cth), being a
relevant interest arising from having
the power to control the exercise of
the right to vote attached to securities
and/or to control the exercise of the
power to dispose of securities in its
capacity as investment manager (as
provided for under its investment
mandates). In addition, if any OTC
derivatives, warrants or other
securities (other than ordinary shares
or ordinary units (as applicable)) are
referred to below in this row, the
relevant interest in respect of those
securities arises under subsection
608(8) being an accelerated relevant
interest held in the same capacity.
Nature of relevant interest derived
from;
ordinary shares 868,633
868,633
Fully paid ordinary
shares
868,633
Colonial First State
Asset
Management
(Australia) Limited
ACN 114 194 311
Northern Trust
Company
Relevant interest under paragraph
608(1)(b) and/or 608(1)(c) of the
Corporations Act 2001 (Cth), being a
relevant interest arising from having
the power to control the exercise of
the right to vote attached to securities
788,168
Fully paid ordinary
shares
788,168

6

and/or to control the exercise of the
power to dispose of securities in its
capacity as investment manager (as
provided for under its investment
mandates). In addition, if any OTC
derivatives, warrants or other
securities (other than ordinary shares
or ordinary units (as applicable)) are
referred to below in this row, the
relevant interest in respect of those
securities arises under subsection
608(8) being an accelerated relevant
interest held in the same capacity.
Nature of relevant interest derived
from;
ordinary shares 788,168
Colonial First State
Asset
Management
(Australia) Limited
ACN 114 194 311
Citibank N A Hong
Kong
Relevant interest under paragraph
608(1)(b) and/or 608(1)(c) of the
Corporations Act 2001 (Cth), being a
relevant interest arising from having
the power to control the exercise of
the right to vote attached to securities
and/or to control the exercise of the
power to dispose of securities in its
capacity as investment manager (as
provided for under its investment
mandates). In addition, if any OTC
derivatives, warrants or other
securities (other than ordinary shares
or ordinary units (as applicable)) are
referred to below in this row, the
relevant interest in respect of those
securities arises under subsection
608(8) being an accelerated relevant
interest held in the same capacity.
Nature of relevant interest derived
from;
ordinary shares 3,044,232
3,044,232
Fully paid ordinary
shares
3,044,232
Colonial First State
Investments
Limited ACN 002
348 352
Citicorp Nominees
Pty Limited
(Australia)
Relevant interest under paragraph
608(1)(b) and/or 608(1)(c) of the
Corporations Act 2001 (Cth), being a
relevant interest arising from having
the power to control the exercise of
the right to vote attached to securities
and/or to control the exercise of the
power to dispose of securities in its
capacity as a responsible entity of a
managed investment scheme (which
managed investment scheme is
managed by Colonial First Statement
Investments Limited or a related body
corporate). In addition, if any OTC
derivatives, warrants or other
securities (other than ordinary shares
or ordinary units (as applicable)) are
referred to below in this row, the
relevant interest in respect of those
4,855,787
Fully paid ordinary
shares
4,855,787

7

securities arises under subsection
608(8) being an accelerated relevant
interest held in the same capacity.
Nature of relevant interest derived
from;
ordinary shares 4,855,787
Colonial First State
Investments
Limited ACN 002
348 352
UBS Nominees Pty
Ltd
Relevant interest under paragraph
608(1)(b) and/or 608(1)(c) of the
Corporations Act 2001 (Cth), being a
relevant interest arising from having
the power to control the exercise of
the right to vote attached to securities
and/or to control the exercise of the
power to dispose of securities in its
capacity as a responsible entity of a
managed investment scheme (which
managed investment scheme is
managed by Colonial First Statement
Investments Limited or a related body
corporate). In addition, if any OTC
derivatives, warrants or other
securities (other than ordinary shares
or ordinary units (as applicable)) are
referred to below in this row, the
relevant interest in respect of those
securities arises under subsection
608(8) being an accelerated relevant
interest held in the same capacity.
Nature of relevant interest derived
from;
ordinary shares 77,385
77,385
Fully paid ordinary
shares
(including 77,385
borrowed from
UBS AG
(Agreement 2), see
Annexure C)
77,385
Colonial First State
Investments
Limited ACN 002
348 352
Citibank N A Hong
Kong
Relevant interest under paragraph
608(1)(b) and/or 608(1)(c) of the
Corporations Act 2001 (Cth), being a
relevant interest arising from having
the power to control the exercise of
the right to vote attached to securities
and/or to control the exercise of the
power to dispose of securities in its
capacity as a responsible entity of a
managed investment scheme (which
managed investment scheme is
managed by Colonial First Statement
Investments Limited or a related body
corporate). In addition, if any OTC
derivatives, warrants or other
securities (other than ordinary shares
or ordinary units (as applicable)) are
referred to below in this row, the
relevant interest in respect of those
securities arises under subsection
608(8) being an accelerated relevant
interest held in the same capacity.
Nature of relevant interest derived
from;
3,375,032
Fully paid ordinary
shares
3,375,032

