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ACRUX LIMITED Major Shareholding Notification 2014

Feb 16, 2014

64293_rns_2014-02-16_ac1fabd8-f985-4aba-9614-76dc86b36563.pdf

Major Shareholding Notification

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==> picture [87 x 62] intentionally omitted <==

17 February 2014

Company Announcements Platform Australian Securities Exchange Limited 20 Bridge Street SYDNEY NSW 2000

Dear Sir/Madam,

Notice of Ceasing to be a Substantial Holder

In accordance with section 671B of the Corporations Act 2001 (Cth), we attach a Notice of Ceasing to be a Substantial Holder (Form 605) in respect of Acrux Limited.

A notice in substantially the same terms will also be lodged with the ASX on behalf of Westpac Banking Corporation (WBC).

Yours faithfully,

Chris Millard

Company Secretary

PO Box 7072 Sydney NSW 2001 Australia

The Chifley Tower Level 15, 2 Chifley Square Sydney NSW 2000 Australia Tel 612 8253 2999

BT Investment Management Limited ABN 28 126 385 822

www.btim.com.au

BT[® ] is a registered trade mark of BT Financial Group Pty Ltd and is used under licence

Form 605

Corporations Law Section 671B Notice of ceasing to be a substantial holder

To Company Name/Scheme ACRUX LIMITED (ACR) ACN/ARSN ABN 72 082 001 152

1. Details of substantial holder(1)

Name BT INVESTMENT MANAGEMENT LIMITED (BTT)

ACN/ARSN (if applicable) ABN 28 126 385 822

The holder ceased to be a substantial holder on 13/02/2014 The previous notice was given to the company on 21/10/2013 The previous notice was dated 17/10/2013

2. Changes in relevant interests

Particulars of each change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of change Person whose relevant interest
changed
Nature of
change (4)
Consideration
given in relation
to change (5)
Class (6) and
number of
securities
affected
Person’s
votes
affected
13/02/2014 WBC & its Associates
Westpac Financial Services
Group Limited (WFSG),
Equity Desk - (WIB)
Westpac Institutional Bank
*, BT Funds Management
Limited, Asgard Capital
Management Limited,
Advance Asset
Management Limited, BT
Investment Management
(Fund Services) Limited,
BT Funds Management
No.2 Limited, BT
Investment Management
(Institutional)Limited
See
Schedule
See
Schedule
See
Schedule
See
Schedule

Page 1 of 13

3. Changes in association

The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to the voting interests of the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association

4. Addresses

The addresses of persons named in this form are as follows:

Name Address
Westpac Banking Corporation (WBC) Level 20, Westpac Place, 275 Kent St, Sydney
NSW 2000
Westpac Financial Services Group Limited
(WFSGL)
Level 20, Westpac Place, 275 Kent St, Sydney
NSW 2000
Equity Desk - (WIB) Westpac Institutional Bank
*
Level 20, Westpac Place, 275 Kent St Sydney
NSW 2000
BT Funds Management Limited Level 20, Westpac Place, 275 Kent Street, Sydney
NSW 2000
Asgard Capital Management Limited Level 20, Westpac Place, 275 Kent Street, Sydney
NSW 2000
Advance Asset Management Limited Level 20, Westpac Place, 275 Kent Street, Sydney
NSW 2000
BT Investment Management (Fund Services)
Limited
Level 14, Chifley Tower, 2 Chifley Sydney,
SydneyNSW 2000
BT Funds Management No.2 Limited Level 20, Westpac Place, 275 Kent Street, Sydney
NSW 2000
BT Investment Management (Institutional)
Limited
Level 14, Chifley Tower, 2 Chifley Square
SYDNEY NSW 2000
ACRUX LTD The Company Secretary,
Acrux Limited (ACR)
103 – 113 Stanley Street
MELBOURNE VIC 3003
Tel: +61 3 8379 0100
Fax: +61 3 8379 0101

Signature

print name
sign here

Chris Millard
capacity
CompanySecretary
date
17/02/2014

Page 2 of 13

  • DIRECTIONS

  • (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 4 of the form.

