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ACRUX LIMITED — Major Shareholding Notification 2014
Feb 16, 2014
64293_rns_2014-02-16_159f34e6-a19c-4672-944b-744241b09a36.pdf
Major Shareholding Notification
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Form 605
Corporations Law Section 671B Notice of ceasing to be a substantial holder
To Company Name/Scheme ACRUX LIMITED (ACR) ACN/ARSN ABN 72 082 001 152
1. Details of substantial holder(1)
Name WESTPAC BANKING CORPORATION (WBC) and its associated companies listed in Annexure ‘A’
ACN/ARSN (if applicable) ABN 33 007 457 141 The holder ceased to be a substantial holder on 13/02/2014 The previous notice was given to the company on 21/10/2013 The previous notice was dated 17/10/2013
2. Changes in relevant interests
Particulars of each change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change | Person whose relevant interest changed |
Nature of change (4) |
Consideration given in relation to change (5) |
Class (6) and number of securities affected |
Person’s votes affected |
|---|---|---|---|---|---|
| 13/02/2014 | WBC & its Associates Westpac Financial Services Group Limited (WFSG), Equity Desk - (WIB) Westpac Institutional Bank *, BT Funds Management Limited, Asgard Capital Management Limited, Advance Asset Management Limited, BT Investment Management (Fund Services) Limited, BT Funds Management No.2 Limited, BT Investment Management (Institutional)Limited |
See Schedule |
See Schedule |
See Schedule |
See Schedule |
Page 1 of 13
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to the voting interests of the company or scheme are as follows:
Name and ACN/ARSN (if applicable) Nature of association
4. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Westpac Banking Corporation (WBC) | Level 20, Westpac Place, 275 Kent St, Sydney NSW 2000 |
| Westpac Financial Services Group Limited (WFSGL) |
Level 20, Westpac Place, 275 Kent St, Sydney NSW 2000 |
| Equity Desk - (WIB) Westpac Institutional Bank * |
Level 20, Westpac Place, 275 Kent St Sydney NSW 2000 |
| BT Funds Management Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 |
| Asgard Capital Management Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 |
| Advance Asset Management Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 |
| BT Investment Management (Fund Services) Limited |
Level 14, Chifley Tower, 2 Chifley Sydney, SydneyNSW 2000 |
| BT Funds Management No.2 Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 |
| BT Investment Management (Institutional) Limited |
Level 14, Chifley Tower, 2 Chifley Square SYDNEY NSW 2000 |
| ACRUX LIMITED | The Company Secretary, Acrux Limited (ACR) 103 – 113 Stanley Street MELBOURNE VIC 3003 Tel: +61 3 8379 0100 Fax: +61 3 8379 0101 |
Signature
| print name sign here |
Tim Hartin capacity CompanySecretary |
|---|---|
| date 17/02/2014 |
Page 2 of 13
-
DIRECTIONS
-
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 4 of the form.
-
(2) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Law. (3) See the definition of “associate” in section 9 of the Corporations Law. (4) Include details of: (a) Any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
-
(b) Any qualification of the power of a person to exercise, control the exercise of, the voting powers or disposal of the securities which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
-
See the definition of “relevant agreement” in section 9 of the Corporations Law.
-
(5) Details of the consideration must include any and all benefits, money and other that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
-
(6) The voting shares of a company constitute one class unless divided into separate classes. (7) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
Page 3 of 13
SCHEDULE 2
Sales & Purchases for the period : 18/10/2013 to 13/02/2014 SECURITY: ACR
Advance Asset Management Limited
| Date | Registered Company | Quantity | Value |
|---|---|---|---|
| 22/10/2013 | HSBC Custody Nominees (Australia) Limited. | -770 | -2,448.60 |
| 23/10/2013 | HSBC Custody Nominees (Australia) Limited. | -1,539 | -4,847.85 |
| 24/10/2013 | HSBC Custody Nominees (Australia) Limited. | -769 | -2,122.44 |
| 24/10/2013 | HSBC Custody Nominees (Australia) Limited. | -22,247 | -61,624.19 |
| 24/10/2013 | HSBC Custody Nominees (Australia) Limited. | -39,656 | -109,847.12 |
| 25/10/2013 | HSBC Custody Nominees (Australia) Limited. | -41,212 | -114,981.48 |
| 28/10/2013 | HSBC Custody Nominees (Australia) Limited. | -4,532 | -12,734.92 |
| 4/11/2013 | HSBC Custody Nominees (Australia) Limited. | 65,401 | 175,274.68 |
| 6/11/2013 | HSBC Custody Nominees (Australia) Limited. | 99,338 | 263,245.70 |
| 11/12/2013 | HSBC Custody Nominees (Australia) Limited. | 7,259 | 16,477.93 |
| Total | 61,273 | 146,391.71 | |
| Advance Asset Management Limited Total : | 61,273 | 146,391.71 | |
| Asgard Capital | Management Limited | ||
| Date | Registered Company | Quantity | Value |
| 24/10/2013 | ASGARD Capital Management Limited | -1,488 | -4,092.00 |
| 13/11/2013 | ASGARD Capital Management Limited | 94 | 243.46 |
| 13/11/2013 | ASGARD Capital Management Limited | -94 | -243.46 |