8

ordinary shares 3,375,032
Colonial First State
Investments
Limited ACN 002
348 352
Citibank N A Hong
Kong
Relevant interest under paragraph
608(1)(b) and/or 608(1)(c) of the
Corporations Act 2001 (Cth), being a
relevant interest arising from having
the power to control the exercise of
the right to vote attached to securities
and/or to control the exercise of the
power to dispose of securities in its
capacity as a responsible entity of a
managed investment scheme (which
managed investment scheme is
managed by Colonial First Statement
Investments Limited or a related body
corporate). In addition, if any OTC
derivatives, warrants or other
securities (other than ordinary shares
or ordinary units (as applicable)) are
referred to below in this row, the
relevant interest in respect of those
securities arises under subsection
608(8) being an accelerated relevant
interest held in the same capacity.
Nature of relevant interest derived
from;
ordinary shares 2,288,493
2,288,493
Fully paid ordinary
shares
2,288,493
Colonial First State
Asset
Management
(Australia) Limited
ACN 114 194 311
Citibank N A Hong
Kong
Relevant interest under paragraph
608(1)(b) and/or 608(1)(c) of the
Corporations Act 2001 (Cth), being a
relevant interest arising from having
the power to control the exercise of
the right to vote attached to securities
and/or to control the exercise of the
power to dispose of securities in its
capacity as investment manager (as
provided for under its investment
mandates). In addition, if any OTC
derivatives, warrants or other
securities (other than ordinary shares
or ordinary units (as applicable)) are
referred to below in this row, the
relevant interest in respect of those
securities arises under subsection
608(8) being an accelerated relevant
interest held in the same capacity.
Nature of relevant interest derived
from;
ordinary shares 755,739
755,739
Fully paid ordinary
shares
755,739

9

5. Changes in association

The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:

==> picture [392 x 24] intentionally omitted <==

----- Start of picture text -----

Name and ACN/ARSN (if applicable) Nature of association
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10

6. Addresses

The addresses of persons named in this form are as follows:

Name Address
Commonwealth Bank Officers Superannuation Corporation Pty
Limited ACN 074 519 798
Level 11 Tower 1, 201 Sussex St Sydney NSW 2001
Colonial First State Asset Management (Australia) Limited ACN
114 194 311
Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000,
Australia
Colonial First State Investments Limited ACN 002 348 352 Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000,
Australia
Realindex Investments Pty Limited ACN 133 312 017 Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000,
Australia
CBA Markets Limited ACN 003 485 952 Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000,
Australia
The Colonial Mutual Life Assurance Society Limited ACN 004
021 809
Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000,
Australia

11

Signature

NOTE 1--(This note is relevant to sections 2,3,4 and 5)

The relevant interests in these securities:

  • a) are/were held by Colonial First State Investments Limited (CFS) as responsible entity of the specified registered managed investment schemes and relate(d) to holdings in connection with the Colonial First State First Choice product range. Decisions to buy/sell those securities and exercise voting rights in relation to those securities are made by managers to whom CFS has outsourced those functions. By instrument dated 29 October 2001 the Australian Securities and Investments Commission (“ASIC”) has granted certain relief to CFS and its related bodies corporate for these holdings from the applicable provisions of Chapter 6 of the Corporations Act in relation to the acquisition of or increase in voting power of such securities (the Manager Relief). These managers are not associates of, other than by virtue of an agreement in accordance with the terms of the Manager Relief, the Commonwealth Bank of Australia group; or

  • b) are/were held by or for the benefit of specified index funds where the funds have an objective of maintaining a portfolio tracking error less than 0.5% per annum. ASIC has granted certain relief to CFS and its related bodies corporate for these holdings from the applicable provisions of Chapter 6 of the Corporations Act in relation to the acquisition of or increase in voting power of such securities.

==> picture [100 x 44] intentionally omitted <==

Dated the 9 day of February 2017

Taryn Morton - Company Secretary

12

Annexure A

This is annexure A referred to in Form 604, Notice of change of interest of substantial holder dated 08/02/2017

==> picture [86 x 38] intentionally omitted <==

Taryn Morton Company Secretary

Dated the 9 February 2017

SCHEDULE

AEGIS CORRECTIONAL PARTNERSHIP PTY LTD AEGIS LIMITED AHL HOLDINGS PTY LIMITED ALTONA V6 PTY LIMITED ASB BANK LIMITED ASB CAPITAL LIMITED (NZX-ASBPA) ASB CAPITAL NO.2 LIMITED (NZX-ASBPB) ASB FINANCE LIMITED ASB FUNDING LIMITED ASB GROUP (LIFE) LIMITED ASB GROUP INVESTMENTS LIMITED ASB HOLDINGS LIMITED ASB MANAGEMENT SERVICES LIMITED ASB NOMINEES LIMITED ASB SECURITIES LIMITED ASKLEPIOS LIMITED ASPIRE SCHOOLS FINANCING (QLD) PTY LIMITED ASPIRE SCHOOLS HOLDINGS (QLD) PTY LIMITED AUSIEX NOMINEES PTY LIMITED AUSTRALIAN INVESTMENT EXCHANGE LIMITED AVANTEOS INVESTMENTS LIMITED AVANTEOS PTY LTD BANK OF HANGZHOU CO. LTD BANKWEST FOUNDATION LIMITED BDELTA VESSEL NO 1 PTY LTD BDELTA VESSEL NO 2 PTY LTD BDELTA VESSEL NO 3 PTY LTD BDELTA VESSEL NO 4 PTY LTD BOCOMMLIFE INSURANCE COMPANY LIMITED BOND INVESTMENTS NO 1 LIMITED BOND INVESTMENTS UK LIMITED BW FINANCIAL ADVICE LIMITED BW SECURITISATION MANAGEMENT PTY LTD BWA GROUP SERVICES PTY LTD BWA INTELLECTUAL PROPERTY HOLDINGS LIMITED CAPITAL 121 PTY LIMITED CARDS NZ LIMITED CBA (EUROPE) FINANCE LTD (IN LIQUIDATION) CBA A319 4624 PTY LIMITED CBA A319 4635 PTY LIMITED CBA A320 4077 PTY LTD CBA A320 4948 PTY LIMITED CBA A320 5156 PTY LIMITED CBA A320 5249 PTY LTD CBA A320 5289 PTY LTD CBA A320 5638 PTY LTD