  • (2) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Law. (3) See the definition of “associate” in section 9 of the Corporations Law. (4) Include details of: (a) Any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

  • (b) Any qualification of the power of a person to exercise, control the exercise of, the voting powers or disposal of the securities which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

  • See the definition of “relevant agreement” in section 9 of the Corporations Law.

  • (5) Details of the consideration must include any and all benefits, money and other that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

  • (6) The voting shares of a company constitute one class unless divided into separate classes. (7) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

Page 3 of 13

SCHEDULE 2

Sales & Purchases for the period : 18/10/2013 to 13/02/2014 SECURITY: ACR

Advance Asset Management Limited

Date Registered Company Quantity Value
22/10/2013 HSBC Custody Nominees (Australia) Limited. -770 -2,448.60
23/10/2013 HSBC Custody Nominees (Australia) Limited. -1,539 -4,847.85
24/10/2013 HSBC Custody Nominees (Australia) Limited. -769 -2,122.44
24/10/2013 HSBC Custody Nominees (Australia) Limited. -22,247 -61,624.19
24/10/2013 HSBC Custody Nominees (Australia) Limited. -39,656 -109,847.12
25/10/2013 HSBC Custody Nominees (Australia) Limited. -41,212 -114,981.48
28/10/2013 HSBC Custody Nominees (Australia) Limited. -4,532 -12,734.92
4/11/2013 HSBC Custody Nominees (Australia) Limited. 65,401 175,274.68
6/11/2013 HSBC Custody Nominees (Australia) Limited. 99,338 263,245.70
11/12/2013 HSBC Custody Nominees (Australia) Limited. 7,259 16,477.93
Total 61,273 146,391.71
Advance Asset Management Limited Total : 61,273 146,391.71
Asgard Capital Management Limited
Date Registered Company Quantity Value
24/10/2013 ASGARD Capital Management Limited -1,488 -4,092.00
13/11/2013 ASGARD Capital Management Limited 94 243.46
13/11/2013 ASGARD Capital Management Limited -94 -243.46
28/11/2013 ASGARD Capital Management Limited 25,000 62,500.00
2/12/2013 ASGARD Capital Management Limited 46,000 118,220.00
6/01/2014 ASGARD Capital Management Limited -16,000 -40,960.00
11/02/2014 ASGARD Capital Management Limited 3,000 5,850.00
12/02/2014 ASGARD Capital Management Limited 6,410 12,499.50
Total 62,922 154,017.50
Asgard Capital Management Limited Total : 62,922 154,017.50
BT Funds Management Limited
Date Registered Company Quantity Value
24/10/2013 BT Portfolio Services Limited 800 2,260.32
25/10/2013 BT Portfolio Services Limited -3,000 -8,232.00
4/11/2013 BT Portfolio Services Limited -1,500 -3,968.70
13/11/2013 BT Portfolio Services Limited 2,000 5,236.40
13/12/2013 BT Portfolio Services Limited 1,250 2,786.38
17/01/2014 BT Portfolio Services Limited 745 1,995.71
5/02/2014 BT Portfolio Services Limited 1,240 2,404.73
11/02/2014 BT Portfolio Services Limited -730 -1,445.55
Total 805 1,037.29
BT Funds Management Limited Total : 805 1,037.29
BT Funds Management No.2 Limited BT Funds Management No.2 Limited
Date Registered Company Quantity Value
24/10/2013 HSBC Custody Nominees (Australia) Limited. 62,872 179,813.92
4/02/2014 HSBC Custody Nominees (Australia) Limited. -36,557 -75,672.99
Page 4 of 13
4/02/2014 HSBC Custody Nominees (Australia) Limited. -65,291 -135,152.37
4/02/2014 HSBC Custody Nominees (Australia) Limited. -6,621 -13,771.68
4/02/2014 HSBC Custody Nominees (Australia) Limited. -93 -192.51
4/02/2014 HSBC Custody Nominees (Australia) Limited. -28,514 -59,023.98