| 28/11/2013 | ASGARD Capital Management Limited | 25,000 | 62,500.00 |
| 2/12/2013 | ASGARD Capital Management Limited | 46,000 | 118,220.00 |
| 6/01/2014 | ASGARD Capital Management Limited | -16,000 | -40,960.00 |
| 11/02/2014 | ASGARD Capital Management Limited | 3,000 | 5,850.00 |
| 12/02/2014 | ASGARD Capital Management Limited | 6,410 | 12,499.50 |
| Total | 62,922 | 154,017.50 | |
| Asgard Capital Management Limited Total : | 62,922 | 154,017.50 |
| BT Funds Management Limited | BT Funds Management Limited | ||
|---|---|---|---|
| Date | Registered Company | Quantity | Value |
| 24/10/2013 | BT Portfolio Services Limited | 800 | 2,260.32 |
| 25/10/2013 | BT Portfolio Services Limited | -3,000 | -8,232.00 |
| 4/11/2013 | BT Portfolio Services Limited | -1,500 | -3,968.70 |
| 13/11/2013 | BT Portfolio Services Limited | 2,000 | 5,236.40 |
| 13/12/2013 | BT Portfolio Services Limited | 1,250 | 2,786.38 |
| 17/01/2014 | BT Portfolio Services Limited | 745 | 1,995.71 |
| 5/02/2014 | BT Portfolio Services Limited | 1,240 | 2,404.73 |
| 11/02/2014 | BT Portfolio Services Limited | -730 | -1,445.55 |
| Total | 805 | 1,037.29 | |
| BT Funds Management Limited Total : | 805 | 1,037.29 |
| BT Funds Management No.2 Limited | BT Funds Management No.2 Limited | ||
|---|---|---|---|
| Date | Registered Company | Quantity | Value |
| 24/10/2013 | HSBC Custody Nominees (Australia) Limited. | 62,872 | 179,813.92 |
| 4/02/2014 | HSBC Custody Nominees (Australia) Limited. | -36,557 | -75,672.99 |
| Page 4 of 13 |
| 4/02/2014 | HSBC Custody Nominees (Australia) Limited. | -65,291 | -135,152.37 |
|---|---|---|---|
| 4/02/2014 | HSBC Custody Nominees (Australia) Limited. | -6,621 | -13,771.68 |
| 4/02/2014 | HSBC Custody Nominees (Australia) Limited. | -93 | -192.51 |
| 4/02/2014 | HSBC Custody Nominees (Australia) Limited. | -28,514 | -59,023.98 |
| 6/02/2014 | HSBC Custody Nominees (Australia) Limited. | -5,118 | -10,645.44 |
| 7/02/2014 | HSBC Custody Nominees (Australia) Limited. | -16,667 | -34,500.69 |
| 10/02/2014 | HSBC Custody Nominees (Australia) Limited. | -17,059 | -34,970.95 |
| 10/02/2014 | HSBC Custody Nominees (Australia) Limited. | -12,059 | -24,720.95 |
| 11/02/2014 | HSBC Custody Nominees (Australia) Limited. | -5,606 | -10,987.76 |
| 11/02/2014 | HSBC Custody Nominees (Australia) Limited. | -1,415 | -2,759.25 |
| 11/02/2014 | HSBC Custody Nominees (Australia) Limited. | -271 | -536.58 |
| 11/02/2014 | HSBC Custody Nominees (Australia) Limited. | -27,725 | -54,063.75 |
| 12/02/2014 | HSBC Custody Nominees (Australia) Limited. | -1,749 | -3,428.04 |
| 12/02/2014 | HSBC Custody Nominees (Australia) Limited. | -6,470 | -12,681.20 |
| 12/02/2014 | HSBC Custody Nominees (Australia) Limited. | -1,122 | -2,199.12 |
| 12/02/2014 | HSBC Custody Nominees (Australia) Limited. | -16,160 | -31,673.60 |
| 12/02/2014 | HSBC Custody Nominees (Australia) Limited. | -9,912 | -19,427.52 |
| 12/02/2014 | HSBC Custody Nominees (Australia) Limited. | -4,835 | -9,476.60 |
| 12/02/2014 | HSBC Custody Nominees (Australia) Limited. | -6,871 | -13,467.16 |
| 12/02/2014 | HSBC Custody Nominees (Australia) Limited. | -8,978 | -17,596.88 |
| 12/02/2014 | HSBC Custody Nominees (Australia) Limited. | -1,279 | -2,506.84 |
| 13/02/2014 | HSBC Custody Nominees (Australia) Limited. | -12,612 | -25,224.00 |
| 13/02/2014 | HSBC Custody Nominees (Australia) Limited. | -15,128 | -30,256.00 |
| 13/02/2014 | HSBC Custody Nominees (Australia) Limited. | -6,748 | -13,496.00 |
| 13/02/2014 | HSBC Custody Nominees (Australia) Limited. | -6,748 | -13,496.00 |
| 13/02/2014 | HSBC Custody Nominees (Australia) Limited. | -18,218 | -36,436.00 |
| 13/02/2014 | HSBC Custody Nominees (Australia) Limited. | -12,021 | -24,042.00 |
| Total | -288,975 | -532,591.94 | |
| BT Funds Management No.2 Limited Total : | -288,975 | -532,591.94 | |
| BT Investment | Management(Fund Services) Limited | ||
| Date | Registered Company | Quantity | Value |
| 24/10/2013 | Australia and New Zealand Banking Group Limited | 6,451 | 18,449.86 |
| 4/02/2014 | Australia and New Zealand Banking Group Limited | -548 | -1,139.84 |
| 4/02/2014 | Australia and New Zealand Banking Group Limited | -6,071 | -12,566.97 |
| 4/02/2014 | Australia and New Zealand Banking Group Limited | -3,367 | -6,969.69 |
| 4/02/2014 | Australia and New Zealand Banking Group Limited | -1,351 | -2,796.57 |
| 4/02/2014 | Australia and New Zealand Banking Group Limited | -09 | -18.63 |
| 6/02/2014 | Australia and New Zealand Banking Group Limited | -169 | -351.52 |
| 6/02/2014 | Australia and New Zealand Banking Group Limited | -123 | -255.84 |
| 7/02/2014 | Australia and New Zealand Banking Group Limited | -506 | -1,047.42 |
| 7/02/2014 | Australia and New Zealand Banking Group Limited | -1,123 | -2,324.61 |
| 10/02/2014 | Australia and New Zealand Banking Group Limited | -2,846 | -5,834.30 |
| 11/02/2014 | Australia and New Zealand Banking Group Limited | -283 | -551.85 |
| 11/02/2014 | Australia and New Zealand Banking Group Limited | -549 | -1,076.04 |
| 11/02/2014 | Australia and New Zealand Banking Group Limited | -391 | -762.45 |