CBA A320 6749 PTY LIMITED CBA A320 AIRCRAFT NO1 PTY LTD CBA A330 1427 Pty Ltd CBA A330 1453 PTY LIMITED CBA AIR A320 2714 PTY LIMITED CBA AIR PTY LTD

CBA ASSET FINANCE (NZ) LIMITED CBA ASSET HOLDINGS (NZ) LIMITED CBA B377 37091 PTY LTD CBA B738 39822 PTY LIMITED CBA B773 60333 PTY LIMITED CBA CAPITAL AUSTRALIA PTY LIMITED CBA CAPITAL HOLDINGS INC. CBA CAPITAL TRUST I CBA CAPITAL TRUST II CBA CORPORATE SERVICES (NSW) PTY LIMITED CBA CORPORATE SERVICES (VIC) PTY LIMITED CBA DIGITAL SOLUTIONS DEVELOPMENT COMPANY LIMITED CBA EUROPE LIMITED CBA FUNDING (NZ) LIMITED CBA FUNDING HOLDINGS PTY LTD CBA FUNDING TRUST I CBA INTERNATIONAL FINANCE PTY. LIMITED CBA INTERNATIONAL FINANCIAL SERVICES LIMITED (formerly known as COMMBANK MANAGEMENT CONSULTING (ASIA) COMPANY LIMITED) CBA INVESTMENTS (NO.4) LIMITED CBA MARKETS LIMITED CBA MTE RAIL COMPANY PTY LIMITED CBA NZ HOLDING LIMITED

CBA RAIL & TRAM COMPANY PTY LIMITED CBA ROLLING STOCK COMPANY NO.1 PTY LIMITED

CBA SA HOLDINGS PROPRIETARY LIMITED CBA SERVICES SINGAPORE PTE LTD CBA SPECIALISED FINANCING PTY LIMITED CBA STAFF COMMUNITY FUND LIMITED CBA USD FUNDING LIMITED CBA USD INVESTMENTS PTY LIMITED CBFC LEASING PTY. LIMITED CBFC LIMITED CFSPAI EUROPE CO LIMITED (formerly known as CFSPAI MALTA CO LIMITED)

CFSPAI EUROPE HOLDCO LIMITED (formerly known as CFSPAI MALTA HOLDCO LIMITED)

13

CHRISTMAS BREAK PTY LTD CHULLORA EQUITY INVESTMENT (NO 1) PTY LIMITED CHULLORA EQUITY INVESTMENT (NO 2) PTY LIMITED CHULLORA EQUITY INVESTMENT (NO 3) PTY LIMITED CIPL ARARAT PTY LTD CIPL SA SCHOOLS PTY LTD CISL (NO.1) PTY LIMITED CM-SOMERTON PTY. LTD. CMG ASIA LIFE HOLDINGS LIMITED CMG ASIA PTY LTD COLLATERAL LEASING PTY LTD COLONIAL FIRST STATE ASSET MANAGEMENT (AUSTRALIA) LIMITED COLONIAL FIRST STATE GROUP LIMITED COLONIAL FIRST STATE INFRASTRUCTURE HOLDINGS LIMITED COLONIAL FIRST STATE INFRASTRUCTURE MANAGERS (AUSTRALIA) PTY LTD COLONIAL FIRST STATE INVESTMENTS LIMITED COLONIAL FIRST STATE MANAGED INFRASTRUCTURE LIMITED COLONIAL HOLDING COMPANY LIMITED COLONIAL MUTUAL SUPERANNUATION PTY. LTD. COLONIAL SERVICES PTY LIMITED COMMBANK EUROPE LIMITED COMMBANK MANAGEMENT CONSULTING (SHANGHAI) COMPANY LIMITED COMMFOUNDATION PTY LIMITED COMMONWEALTH AUSTRALIA SECURITIES LLC COMMONWEALTH BANK OF AUSTRALIA COMMONWEALTH BANK OF AUSTRALIA (CHENG'AN) COUNTY BANK CO. LTD. COMMONWEALTH BANK OF AUSTRALIA (CIXIAN) COUNTY BANK CO. LTD

