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Acumen Pharmaceuticals, Inc. Director's Dealing 2021

Jul 9, 2021

34208_dirs_2021-07-08_6511fb6a-071e-4462-beba-3661e03e4069.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Acumen Pharmaceuticals, Inc. (ABOS)
CIK: 0001576885
Period of Report: 2021-07-06

Reporting Person: Stalfort John A III (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-07-06 Common Stock C 130180 Acquired 137324 Direct
2021-07-06 Common Stock P 35000 $16.00 Acquired 172324 Direct
2021-07-06 Common Stock C 131595 Acquired 131595 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-07-06 Series A-1 Preferred $ C 130180 Disposed Common Stock (130180) Direct
2021-07-06 Series B Preferred $ C 131595 Disposed Common Stock (131595) Indirect

Footnotes

F1: On July 6, 2021, each share of Series A-1 Convertible Preferred Stock and each share of Series B Convertible Preferred Stock converted into Common Stock on a one-for-one basis without payment of further consideration upon closing of the initial public offering of the Issuer's common stock. The shares had no expiration date.

F2: The securities are held by Gineane Holly Stalfort, as Trustee of the John A. Stalfort III 2018 Irrevocable Trust under agreement dated as of
October 25, 2018.