| 11/02/2014 | Australia and New Zealand Banking Group Limited | -44 | -86.24 |
| 11/02/2014 | Australia and New Zealand Banking Group Limited | -898 | -1,751.10 |
| 11/02/2014 | Australia and New Zealand Banking Group Limited | -29 | -57.42 |
| 11/02/2014 | Australia and New Zealand Banking Group Limited | -1,508 | -2,940.60 |
| 12/02/2014 | Australia and New Zealand Banking Group Limited | -625 | -1,225.00 |
| 12/02/2014 | Australia and New Zealand Banking Group Limited | -305 | -597.80 |
| 12/02/2014 | Australia and New Zealand Banking Group Limited | -750 | -1,470.00 |
| 12/02/2014 | Australia and New Zealand Banking Group Limited | -625 | -1,225.00 |
| 12/02/2014 | Australia and New Zealand Banking Group Limited | -1,058 | -2,073.68 |
Page 5 of 13
| 12/02/2014 | Australia and New Zealand Banking Group Limited | -21 | -41.16 |
|---|---|---|---|
| 12/02/2014 | Australia and New Zealand Banking Group Limited | -2,126 | -4,166.96 |
| 12/02/2014 | Australia and New Zealand Banking Group Limited | -448 | -878.08 |
| 13/02/2014 | Australia and New Zealand Banking Group Limited | -351 | -702.00 |
| 13/02/2014 | Australia and New Zealand Banking Group Limited | -1,404 | -2,808.00 |
| 13/02/2014 | Australia and New Zealand Banking Group Limited | -2,152 | -4,304.00 |
| 13/02/2014 | Australia and New Zealand Banking Group Limited | -939 | -1,878.00 |
| 13/02/2014 | Australia and New Zealand Banking Group Limited | -2,467 | -4,934.00 |
| Total | -26,635 | -48,384.91 | |
| Date | Registered Company | Quantity | Value |
| 5/02/2014 | JP Morgan Chase Bank | -7,938 | -15,399.72 |
| 5/02/2014 | JP Morgan Chase Bank | -92,407 | -179,269.58 |
| 11/02/2014 | JP Morgan Chase Bank | -53,966 | -105,233.70 |
| 11/02/2014 | JP Morgan Chase Bank | -21,548 | -42,018.60 |
| 11/02/2014 | JP Morgan Chase Bank | -775 | -1,534.50 |
| 11/02/2014 | JP Morgan Chase Bank | -16,009 | -31,377.64 |
| 11/02/2014 | JP Morgan Chase Bank | -7,702 | -15,018.90 |
| Total | -200,345 | -389,852.64 | |
| Date | Registered Company | Quantity | Value |
| 24/10/2013 | National Australian Custodian Services | 51,980 | 148,662.80 |
| 24/10/2013 | National Australian Custodian Services | 26,644 | 76,201.84 |
| 24/10/2013 | National Australian Custodian Services | 16,233 | 46,426.38 |
| 13/12/2013 | National Australian Custodian Services | -13,393 | -30,000.32 |
| 13/12/2013 | National Australian Custodian Services | -28,451 | -63,730.24 |
| 13/12/2013 | National Australian Custodian Services | -12,513 | -28,029.12 |
| 13/12/2013 | National Australian Custodian Services | -32,403 | -72,582.72 |
| 13/12/2013 | National Australian Custodian Services | -59,425 | -133,112.00 |
| 13/12/2013 | National Australian Custodian Services | -5,186 | -11,616.64 |
| 13/12/2013 | National Australian Custodian Services | -28,924 | -64,789.76 |
| 13/12/2013 | National Australian Custodian Services | -14,003 | -31,366.72 |
| 13/12/2013 | National Australian Custodian Services | -4,972 | -11,137.28 |
| 13/12/2013 | National Australian Custodian Services | -27,719 | -62,090.56 |
| 13/12/2013 | National Australian Custodian Services | -27,544 | -61,698.56 |
| 13/12/2013 | National Australian Custodian Services | -35,985 | -80,606.40 |
| 13/12/2013 | National Australian Custodian Services | -8,938 | -20,021.12 |
| 13/12/2013 | National Australian Custodian Services | -5,186 | -11,616.64 |
| 13/12/2013 | National Australian Custodian Services | -10,336 | -23,152.64 |
| 13/12/2013 | National Australian Custodian Services | -46,793 | -104,816.32 |
| 13/12/2013 | National Australian Custodian Services | -46,395 | -103,924.80 |
| 13/12/2013 | National Australian Custodian Services | -321 | -719.04 |
| 13/12/2013 | National Australian Custodian Services | -313 | -701.12 |
| 13/12/2013 | National Australian Custodian Services | -21,242 | -47,582.08 |
| 13/12/2013 | National Australian Custodian Services | -42,680 | -95,603.20 |
| 13/12/2013 | National Australian Custodian Services | -19,122 | -42,833.28 |
| 13/12/2013 | National Australian Custodian Services | -31,047 | -69,545.28 |
| 13/12/2013 | National Australian Custodian Services | -28,228 | -63,230.72 |
| 13/12/2013 | National Australian Custodian Services | -11,087 | -24,834.88 |
| 13/12/2013 | National Australian Custodian Services | -28,939 | -64,823.36 |
| 13/12/2013 | National Australian Custodian Services | -5,231 | -11,717.44 |
| 13/12/2013 | National Australian Custodian Services | -98 | -219.52 |
| 13/12/2013 | National Australian Custodian Services | -52,516 | -117,635.84 |
| 13/12/2013 | National Australian Custodian Services | -7,820 | -17,516.80 |
| 13/12/2013 | National Australian Custodian Services | -51,980 | -116,435.20 |
| 13/12/2013 | National Australian Custodian Services | -20,587 | -46,114.88 |
| 13/12/2013 | National Australian Custodian Services | -25,282 | -56,631.68 |
Page 6 of 13
| 13/12/2013 | National Australian Custodian Services | -39 | -87.36 |
|---|---|---|---|
| 13/12/2013 | National Australian Custodian Services | -5,712 | -12,794.88 |
| 13/12/2013 | National Australian Custodian Services | -26,208 | -58,705.92 |