COMMONWEALTH BANK OF AUSTRALIA (DENGFENG) COUNTY BANK CO. LTD COMMONWEALTH BANK OF AUSTRALIA (HANDANXIAN) COUNTY BANK CO. LTD. COMMONWEALTH BANK OF AUSTRALIA (JIYUAN) COUNTY BANK CO. LTD

COMMONWEALTH BANK OF AUSTRALIA (LANKAO) COUNTY BANK CO. LTD

COMMONWEALTH BANK OF AUSTRALIA (LUANCHENG) COUNTY BANK CO. LTD COMMONWEALTH BANK OF AUSTRALIA (MIANCHI) COUNTY BANK CO. LTD

COMMONWEALTH BANK OF AUSTRALIA (SHEXIAN) COUNTY BANK CO. LTD

COMMONWEALTH BANK OF AUSTRALIA (UK) STAFF BENEFITS SCHEME TRUSTEE COMPANY LIMITED

COMMONWEALTH BANK OF AUSTRALIA (WEIXIAN) COUNTY BANK CO. LTD.

COMMONWEALTH BANK OF AUSTRALIA (WENXIAN) COUNTY BANK CO. LTD COMMONWEALTH BANK OF AUSTRALIA (XINJI) COUNTY BANK CO. LTD COMMONWEALTH BANK OF AUSTRALIA

(YICHUAN) COUNTY BANK CO. LTD COMMONWEALTH BANK OF AUSTRALIA (YONGCHENG) COUNTY BANK CO. LTD COMMONWEALTH BANK OF AUSTRALIA (YONGNIAN) COUNTY BANK CO. LTD COMMONWEALTH BANK OFFICERS SUPERANNUATION CORPORATION PTY LIMITED Commonwealth Custodial Services Pty Ltd COMMONWEALTH DEVELOPMENT BANK OF AUSTRALIA PTY LIMITED

COMMONWEALTH FINANCIAL PLANNING LIMITED COMMONWEALTH INSURANCE HOLDINGS LIMITED COMMONWEALTH INSURANCE LIMITED COMMONWEALTH INVESTMENTS PTY LIMITED COMMONWEALTH PRIVATE LIMITED COMMONWEALTH SECURITIES LIMITED COMMWEALTH INTERNATIONAL HOLDINGS PTY

LIMITED

COMSEC NOMINEES PTY LIMITED CORE EQUITY SERVICES NOMINEES PTY LIMITED COUNT FINANCIAL LIMITED CRYSTAL AVENUE PTY LIMITED CTB AUSTRALIA LIMITED ELLAS CONTAINER SHIP COMPANY 1 PTY LIMITED ELLAS CONTAINER SHIP COMPANY 2 PTY LIMITED EMERALD HOLDING COMPANY PTY LIMITED EQUIGROUP HOLDINGS PTY LIMITED FINANCIAL WISDOM LIMITED FINCONNECT (AUSTRALIA) PTY LTD FIRST STATE CINDA FUND MANAGEMENT COMPANY LIMITED

First State European Diversified Infrastructure Sarl First State Funds Plc

First State Global Umbrella Fund Public Limited Company

FIRST STATE INFRASTRUCTURE MANAGERS (INTERNATIONAL) LIMITED

First State Investment Management (UK) Limited FIRST STATE INVESTMENT MANAGERS (ASIA) LIMITED

First State Investment Services (UK) Limited FIRST STATE INVESTMENTS (HONG KONG)

LIMITED

FIRST STATE INVESTMENTS (JAPAN) LIMITED FIRST STATE INVESTMENTS (NZ) LIMITED FIRST STATE INVESTMENTS (SINGAPORE) First State Investments (UK Holdings) Limited First State Investments (UK) Limited FIRST STATE INVESTMENTS (US) LLC

First State Investments Fund Management Sarl First State Investments GIP Management Sarl FIRST STATE INVESTMENTS HOLDINGS (SINGAPORE) LIMITED First State Investments ICVC

First State Investments International Inc First State Investments International Limited

FIRST STATE NOMINEES (HONG KONG) LIMITED FSIB LTD (formerly known as FIRST STATE INVESTMENTS (BERMUDA) LIMITED) FSIC Limited (formerly known as First State Investments (Cayman) Limited)

14

GT USD FUNDING PTY LIMITED HAZELWOOD INVESTMENT COMPANY PTY LIMITED

HOMEPATH PTY LIMITED INVERLOCH LEASING PTY LIMITED INVESTMENT CUSTODIAL SERVICES LIMITED INVESTORWEB.COM. PTY LIMITED IWL BROKING SOLUTIONS PTY LIMITED IWL PTY LIMITED JACQUES MARTIN ADMINISTRATION AND CONSULTING PTY LTD JACQUES MARTIN PTY. LTD. LOFT NO 1 PTY LIMITED LOFT NO 2 PTY LIMITED LOFT NO.3 PTY LIMITED MIS FUNDING NO.1 PTY LIMITED MORTGAGE HOLDING TRUST COMPANY LIMITED MTE DEBT VEHICLE PTY LTD MTE LESSOR 1 PTY LTD MTE LESSOR 2 PTY LTD MTE LESSOR 3 PTY LTD MTE LESSOR 4 PTY LTD MTE LESSOR 5 PTY LTD MTE NOMINEE PARTNER PTY LTD NETSHARE NOMINEES PTY LTD NEWPORT LIMITED NEWSHELF 1314 (PTY) LTD NEWSHELF 1315 (PTY) LTD NIMITZ NOMINEES PTY LIMITED ORE & OVERBURDEN PTY LIMITED PREFERRED CAPITAL PTY LIMITED PREMIUM ALTERNATIVE INVESTMENTS PTY LIMITED

PREMIUM CUSTODY SERVICES PTY LTD PREMIUM PLANTATIONS PTY LIMITED PREMIUM PLANTATIONS SERVICES PTY LTD PT BANK COMMONWEALTH PT COMMONWEALTH LIFE PT FIRST STATE INVESTMENTS INDONESIA QILU BANK CO. LTD.

