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Acumen Pharmaceuticals, Inc. — Director's Dealing 2021
Jul 9, 2021
34208_dirs_2021-07-08_c33acb76-9724-4cca-8429-b81314d54e78.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Acumen Pharmaceuticals, Inc. (ABOS)
CIK: 0001576885
Period of Report: 2021-07-06
Reporting Person: Zuga Matt (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-07-06 | Common Stock | C | 26187 | — | Acquired | 26187 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-07-06 | Series A-1 Preferred Stock | $ | C | 15659 | Disposed | Common Stock (15659) | Direct | |
| 2021-07-06 | Series B Preferred Stock | $ | C | 10528 | Disposed | Common Stock (10528) | Direct |
Footnotes
F1: On July 6, 2021, each share of Series A-1 Convertible Preferred Stock and Series B Convertible Preferred Stock (collectively, the "Preferred
Stock") converted into Common Stock on a one-for-one basis without payment of further consideration upon closing of the initial public offering of
the Issuer's common stock. The shares had no expiration date.
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