| 13/12/2013 | National Australian Custodian Services | -52,929 | -118,560.96 |
| 13/12/2013 | National Australian Custodian Services | -11,272 | -25,249.28 |
| 13/12/2013 | National Australian Custodian Services | -2,345 | -5,252.80 |
| 13/12/2013 | National Australian Custodian Services | -35 | -78.40 |
| 13/12/2013 | National Australian Custodian Services | -4,047 | -9,065.28 |
| 13/12/2013 | National Australian Custodian Services | -31,577 | -70,732.48 |
| 13/12/2013 | National Australian Custodian Services | -26,258 | -58,817.92 |
| 13/12/2013 | National Australian Custodian Services | -71,932 | -161,127.68 |
| 13/12/2013 | National Australian Custodian Services | -11,901 | -26,658.24 |
| 13/12/2013 | National Australian Custodian Services | -3,717 | -8,326.08 |
| 13/12/2013 | National Australian Custodian Services | -18 | -40.32 |
| 13/12/2013 | National Australian Custodian Services | -14,301 | -32,034.24 |
| 13/12/2013 | National Australian Custodian Services | -51 | -114.24 |
| 13/12/2013 | National Australian Custodian Services | -16,127 | -36,124.48 |
| 13/12/2013 | National Australian Custodian Services | -2,694 | -6,034.56 |
| 13/12/2013 | National Australian Custodian Services | -13,132 | -29,415.68 |
| 13/12/2013 | National Australian Custodian Services | -10,694 | -23,954.56 |
| 13/12/2013 | National Australian Custodian Services | -5,369 | -12,026.56 |
| 13/12/2013 | National Australian Custodian Services | -2,974 | -6,661.76 |
| 13/12/2013 | National Australian Custodian Services | -11,046 | -24,743.04 |
| 13/12/2013 | National Australian Custodian Services | -4,732 | -10,599.68 |
| 13/12/2013 | National Australian Custodian Services | -6,957 | -15,583.68 |
| 13/12/2013 | National Australian Custodian Services | -7,273 | -16,291.52 |
| 13/12/2013 | National Australian Custodian Services | -14,403 | -32,262.72 |
| 13/12/2013 | National Australian Custodian Services | -27,279 | -61,104.96 |
| 13/12/2013 | National Australian Custodian Services | -15,032 | -33,671.68 |
| 13/12/2013 | National Australian Custodian Services | -2,583 | -5,785.92 |
| 13/12/2013 | National Australian Custodian Services | -19,248 | -43,115.52 |
| 13/12/2013 | National Australian Custodian Services | -2,694 | -6,034.56 |
| 13/12/2013 | National Australian Custodian Services | -908 | -2,033.92 |
| 13/12/2013 | National Australian Custodian Services | -27,669 | -61,978.56 |
| 13/12/2013 | National Australian Custodian Services | -37,361 | -83,688.64 |
| 13/12/2013 | National Australian Custodian Services | -20 | -44.80 |
| 13/12/2013 | National Australian Custodian Services | -6,178 | -13,838.72 |
| 13/12/2013 | National Australian Custodian Services | -26,888 | -60,229.12 |
| 13/12/2013 | National Australian Custodian Services | -1,218 | -2,728.32 |
| 13/12/2013 | National Australian Custodian Services | -22,154 | -49,624.96 |
| 13/12/2013 | National Australian Custodian Services | -14,653 | -32,822.72 |
| 13/12/2013 | National Australian Custodian Services | -2,103 | -4,710.72 |
| 13/12/2013 | National Australian Custodian Services | -5,707 | -12,783.68 |
| 13/12/2013 | National Australian Custodian Services | -16,832 | -37,703.68 |
| 13/12/2013 | National Australian Custodian Services | -15,023 | -33,651.52 |
| 13/12/2013 | National Australian Custodian Services | -6,499 | -14,557.76 |
| 13/12/2013 | National Australian Custodian Services | -1,930 | -4,323.20 |
| 13/12/2013 | National Australian Custodian Services | -9,937 | -22,258.88 |
| 13/12/2013 | National Australian Custodian Services | -4,062 | -9,098.88 |
| 13/12/2013 | National Australian Custodian Services | -14,759 | -33,060.16 |
| 13/12/2013 | National Australian Custodian Services | -24,100 | -53,984.00 |
| 13/12/2013 | National Australian Custodian Services | -5,904 | -13,224.96 |
| 13/12/2013 | National Australian Custodian Services | -24,776 | -55,498.24 |
| 13/12/2013 | National Australian Custodian Services | -26,644 | -59,682.56 |
| 13/12/2013 | National Australian Custodian Services | -16,401 | -36,738.24 |
| 13/12/2013 | National Australian Custodian Services | -167 | -374.08 |
| 13/12/2013 | National Australian Custodian Services | -2,718 | -6,088.32 |
Page 7 of 13
| 13/12/2013 | National Australian Custodian Services | -30,867 | -69,142.08 |
|---|---|---|---|
| 13/12/2013 | National Australian Custodian Services | -13,640 | -30,553.60 |
| 13/12/2013 | National Australian Custodian Services | -171 | -383.04 |
| 4/02/2014 | National Australian Custodian Services | -19 | -39.33 |
| 4/02/2014 | National Australian Custodian Services | -237 | -492.96 |
| 4/02/2014 | National Australian Custodian Services | -2,005 | -4,150.35 |
| 4/02/2014 | National Australian Custodian Services | -12 | -24.96 |
| 4/02/2014 | National Australian Custodian Services | -1,068 | -2,221.44 |
| 4/02/2014 | National Australian Custodian Services | -16,221 | -33,577.47 |
| 4/02/2014 | National Australian Custodian Services | -7,700 | -15,939.00 |
| 6/02/2014 | National Australian Custodian Services | -493 | -1,025.44 |
| 7/02/2014 | National Australian Custodian Services | -4,075 | -8,435.25 |