REALINDEX INVESTMENTS PTY LIMITED RELIANCE ACHIEVER PTY LIMITED RESIDENTIAL MORTGAGE GROUP PTY LTD ROCK & RUBBLE (DEBT VEHICLE) PTY LIMITED ROCK & RUBBLE (EXISTING) PTY LIMITED ROCK & RUBBLE (NEW) PTY LIMITED SAF MINING NO.2 PTY LIMITED SAF Mining No1 Pty Limited SAFE NO1 PTY LTD SAFE NO19 PTY LIMITED SAFE NO2 PTY LTD SAFE NO3 PTY LTD SAFE NO4 PTY LIMITED

SAFE NO9 PTY LIMITED SAFE USD HOLDINGS PTY LTD SBN NOMINEES PTY. LIMITED SECURITISATION ADVISORY SERVICES PTY. LIMITED SECURITISATION MANAGEMENT SERVICES LIMITED

SECURITY HOLDING INVESTMENT ENTITY LINKING DEALS LIMITED (Pending Deregistration 21/12/16) SENBARY PTY LIMITED SHARE DIRECT NOMINEES PTY LIMITED SHARE INVESTMENTS PTY LIMITED SI Holdings Limited

SIF RAILWAY NO.1 PTY LIMITED (IN LIQUIDATION) SIF RAILWAY NO.2 PTY LIMITED (IN LIQUIDATION) SOVEREIGN ASSURANCE COMPANY LIMITED SOVEREIGN SERVICES LIMITED SOVEREIGN SUPERANNUATION FUNDS LIMITED SOVEREIGN SUPERANNUATION TRUSTEES LIMITED

ST ANDREW'S AUSTRALIA PTY LTD STATE NOMINEES LTD T.W. CUSTODIANS LIMITED

TANKSTREAM RAIL (BY - 1) PTY LIMITED TANKSTREAM RAIL (BY - 2) PTY LIMITED TANKSTREAM RAIL (BY - 3) PTY LIMITED TANKSTREAM RAIL (BY - 4) PTY LIMITED TANKSTREAM RAIL (SW - 1) PTY LIMITED TANKSTREAM RAIL (SW - 2) PTY LIMITED TANKSTREAM RAIL (SW - 3) PTY LIMITED TANKSTREAM RAIL (SW - 4) PTY LIMITED TANKSTREAM RAIL (VICTORIA) PTY LIMITED THE COLONIAL MUTUAL LIFE ASSURANCE SOCIETY LIMITED

TOTAL KEEN INVESTMENT LIMITED TYME CAPITAL PROPRIETARY LIMITED TYME INFIELD PROPRIETARY LIMITED (formerly know as EDGE FIELD MARKETING PROPRIETARY LTD)

TYME INTELLECTUAL PROPERTIES PROPRIETARY LIMITED

TYME INVESTMENTS PROPRIETARY LIMITED TYME TECHNICAL SOLUTIONS PROPRIETARY LIMITED

VATOSCAN PROPRIETARY LIMITED VH-VZF PTY LTD VH-VZG PTY LTD VH-VZH PTY LTD VIETNAM INTERNATIONAL BANK (VIETNAM INTERNATIONAL COMMERCIAL JOINT STOCK BANK) VIPRO PTY LIMITED WESTSIDE PROPERTIES LIMITED

15

Annexure B

This is annexure B referred to in Form 604, Notice of change of interests of substantial holder dated 08/02/2017

