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Acumen Pharmaceuticals, Inc. — Director's Dealing 2021
Jul 9, 2021
34208_dirs_2021-07-08_6511fb6a-071e-4462-beba-3661e03e4069.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Acumen Pharmaceuticals, Inc. (ABOS)
CIK: 0001576885
Period of Report: 2021-07-06
Reporting Person: Stalfort John A III (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-07-06 | Common Stock | C | 130180 | — | Acquired | 137324 | Direct |
| 2021-07-06 | Common Stock | P | 35000 | $16.00 | Acquired | 172324 | Direct |
| 2021-07-06 | Common Stock | C | 131595 | — | Acquired | 131595 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-07-06 | Series A-1 Preferred | $ | C | 130180 | Disposed | Common Stock (130180) | Direct | |
| 2021-07-06 | Series B Preferred | $ | C | 131595 | Disposed | Common Stock (131595) | Indirect |
Footnotes
F1: On July 6, 2021, each share of Series A-1 Convertible Preferred Stock and each share of Series B Convertible Preferred Stock converted into Common Stock on a one-for-one basis without payment of further consideration upon closing of the initial public offering of the Issuer's common stock. The shares had no expiration date.
F2: The securities are held by Gineane Holly Stalfort, as Trustee of the John A. Stalfort III 2018 Irrevocable Trust under agreement dated as of
October 25, 2018.
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