| 10/02/2014 | National Australian Custodian Services | -7,120 | -14,596.00 |
| 11/02/2014 | National Australian Custodian Services | -1,540 | -3,018.40 |
| 11/02/2014 | National Australian Custodian Services | -583 | -1,136.85 |
| 11/02/2014 | National Australian Custodian Services | -4,569 | -8,909.55 |
| 11/02/2014 | National Australian Custodian Services | -75 | -148.50 |
| 11/02/2014 | National Australian Custodian Services | -2,851 | -5,559.45 |
| 12/02/2014 | National Australian Custodian Services | -511 | -1,001.56 |
| 12/02/2014 | National Australian Custodian Services | -2,378 | -4,660.88 |
| 12/02/2014 | National Australian Custodian Services | -272 | -533.12 |
| 12/02/2014 | National Australian Custodian Services | -1,885 | -3,694.60 |
| 12/02/2014 | National Australian Custodian Services | -860 | -1,685.60 |
| 12/02/2014 | National Australian Custodian Services | -647 | -1,268.12 |
| 12/02/2014 | National Australian Custodian Services | -1,025 | -2,009.00 |
| 12/02/2014 | National Australian Custodian Services | -3,450 | -6,762.00 |
| 12/02/2014 | National Australian Custodian Services | -4,441 | -8,704.36 |
| 13/02/2014 | National Australian Custodian Services | -5,683 | -11,366.00 |
| 13/02/2014 | National Australian Custodian Services | -3,863 | -7,726.00 |
| 13/02/2014 | National Australian Custodian Services | -235 | -470.00 |
| 13/02/2014 | National Australian Custodian Services | -1,430 | -2,860.00 |
| 13/02/2014 | National Australian Custodian Services | -1,430 | -2,860.00 |
| 13/02/2014 | National Australian Custodian Services | -3,306 | -6,612.00 |
| 13/02/2014 | National Australian Custodian Services | -2,792 | -5,584.00 |
| Total | -1,526,446 | -3,342,081.65 | |
| Date | Registered Company | Quantity | Value |
| 24/10/2013 | National Nominees Limited | 17,862 | 51,085.32 |
| 4/02/2014 | National Nominees Limited | -1,173 | -2,439.84 |
| 4/02/2014 | National Nominees Limited | -13 | -27.04 |
| 4/02/2014 | National Nominees Limited | -21 | -43.47 |
| 4/02/2014 | National Nominees Limited | -2,206 | -4,566.42 |
| 4/02/2014 | National Nominees Limited | -17,825 | -36,897.75 |
| 4/02/2014 | National Nominees Limited | -261 | -542.88 |
| 4/02/2014 | National Nominees Limited | -8,461 | -17,514.27 |
| 6/02/2014 | National Nominees Limited | -541 | -1,125.28 |
| 7/02/2014 | National Nominees Limited | -4,477 | -9,267.39 |
| 10/02/2014 | National Nominees Limited | -7,822 | -16,035.10 |
| 11/02/2014 | National Nominees Limited | -5,021 | -9,790.95 |
| 11/02/2014 | National Nominees Limited | -642 | -1,251.90 |
| 11/02/2014 | National Nominees Limited | -1,692 | -3,316.32 |
| 11/02/2014 | National Nominees Limited | -3,133 | -6,109.35 |
| 11/02/2014 | National Nominees Limited | -82 | -162.36 |
| 12/02/2014 | National Nominees Limited | -2,614 | -5,123.44 |
| 12/02/2014 | National Nominees Limited | -2,072 | -4,061.12 |
| 12/02/2014 | National Nominees Limited | -1,126 | -2,206.96 |
| 12/02/2014 | National Nominees Limited | -944 | -1,850.24 |
Page 8 of 13
| 12/02/2014 | National Nominees Limited | -711 | -1,393.56 |
|---|---|---|---|
| 12/02/2014 | National Nominees Limited | -563 | -1,103.48 |
| 12/02/2014 | National Nominees Limited | -4,880 | -9,564.80 |
| 12/02/2014 | National Nominees Limited | -3,792 | -7,432.32 |
| 12/02/2014 | National Nominees Limited | -298 | -584.08 |
| 13/02/2014 | National Nominees Limited | -1,572 | -3,144.00 |
| 13/02/2014 | National Nominees Limited | -6,243 | -12,486.00 |
| 13/02/2014 | National Nominees Limited | -1,572 | -3,144.00 |
| 13/02/2014 | National Nominees Limited | -3,633 | -7,266.00 |
| 13/02/2014 | National Nominees Limited | -258 | -516.00 |
| 13/02/2014 | National Nominees Limited | -3,070 | -6,140.00 |
| 13/02/2014 | National Nominees Limited | -4,243 | -8,486.00 |
| Total | -73,099 | -132,507.00 | |
| BT Investment Management (Fund Services) Limited | |||
| Total : | -1,826,525 | -3,912,826.20 | |
| **BT Investment ** | Management (Institutional) Limited | ||
| Date | Registered Company | Quantity | Value |
| 24/10/2013 | HSBC Custody Nominees (Australia) Limited. | 317,958 | 909,359.88 |
| 4/02/2014 | HSBC Custody Nominees (Australia) Limited. | -206,222 | -426,879.54 |
| 4/02/2014 | HSBC Custody Nominees (Australia) Limited. | -34,416 | -71,585.28 |
| 4/02/2014 | HSBC Custody Nominees (Australia) Limited. | -434 | -898.38 |
| 4/02/2014 | HSBC Custody Nominees (Australia) Limited. | -299,958 | -620,913.06 |
| 4/02/2014 | HSBC Custody Nominees (Australia) Limited. | -171,497 | -354,998.79 |
| 5/02/2014 | HSBC Custody Nominees (Australia) Limited. | -11,938 | -23,159.72 |
| 5/02/2014 | HSBC Custody Nominees (Australia) Limited. | -121,515 | -235,739.10 |
| 6/02/2014 | HSBC Custody Nominees (Australia) Limited. | -30,209 | -62,834.72 |
| 7/02/2014 | HSBC Custody Nominees (Australia) Limited. | -2,995 | -6,199.65 |
| 7/02/2014 | HSBC Custody Nominees (Australia) Limited. | -81,356 | -168,406.92 |
| 10/02/2014 | HSBC Custody Nominees (Australia) Limited. | -60,471 | -123,965.55 |
| 10/02/2014 | HSBC Custody Nominees (Australia) Limited. | -86,894 | -178,132.70 |
| 11/02/2014 | HSBC Custody Nominees (Australia) Limited. | -28,335 | -55,253.25 |