==> picture [86 x 38] intentionally omitted <==

Taryn Morton Company Secretary
Dated the 9 February 2017
Date of change
Person whose
relevant interest
changed
Nature of
change
Consideration
given in relation to
change
Monday, 6 February
2017
Commonwealth
Bank Officers
Superannuation
Corporation Pty
Limited ACN 074
519 798
Sale
5,312.30
Tuesday, 7 February
2017
Commonwealth
Bank Officers
Superannuation
Corporation Pty
Limited ACN 074
519 798
Sale
235,375.36
Monday, 16 January
2017
Colonial First State
Asset Management
(Australia) Limited
ACN 114 194 311
Sale
15,558.05
Tuesday, 17
January 2017
Colonial First State
Asset Management
(Australia) Limited
ACN 114 194 311
Sale
101,718.65
Wednesday, 18
January 2017
Colonial First State
Asset Management
(Australia) Limited
ACN 114 194 311
Sale
6,576.93
Thursday, 19
January 2017
Colonial First State
Asset Management
(Australia) Limited
ACN 114 194 311
Sale
3,452.89
Monday, 6 February
2017
Colonial First State
Asset Management
(Australia) Limited
ACN 114 194 311
Sale
20,418.29
Tuesday, 7 February
2017
Colonial First State
Asset Management
(Australia) Limited
ACN 114 194 311
Sale
68,971.51
Tuesday, 7 February
2017
Colonial First State
Asset Management
(Australia) Limited
ACN 114 194 311
Sale
222,442.24
Taryn Morton Company Secretary
Dated the 9 February 2017
Date of change
Person whose
relevant interest
changed
Nature of
change
Consideration
given in relation to
change
Monday, 6 February
2017
Commonwealth
Bank Officers
Superannuation
Corporation Pty
Limited ACN 074
519 798
Sale
5,312.30
Tuesday, 7 February
2017
Commonwealth
Bank Officers
Superannuation
Corporation Pty
Limited ACN 074
519 798
Sale
235,375.36
Monday, 16 January
2017
Colonial First State
Asset Management
(Australia) Limited
ACN 114 194 311
Sale
15,558.05
Tuesday, 17
January 2017
Colonial First State
Asset Management
(Australia) Limited
ACN 114 194 311
Sale
101,718.65
Wednesday, 18
January 2017
Colonial First State
Asset Management
(Australia) Limited
ACN 114 194 311
Sale
6,576.93
Thursday, 19
January 2017
Colonial First State
Asset Management
(Australia) Limited
ACN 114 194 311
Sale
3,452.89
Monday, 6 February
2017
Colonial First State
Asset Management
(Australia) Limited
ACN 114 194 311
Sale
20,418.29
Tuesday, 7 February
2017
Colonial First State
Asset Management
(Australia) Limited
ACN 114 194 311
Sale
68,971.51
Tuesday, 7 February
2017
Colonial First State
Asset Management
(Australia) Limited
ACN 114 194 311
Sale
222,442.24
Taryn Morton Company Secretary
Dated the 9 February 2017
Date of change
Person whose
relevant interest
changed
Nature of
change
Consideration
given in relation to
change
Monday, 6 February
2017
Commonwealth
Bank Officers
Superannuation
Corporation Pty
Limited ACN 074
519 798
Sale
5,312.30
Tuesday, 7 February
2017
Commonwealth
Bank Officers
Superannuation
Corporation Pty
Limited ACN 074
519 798
Sale
235,375.36
Monday, 16 January
2017
Colonial First State
Asset Management
(Australia) Limited
ACN 114 194 311
Sale
15,558.05
Tuesday, 17
January 2017
Colonial First State
Asset Management
(Australia) Limited
ACN 114 194 311
Sale
101,718.65
Wednesday, 18
January 2017
Colonial First State
Asset Management
(Australia) Limited
ACN 114 194 311
Sale
6,576.93
Thursday, 19
January 2017
Colonial First State
Asset Management
(Australia) Limited
ACN 114 194 311
Sale
3,452.89
Monday, 6 February
2017
Colonial First State
Asset Management
(Australia) Limited
ACN 114 194 311
Sale
20,418.29
Tuesday, 7 February
2017
Colonial First State
Asset Management
(Australia) Limited
ACN 114 194 311
Sale
68,971.51
Tuesday, 7 February
2017
Colonial First State
Asset Management
(Australia) Limited
ACN 114 194 311
Sale
222,442.24
Taryn Morton Company Secretary
Dated the 9 February 2017
Date of change
Person whose
relevant interest
changed
Nature of
change
Consideration
given in relation to
change
Monday, 6 February
2017
Commonwealth
Bank Officers
Superannuation
Corporation Pty
Limited ACN 074
519 798
Sale
5,312.30
Tuesday, 7 February
2017
Commonwealth
Bank Officers
Superannuation
Corporation Pty
Limited ACN 074
519 798
Sale
235,375.36
Monday, 16 January
2017
Colonial First State
Asset Management
(Australia) Limited
ACN 114 194 311
Sale
15,558.05
Tuesday, 17
January 2017
Colonial First State
Asset Management
(Australia) Limited
ACN 114 194 311
Sale
101,718.65
Wednesday, 18
January 2017
Colonial First State
Asset Management
(Australia) Limited
ACN 114 194 311
Sale
6,576.93
Thursday, 19
January 2017
Colonial First State
Asset Management
(Australia) Limited
ACN 114 194 311
Sale
3,452.89
Monday, 6 February
2017
Colonial First State
Asset Management
(Australia) Limited
ACN 114 194 311
Sale
20,418.29
Tuesday, 7 February
2017
Colonial First State
Asset Management
(Australia) Limited
ACN 114 194 311
Sale
68,971.51
Tuesday, 7 February
2017
Colonial First State
Asset Management
(Australia) Limited
ACN 114 194 311
Sale
222,442.24
Taryn Morton Company Secretary
Dated the 9 February 2017
Date of change
Person whose
relevant interest
changed
Nature of
change
Consideration
given in relation to
change
Monday, 6 February
2017
Commonwealth
Bank Officers
Superannuation
Corporation Pty
Limited ACN 074
519 798
Sale
5,312.30
Tuesday, 7 February
2017
Commonwealth
Bank Officers
Superannuation
Corporation Pty
Limited ACN 074
519 798
Sale
235,375.36
Monday, 16 January
2017
Colonial First State
Asset Management
(Australia) Limited
ACN 114 194 311
Sale
15,558.05
Tuesday, 17
January 2017
Colonial First State
Asset Management
(Australia) Limited
ACN 114 194 311
Sale
101,718.65
Wednesday, 18
January 2017
Colonial First State
Asset Management
(Australia) Limited
ACN 114 194 311
Sale
6,576.93
Thursday, 19
January 2017
Colonial First State
Asset Management
(Australia) Limited
ACN 114 194 311
Sale
3,452.89
Monday, 6 February
2017
Colonial First State
Asset Management
(Australia) Limited
ACN 114 194 311
Sale
20,418.29
Tuesday, 7 February
2017
Colonial First State
Asset Management
(Australia) Limited
ACN 114 194 311
Sale
68,971.51
Tuesday, 7 February
2017
Colonial First State
Asset Management
(Australia) Limited
ACN 114 194 311
Sale
222,442.24
Date of change Person whose
relevant interest
changed
Nature of
change
Consideration
given in relation to
change
Class and number
of securities
affected
Person's votes
affected
Monday, 6 February
2017
Commonwealth
Bank Officers
Superannuation
Corporation Pty
Limited ACN 074
519 798
Sale 5,312.30 3,832 Ordinary
shares
3,832
Tuesday, 7 February
2017

