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Acumen Pharmaceuticals, Inc. — Director's Dealing 2021
Jul 9, 2021
34208_dirs_2021-07-08_62fa481c-26b5-4173-bb96-3e90a157bc6f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Acumen Pharmaceuticals, Inc. (ABOS)
CIK: 0001576885
Period of Report: 2021-07-06
Reporting Person: Manning Paul B (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-07-06 | Common Stock | C | 2950484 | — | Acquired | 3040193 | Indirect |
| 2021-07-06 | Common Stock | P | 312500 | $16.00 | Acquired | 3352693 | Indirect |
| 2021-07-06 | Common Stock | C | 657985 | — | Acquired | 657985 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-07-06 | Series A-1 Preferred Stock | $ | C | 1634515 | Disposed | Common Stock (1634515) | Indirect | |
| 2021-07-06 | Series B Preferred Stock | $ | C | 1315969 | Disposed | Common Stock (1315969) | Indirect | |
| 2021-07-06 | Series B Preferred Stock | $ | C | 657985 | Disposed | Common Stock (657985) | Indirect |
Footnotes
F1: On July 6, 2021, each share of Series A-1 Convertible Preferred Stock and Series B Convertible Preferred Stock (collectively, the "Preferred
Stock") converted into Common Stock on a one-for-one basis without payment of further consideration upon closing of the initial public offering of
the Issuer's common stock. The shares had no expiration date.
F2: The securities are held by The Paul B. Manning Revocable Trust dated May 10, 2000 (the "Trust"). The Reporting Person is the trustee of the Trust and has sole voting and investment power with respect to the shares held by the Trust.
F3: The shares are held directly by BKB Growth Investments, LLC ("BKB"). The Reporting Person is a co-manager of Tiger Lily Capital, LLC, the
manager of BKB, and has shared voting and investment power with respect to the shares held by BKB.