| 11/02/2014 | HSBC Custody Nominees (Australia) Limited. | -1,008 | -1,995.84 |
| 11/02/2014 | HSBC Custody Nominees (Australia) Limited. | -71,216 | -138,871.20 |
| 11/02/2014 | HSBC Custody Nominees (Australia) Limited. | -8,629 | -16,826.55 |
| 11/02/2014 | HSBC Custody Nominees (Australia) Limited. | -20,812 | -40,791.52 |
| 11/02/2014 | HSBC Custody Nominees (Australia) Limited. | -103,745 | -202,302.75 |
| 11/02/2014 | HSBC Custody Nominees (Australia) Limited. | -45 | -89.10 |
| 11/02/2014 | HSBC Custody Nominees (Australia) Limited. | -45,933 | -89,569.35 |
| 11/02/2014 | HSBC Custody Nominees (Australia) Limited. | -1,349 | -2,671.02 |
| 11/02/2014 | HSBC Custody Nominees (Australia) Limited. | -28,796 | -56,440.16 |
| 12/02/2014 | HSBC Custody Nominees (Australia) Limited. | -14,211 | -27,853.56 |
| 12/02/2014 | HSBC Custody Nominees (Australia) Limited. | -10,381 | -20,346.76 |
| 12/02/2014 | HSBC Custody Nominees (Australia) Limited. | -22,749 | -44,588.04 |
| 12/02/2014 | HSBC Custody Nominees (Australia) Limited. | -47,549 | -93,196.04 |
| 12/02/2014 | HSBC Custody Nominees (Australia) Limited. | -30,437 | -59,656.52 |
| 12/02/2014 | HSBC Custody Nominees (Australia) Limited. | -112,572 | -220,641.12 |
| 12/02/2014 | HSBC Custody Nominees (Australia) Limited. | -51,689 | -101,310.44 |
| 13/02/2014 | HSBC Custody Nominees (Australia) Limited. | -85,711 | -171,422.00 |
| 13/02/2014 | HSBC Custody Nominees (Australia) Limited. | -31,745 | -63,490.00 |
| 13/02/2014 | HSBC Custody Nominees (Australia) Limited. | -67,014 | -134,028.00 |
| 13/02/2014 | HSBC Custody Nominees (Australia) Limited. | -2,493 | -4,986.00 |
| 13/02/2014 | HSBC Custody Nominees (Australia) Limited. | -3,049 | -6,098.00 |
| 13/02/2014 | HSBC Custody Nominees (Australia) Limited. | -15,398 | -30,796.00 |
| 13/02/2014 | HSBC Custody Nominees (Australia) Limited. | -28,696 | -57,392.00 |
Page 9 of 13
| 13/02/2014 | HSBC Custody Nominees (Australia) Limited. | -122,562 | -245,124.00 |
|---|---|---|---|
| Total | -1,746,071 | -3,250,092.75 | |
| Date | Registered Company | Quantity | Value |
| 13/12/2013 | National Australia Bank Limited | 535,896 | 1,200,407.04 |
| 13/12/2013 | National Australia Bank Limited | 1,002,631 | 2,245,893.44 |
| 4/02/2014 | National Australia Bank Limited | -6,404 | -13,320.32 |
| 4/02/2014 | National Australia Bank Limited | -126,178 | -261,188.46 |
| 6/02/2014 | National Australia Bank Limited | -2,312 | -4,808.96 |
| 7/02/2014 | National Australia Bank Limited | -19,957 | -41,310.99 |
| 10/02/2014 | National Australia Bank Limited | -34,865 | -71,473.25 |
| 11/02/2014 | National Australia Bank Limited | -39,326 | -76,685.70 |
| 11/02/2014 | National Australia Bank Limited | -366 | -724.68 |
| 11/02/2014 | National Australia Bank Limited | -7,566 | -14,829.36 |
| 12/02/2014 | National Australia Bank Limited | -33,136 | -64,946.56 |
| 12/02/2014 | National Australia Bank Limited | -13,480 | -26,420.80 |
| 12/02/2014 | National Australia Bank Limited | -29,357 | -57,539.72 |
| 13/02/2014 | National Australia Bank Limited | -75,728 | -151,456.00 |
| 13/02/2014 | National Australia Bank Limited | -16,225 | -32,450.00 |
| Total | 1,133,627 | 2,629,145.68 | |
| BT Investment Management (Institutional) Limited | |||
| Total : | -612,444 | -620,947.07 | |
| Westpac RE | Limited | ||
| Date | Registered Company | Quantity | Value |
| 22/10/2013 | HSBC Custody Nominees (Australia) Limited. | -1,806 | -5,743.08 |
| 23/10/2013 | HSBC Custody Nominees (Australia) Limited. | -3,611 | -11,374.65 |
| 24/10/2013 | HSBC Custody Nominees (Australia) Limited. | -1,806 | -4,984.56 |
| Total | -7,223 | -22,102.29 | |
| Westpac RE Limited Total : | -7,223 | -22,102.29 |
Page 10 of 13
ANNEXURE A – ASSOCIATED COMPANIES
This is annexure ‘A’ (being 3 pages) referred to in Form 605, Notice of ceasing to be a substantial holder, lodged for Westpac and its associated entities
Tim Hartin – Company Secretary WBC – 13/02/2014
| Westpac Banking Corporation | Australia | Packaging Properties 1 Pty Limited | Australia |
|---|---|---|---|
| 1925 (Commercial) Pty Limited | Australia | Packaging Properties 2 Pty Limited | Australia |
| 1925 (Industrial) Pty Limited | Australia | Packaging Properties 3 Pty Limited | Australia |
| 1925 Advances Pty Limited | Australia | Partnership Pacific Pty Limited | Australia |
| A.G.C. (Pacific) Limited | Papua New Guinea |
Partnership Pacific Securities Pty Limited | Australia |
| Advance Asset Management Limited | Australia | Pashley Investments Pty Limited | Australia |
| Altitude Administration Pty Limited | Australia | Qvalent Pty Limited | Australia |
| Altitude Rewards Pty Limited | Australia | RAMS Financial Group Pty Limited | Australia |
| Aotearoa Financial Services Limited | New Zealand | RMS Warehouse Trust 2007-1 | Australia |
| Ascalon Capital Managers (Asia) Limited | Hong Kong | Sallmoor Pty Limited | Australia |
| Ascalon Capital Managers Limited | Australia | Securitor Financial Group Limited | Australia |
| Ascalon Funds Seed Pool Trust | Australia | Seed Pool Trust No. 2 | Australia |