Commonwealth
Bank Officers
Superannuation
Corporation Pty
Limited ACN 074
519 798
Sale 235,375.36 183,887 Ordinary
shares
183,887
Monday, 16 January
2017
Colonial First State
Asset Management
(Australia) Limited
ACN 114 194 311
Sale 15,558.05 10,202 Ordinary
shares
10,202
Tuesday, 17
January 2017
Colonial First State
Asset Management
(Australia) Limited
ACN 114 194 311
Sale 101,718.65 66,422 Ordinary
shares
66,422
Wednesday, 18
January 2017
Colonial First State
Asset Management
(Australia) Limited
ACN 114 194 311
Sale 6,576.93 4,295 Ordinary
shares
4,295
Thursday, 19
January 2017
Colonial First State
Asset Management
(Australia) Limited
ACN 114 194 311
Sale 3,452.89 2,263 Ordinary
shares
2,263
Monday, 6 February
2017
Colonial First State
Asset Management
(Australia) Limited
ACN 114 194 311
Sale 20,418.29 14,987 Ordinary
shares
14,987
Tuesday, 7 February
2017

Colonial First State
Asset Management
(Australia) Limited
ACN 114 194 311
Sale 68,971.51 53,367 Ordinary
shares
53,367
Tuesday, 7 February
2017

Colonial First State
Asset Management
(Australia) Limited
ACN 114 194 311
Sale 222,442.24 173,783 Ordinary
shares
173,783

16

Wednesday, 8
February 2017
Colonial First State
Asset Management
(Australia) Limited
ACN 114 194 311
Sale 63,649.75 47,514 Ordinary
shares
47,514
Monday, 16 January
2017
Colonial First State
Asset Management
(Australia) Limited
ACN 114 194 311
Sale 31,887.75 20,910 Ordinary
shares
20,910
Tuesday, 17
January 2017
Colonial First State
Asset Management
(Australia) Limited
ACN 114 194 311
Sale 208,483.26 136,139 Ordinary
shares
136,139
Wednesday, 18
January 2017
Colonial First State
Asset Management
(Australia) Limited
ACN 114 194 311
Sale 13,481.57 8,804 Ordinary
shares
8,804
Thursday, 19
January 2017
Colonial First State
Asset Management
(Australia) Limited
ACN 114 194 311
Sale 7,078.19 4,639 Ordinary
shares
4,639
Monday, 6 February
2017
Colonial First State
Asset Management
(Australia) Limited
ACN 114 194 311
Sale 41,848.84 30,717 Ordinary
shares
30,717
Tuesday, 7 February
2017

Colonial First State
Asset Management
(Australia) Limited
ACN 114 194 311
Sale 1,398,613.76 1,092,667 Ordinary
shares
1,092,667
Tuesday, 7 February
2017

Colonial First State
Asset Management
(Australia) Limited
ACN 114 194 311
Sale 141,364.00 109,381 Ordinary
shares
109,381
Wednesday, 8
February 2017
Colonial First State
Asset Management
(Australia) Limited
ACN 114 194 311
Sale 400,196.12 298,743 Ordinary
shares
298,743
Monday, 6 February
2017
Colonial First State
Investments Limited
(Note 1) ACN 002
348 352
Purchase 97,965.45 73,114 Ordinary
shares
73,114
Friday, 3 February
2017
Colonial First State
Investments Limited
(Note 1) ACN 002
348 352
Purchase 84,597.76 66,092 Ordinary
shares
66,092
Monday, 30 January
2017
CBA Markets
Limited ACN 003
485 952
Borrow Increase N/A 134,990 Ordinary
shares
(borrowed from
Barclays Capital
Securities Ltd, see
Annexure C)
134,990