6/02/2014 HSBC Custody Nominees (Australia) Limited. -5,118 -10,645.44
7/02/2014 HSBC Custody Nominees (Australia) Limited. -16,667 -34,500.69
10/02/2014 HSBC Custody Nominees (Australia) Limited. -17,059 -34,970.95
10/02/2014 HSBC Custody Nominees (Australia) Limited. -12,059 -24,720.95
11/02/2014 HSBC Custody Nominees (Australia) Limited. -5,606 -10,987.76
11/02/2014 HSBC Custody Nominees (Australia) Limited. -1,415 -2,759.25
11/02/2014 HSBC Custody Nominees (Australia) Limited. -271 -536.58
11/02/2014 HSBC Custody Nominees (Australia) Limited. -27,725 -54,063.75
12/02/2014 HSBC Custody Nominees (Australia) Limited. -1,749 -3,428.04
12/02/2014 HSBC Custody Nominees (Australia) Limited. -6,470 -12,681.20
12/02/2014 HSBC Custody Nominees (Australia) Limited. -1,122 -2,199.12
12/02/2014 HSBC Custody Nominees (Australia) Limited. -16,160 -31,673.60
12/02/2014 HSBC Custody Nominees (Australia) Limited. -9,912 -19,427.52
12/02/2014 HSBC Custody Nominees (Australia) Limited. -4,835 -9,476.60
12/02/2014 HSBC Custody Nominees (Australia) Limited. -6,871 -13,467.16
12/02/2014 HSBC Custody Nominees (Australia) Limited. -8,978 -17,596.88
12/02/2014 HSBC Custody Nominees (Australia) Limited. -1,279 -2,506.84
13/02/2014 HSBC Custody Nominees (Australia) Limited. -12,612 -25,224.00
13/02/2014 HSBC Custody Nominees (Australia) Limited. -15,128 -30,256.00
13/02/2014 HSBC Custody Nominees (Australia) Limited. -6,748 -13,496.00
13/02/2014 HSBC Custody Nominees (Australia) Limited. -6,748 -13,496.00
13/02/2014 HSBC Custody Nominees (Australia) Limited. -18,218 -36,436.00
13/02/2014 HSBC Custody Nominees (Australia) Limited. -12,021 -24,042.00
Total -288,975 -532,591.94
BT Funds Management No.2 Limited Total : -288,975 -532,591.94
BT Investment Management(Fund Services) Limited
Date Registered Company Quantity Value
24/10/2013 Australia and New Zealand Banking Group Limited 6,451 18,449.86
4/02/2014 Australia and New Zealand Banking Group Limited -548 -1,139.84
4/02/2014 Australia and New Zealand Banking Group Limited -6,071 -12,566.97
4/02/2014 Australia and New Zealand Banking Group Limited -3,367 -6,969.69
4/02/2014 Australia and New Zealand Banking Group Limited -1,351 -2,796.57
4/02/2014 Australia and New Zealand Banking Group Limited -09 -18.63
6/02/2014 Australia and New Zealand Banking Group Limited -169 -351.52
6/02/2014 Australia and New Zealand Banking Group Limited -123 -255.84
7/02/2014 Australia and New Zealand Banking Group Limited -506 -1,047.42
7/02/2014 Australia and New Zealand Banking Group Limited -1,123 -2,324.61
10/02/2014 Australia and New Zealand Banking Group Limited -2,846 -5,834.30
11/02/2014 Australia and New Zealand Banking Group Limited -283 -551.85
11/02/2014 Australia and New Zealand Banking Group Limited -549 -1,076.04
11/02/2014 Australia and New Zealand Banking Group Limited -391 -762.45
11/02/2014 Australia and New Zealand Banking Group Limited -44 -86.24
11/02/2014 Australia and New Zealand Banking Group Limited -898 -1,751.10
11/02/2014 Australia and New Zealand Banking Group Limited -29 -57.42
11/02/2014 Australia and New Zealand Banking Group Limited -1,508 -2,940.60
12/02/2014 Australia and New Zealand Banking Group Limited -625 -1,225.00
12/02/2014 Australia and New Zealand Banking Group Limited -305 -597.80
12/02/2014 Australia and New Zealand Banking Group Limited -750 -1,470.00
12/02/2014 Australia and New Zealand Banking Group Limited -625 -1,225.00
12/02/2014 Australia and New Zealand Banking Group Limited -1,058 -2,073.68