| Asgard Capital Management Limited | Australia | Series 2007-1G WST Trust | Australia |
| Asgard Wealth Solutions Limited | Australia | Series 2008-1M WST Trust | Australia |
| Australian Loan Processing Security Company Pty | |||
| Limited | Australia | Series 2009-1 WST Trust | Australia |
| Australian Loan Processing Security Trust | Australia | Series 2011-1 WST Trust | Australia |
| Bella Trust No. 2 Series 2011 - 1 | Australia | Series 2011-2 WST Trust | Australia |
| Bella Trust No. 2 Series 2011 - 2 | Australia | Series 2011-3 WST Trust | Australia |
| Bella Trust No. 2 Series 2011 - 3 | Australia | Series 2012-1 WST Trust | Australia |
| Bella Trust No. 2 Series 2012 - 1 | Australia | Series 2013-1 WST Trust | Australia |
| Bella Trust No. 2 Series 2010 - 1 | Australia | Series 2013-2 WST Trust | Australia |
| Bella Trust No. 2 Series 2010 - 2 | Australia | Sie-Lease (Australia) Pty Limited | Australia |
| Belliston Pty Limited | Australia | Sie-Lease (New Zealand) Pty Limited | New Zealand |
| Bill Acceptance Corporation Pty Limited | Australia | Sixty Martin Place (Holdings) Pty Limited | Australia |
| BLE Capital Investments Pty Limited | Australia | St.George Business Finance Pty Limited | Australia |
| BLE Capital Limited | Australia | St.George Custodial Pty Limited | Australia |
| BLE Development Pty Limited | Australia | St.George Equity Finance Limited | Australia |
| BLE Holdings Pty Limited | Australia | St.George Finance Holdings Limited | Australia |
| BOS International (Australia) Limited | Australia | St.George Finance Limited | Australia |
| BOS International (Securities) Limited | Australia | St.George Life Limited | Australia |
| BOSI Security Services Pty Ltd | Australia | St.George Motor Finance Limited | Australia |
| BT (Queensland) Pty Limited | Australia | St.George Procurement Management Pty Limited | Australia |
| BT Australia Pty Limited | Australia | St.George Security Holdings Pty Limited | Australia |
| BT Financial Group (NZ) Limited | New Zealand | Sydney Capital Corp Inc. | USA |
| BT Financial Group Pty Limited | Australia | Tavarua Funding Trust III | USA |
| BT Funds Management (NZ) Limited | New Zealand | Tavarua Funding Trust IV | USA |
| BT Funds Management Limited | Australia | Teuton Pty Limited | Australia |
| BT Funds Management No.2 Limited | Australia | The Home Mortgage Company Limited | New Zealand |
| BT Investment Management (Fund Services) Limited | Australia | The Mortgage Company Pty Limited | Australia |
| BT Investment Management (Institutional) Limited | Australia | The Warehouse Financial Services Limited | New Zealand |
| BT Investment Management Limited | Australia | Value Nominees Pty Limited | Australia |
| BT Long Term Income Fund | Australia | W1 Investments Pty Limited | Australia |
| BT Portfolio Services Limited | Australia | Waratah Receivables Corp Pty Limited | Australia |
| BT Private Nominees Pty Limited | Australia | Waratah Securities Australia Limited | Australia |
Page 11 of 13
| BT Securities Limited | Australia | Westpac (NZ) Investments Limited | New Zealand |
|---|---|---|---|
| BT Short Term Income Fund | Australia | Westpac Administration Pty Limited | Australia |
| BTIM UK Limited | UK | Westpac Altitude Rewards Trust | Australia |
| Canning Park Capital Pte. Ltd | Australia | Westpac Americas Inc. | USA |
| Capital Finance Australia Limited | Australia | Westpac Asian Lending Pty Limited | Australia |
| Capital Fleetlease Limited | Australia | Westpac Bank of Tonga | Tonga |
| Capital Finance (NZ) Limited | Australia | Westpac Bank Samoa Limited | Samoa |
| Papua New | |||
| Capital Corporate Finance Limited | Australia | Westpac Bank-PNG-Limited | Guinea |
| Capital Rent Group Limited | Australia | Westpac Capital Holdings Inc. | USA |
| Capital Motor Finance Limited | Australia | Westpac Capital Markets Holding Corp. | USA |
| Capital Finance New Zealand Limited | New Zealand | Westpac Capital Markets LLC | USA |
| Castlereagh Trust | Australia | Westpac Capital Trust III | USA |
| CBA Limited | Australia | Westpac Capital Trust IV | USA |
| Challenge Limited | Australia | Westpac Capital-NZ-Limited | New Zealand |
| Codrington S.a.r.l. | Luxembourg | Westpac Cash PIE Fund | Australia |
| Crusade ABS Series 2012 - 1 Trust | Australia | Westpac Cook Cove Trust I | Australia |
| Crusade ABS Series 2013 - 1 Trust | Australia | Westpac Cook Cove Trust II | Australia |
| Crusade CP Management Pty Limited | Australia | Westpac Covered Bond Trust New | Australia |
| Crusade CP No.1 Pty Limited | Australia | Westpac Custodian Nominees Limited | Australia |
| Crusade CP Trust No. 41 | Australia | Westpac Debt Securities Pty Limited | Australia |
| Crusade CP Trust No. 44 | Australia | Westpac Delta LLC | USA |
| Crusade CP Trust No. 48 | Australia | Westpac Direct Equity Investments Pty Limited | Australia |
| Crusade CP Trust No. 49 | Australia | Westpac Equipment Finance (No.1) Pty Limited | Australia |
| Crusade CP Trust No. 50 | Australia | Westpac Equipment Finance Limited | Australia |
| Crusade CP Trust No. 52 | Australia | Westpac Equity Holdings Pty Limited | Australia |