17

Tuesday, 31
January 2017
CBA Markets
Limited ACN 003
485 952
Borrow Decrease N/A 134,990 Ordinary
shares
(returned to Barclays
Capital Securities
Ltd, see Annexure
C)

134,990
Tuesday, 31
January 2017
CBA Markets
Limited ACN 003
485 952
Borrow Increase N/A 134,990 Ordinary
shares
(borrowed from
Barclays Capital
Securities Ltd, see
Annexure C)
134,990
Wednesday, 1
February 2017
CBA Markets
Limited ACN 003
485 952
Borrow Decrease N/A 134,990 Ordinary
shares
(returned to Barclays
Capital Securities
Ltd, see Annexure
C)

134,990
Wednesday, 1
February 2017
CBA Markets
Limited ACN 003
485 952
Borrow Increase N/A 134,990 Ordinary
shares
(borrowed from
Barclays Capital
Securities Ltd, see
Annexure C)
134,990
Thursday, 2
February 2017
CBA Markets
Limited ACN 003
485 952
Borrow Decrease N/A 134,990 Ordinary
shares
(returned to Barclays
Capital Securities
Ltd, see Annexure
C)

134,990
Thursday, 2
February 2017
CBA Markets
Limited ACN 003
485 952
Borrow Increase N/A 134,990 Ordinary
shares
(borrowed from
Barclays Capital
Securities Ltd, see
Annexure C)
134,990
Friday, 3 February
2017
CBA Markets
Limited ACN 003
485 952
Borrow Increase N/A 134,989 Ordinary
shares
(borrowed from
Barclays Capital
Securities Ltd, see
Annexure C)
134,989
Friday, 3 February
2017
CBA Markets
Limited ACN 003
485 952
Borrow Decrease N/A 134,990 Ordinary
shares
(returned to Barclays
Capital Securities
Ltd, see Annexure
C)

134,990
Monday, 6 February
2017
CBA Markets
Limited ACN 003
485 952
Borrow Decrease N/A 134,989 Ordinary
shares
(returned to Barclays
Capital Securities
Ltd, see Annexure
C)

134,989
Monday, 6 February CBA Markets
Limited ACN 003
Borrow Increase N/A 134,987 Ordinary
shares
134,987

18

2017 485 952 (borrowed from
Barclays Capital
Securities Ltd, see
Annexure C)
Tuesday, 7 February
2017
CBA Markets
Limited ACN 003
485 952
Borrow Increase N/A 134,990 Ordinary
shares
(borrowed from
Barclays Capital
Securities Ltd, see
Annexure C)
134,990
Tuesday, 7 February
2017
CBA Markets
Limited ACN 003
485 952
Borrow Decrease N/A 134,987 Ordinary
shares
(returned to Barclays
Capital Securities
Ltd, see Annexure
C)

134,987

19

Annexure C

This is annexure C referred to in Form 604, Notice of change of interest of substantial holder dated 08/02/2017

==> picture [85 x 38] intentionally omitted <==

Taryn Morton Company Secretary Dated the 9 February 2017

Commonwealth Bank of Australia will, if requested by the company or responsible entity to whom this form must be given or by the Australian Securities and Investments Commission (ASIC), give a copy of one or more of the following agreements to the company, responsible entity or ASIC (as appropriate).

Barclays Capital Securities Ltd

Type of agreement: Global Master Securities Lending Agreement
Parties to agreement: (1) Commonwealth Bank of Australia and (2) Barclays Capital
Securities Ltd
Can the parties exercise voting rights attaching to the
securities?
No
If yes, in what circumstances? N/A
Date on which the securities were (or are) expected to be
delivered to the borrower or its nominee (ie borrow date):
The dates indicated in Annexure B on which securities were
borrowed.
Scheduled date (if any) when the securities are expected to be
returned to the borrower or its nominee (ie return date):
Any particular day.
Does the borrower have the right to return the securities early?
[Yes/No]
Yes
If yes, in which circumstances? At any time subject to giving notice.
Does the lender have the right to recall the securities early (ie
before the scheduled return date)? [Yes/No]
Yes
If yes, in which circumstances? At any time subject to giving notice.
Are there circumstances in which the borrower will not be
required to return the securities on settlement? [Yes/No]
No
If yes, in which circumstances? N/A

UBS AG (Agreement 2)

Type of agreement: Australian Master Securities Lending Agreement
Parties to agreement: (1) UBS AG; and (2) Colonial First State Investments Limited
Can the parties exercise voting rights attaching to the
securities?
No

20

If yes, in what circumstances? N/A
Date on which the securities were (or are) expected to be
delivered to the borrower or its nominee (ie borrow date):
The dates indicated in Annexure B on which securities were
borrowed.
Scheduled date (if any) when the securities are expected to be
returned to the borrower or its nominee (ie return date):
Any particular day.
Does the borrower have the right to return the securities early?
[Yes/No]
Yes
If yes, in which circumstances? At any time subject to giving notice.
Does the lender have the right to recall the securities early (ie
before the scheduled return date)? [Yes/No]
Yes
If yes, in which circumstances? At any time subject to giving notice.
Are there circumstances in which the borrower will not be
required to return the securities on settlement? [Yes/No]
No
If yes, in which circumstances? N/A

21