| Crusade CP Trust No. 53 | Australia | Westpac Equity Investments NZ Limited | New Zealand |
| Crusade CP Trust No. 54 | Australia | Westpac Equity Pty Limited | Australia |
| Crusade CP Trust No. 55 | Australia | Westpac Europe Limited | UK |
| Crusade CP Trust No. 56 | Australia | Westpac Finance (HK) Limited | Hong Kong |
| Crusade CP Trust No. 57 | Australia | Westpac Financial Consultants Limited | Australia |
| Crusade CP Trust No. 58 | Australia | Westpac Financial Holdings Pty Limited | Australia |
| Crusade CP Trust No. 60 | Australia | Westpac Financial Services Group Limited | Australia |
| Crusade Euro Trust 1E of 2006 | Australia | Westpac Financial Services Group-NZ-Limited | New Zealand |
| Crusade Euro Trust 1E of 2007 | Australia | Westpac Financial Services Limited | Australia |
| Crusade Global Trust 1 of 2005 | Australia | Westpac Funding Holdings Pty Limited | Australia |
| Crusade Global Trust 1 of 2006 | Australia | Westpac Funds Financing Holdco Pty Limited | Australia |
| Crusade Global Trust 1 of 2007 | Australia | Westpac Funds Financing Pty Limited | Australia |
| Crusade Global Trust 2 of 2004 | Australia | Westpac General Insurance Limited | Australia |
| Crusade Global Trust 2 of 2005 | Australia | Westpac General Insurance Services Limited | Australia |
| Crusade Global Trust 2 of 2006 | Australia | Westpac Global Capital Markets Pty Limited | Australia |
| Crusade Management Limited | Australia | Westpac Group Investment-NZ-Limited | New Zealand |
| Crusade Trust 1A of 2005 | Australia | Westpac Group Investments Australia Pty Limited | Australia |
| Crusade 2P Trust of 2008 | Australia | Westpac Holdings-NZ-Limited | New Zealand |
| Danaby Pty Limited | Australia | Westpac Investment Capital Corporation | USA |
| eQR Securities Pty. Limited | Australia | Westpac Investment Vehicle No.2 Pty Limited | Australia |
| Europe Infrastructure Debt LP | UK | Westpac Investment Vehicle No.3 Pty Limited | Australia |
| G.C.L. Investments Pty Limited | Australia | Westpac Investment Vehicle Pty Limited | Australia |
| General Credit Holdings Pty Limited | Australia | Westpac Investments U.K. Limited | UK |
| General Credits Pty Limited | Australia | Westpac Leasing Nominees-Vic.-Pty Limited | Australia |
| Halcyon Securities Limited | Australia | Westpac Lenders Mortgage Insurance Limited | Australia |
Page 12 of 13
Hastings Advisers LLC USA Westpac Life Insurance Services Limited Australia Hastings Forestry Investments Limited New Zealand Westpac Life-NZ-Limited New Zealand Hastings Forests Australia Pty Limited Australia Westpac New Zealand Group Limited New Zealand Hastings Funds Management Asia Pty. Limited Singapore Westpac New Zealand Limited New Zealand Hastings Funds Management (UK) Limited UK Westpac Nominees-NZ-Limited New Zealand Hastings Funds Management (USA) Inc. USA Westpac NZ Covered Bond Holdings Limited New Zealand Hastings Funds Management Limited Australia Westpac NZ Covered Bond Limited New Zealand Hastings Group Pty Limited Australia Westpac NZ Leasing Limited New Zealand Hastings Infrastructure 1 Limited UK Westpac NZ Operations Limited New Zealand Hastings Infrastructure 2 Limited UK Westpac NZ Securitisation Holdings Limited New Zealand Hastings Investment Capital LP USA Westpac NZ Securitisation Limited New Zealand Hastings Investments GP LLC USA Westpac NZ Securitisation No. 2 Limited New Zealand Hastings Investment Management Pty Ltd Australia Westpac Overseas Holdings No. 2 Pty Limited Australia Hastings Korea Company Limited Korea Westpac Overseas Holdings Pty Limited Australia Hastings Management Pty Limited Australia Westpac Pacific Limited Partnership Australia Hastings Private Equity Fund IIA Pty Limited Australia Westpac Properties Limited Australia Hickory Trust Australia Westpac RE Limited Australia Hitton Pty Limited Australia Westpac Securities Administration Limited Australia HLT Custodian Trust New Zealand Westpac Securities Limited Australia Infrastructure GP LLP UK Westpac Securities NZ Limited New Zealand J O Hambro Capital Management Holdings Limited UK Westpac Securitisation Holdings Pty Limited Australia J O Hambro Capital Management Limited UK Westpac Securitisation Management Pty Limited Australia JOHCM (Singapore) Pte Limited Singapore Westpac Singapore Limited Singapore JOHCM (USA) Inc USA Westpac Structured Products Limited Australia Magnitude Group Pty Limited Australia Westpac Superannuation Nominees-NZ-Limited New Zealand MIF Custodian Trust New Zealand Westpac Syndications Management Pty Limited Australia Mortgage Management Pty Limited Australia Westpac Term PIE Fund New Zealand Nationwide Management Pty Limited Australia Westpac TPS Trust Australia Net Nominees Limited Australia Westpac Unit Trust Australia Number 120 Limited1 New Zealand Westpac USA Inc. USA Oniston Pty Limited Australia
Note: Westpac retains 63% ownership of BT Investment Management Limited who lodges separate notices under ASX code ‘BTT’
BT Investment Management Limited (63%)
BT Investment Management (Institutional) Limited (Subsidiary of BT Investment Management Limited)
Australia Australia
Page 13 of 13