Page 5 of 13

12/02/2014 Australia and New Zealand Banking Group Limited -21 -41.16
12/02/2014 Australia and New Zealand Banking Group Limited -2,126 -4,166.96
12/02/2014 Australia and New Zealand Banking Group Limited -448 -878.08
13/02/2014 Australia and New Zealand Banking Group Limited -351 -702.00
13/02/2014 Australia and New Zealand Banking Group Limited -1,404 -2,808.00
13/02/2014 Australia and New Zealand Banking Group Limited -2,152 -4,304.00
13/02/2014 Australia and New Zealand Banking Group Limited -939 -1,878.00
13/02/2014 Australia and New Zealand Banking Group Limited -2,467 -4,934.00
Total -26,635 -48,384.91
Date Registered Company Quantity Value
5/02/2014 JP Morgan Chase Bank -7,938 -15,399.72
5/02/2014 JP Morgan Chase Bank -92,407 -179,269.58
11/02/2014 JP Morgan Chase Bank -53,966 -105,233.70
11/02/2014 JP Morgan Chase Bank -21,548 -42,018.60
11/02/2014 JP Morgan Chase Bank -775 -1,534.50
11/02/2014 JP Morgan Chase Bank -16,009 -31,377.64
11/02/2014 JP Morgan Chase Bank -7,702 -15,018.90
Total -200,345 -389,852.64
Date Registered Company Quantity Value
24/10/2013 National Australian Custodian Services 51,980 148,662.80
24/10/2013 National Australian Custodian Services 26,644 76,201.84
24/10/2013 National Australian Custodian Services 16,233 46,426.38
13/12/2013 National Australian Custodian Services -13,393 -30,000.32
13/12/2013 National Australian Custodian Services -28,451 -63,730.24
13/12/2013 National Australian Custodian Services -12,513 -28,029.12
13/12/2013 National Australian Custodian Services -32,403 -72,582.72
13/12/2013 National Australian Custodian Services -59,425 -133,112.00
13/12/2013 National Australian Custodian Services -5,186 -11,616.64
13/12/2013 National Australian Custodian Services -28,924 -64,789.76
13/12/2013 National Australian Custodian Services -14,003 -31,366.72
13/12/2013 National Australian Custodian Services -4,972 -11,137.28
13/12/2013 National Australian Custodian Services -27,719 -62,090.56
13/12/2013 National Australian Custodian Services -27,544 -61,698.56
13/12/2013 National Australian Custodian Services -35,985 -80,606.40
13/12/2013 National Australian Custodian Services -8,938 -20,021.12
13/12/2013 National Australian Custodian Services -5,186 -11,616.64
13/12/2013 National Australian Custodian Services -10,336 -23,152.64
13/12/2013 National Australian Custodian Services -46,793 -104,816.32
13/12/2013 National Australian Custodian Services -46,395 -103,924.80
13/12/2013 National Australian Custodian Services -321 -719.04
13/12/2013 National Australian Custodian Services -313 -701.12
13/12/2013 National Australian Custodian Services -21,242 -47,582.08
13/12/2013 National Australian Custodian Services -42,680 -95,603.20
13/12/2013 National Australian Custodian Services -19,122 -42,833.28
13/12/2013 National Australian Custodian Services -31,047 -69,545.28
13/12/2013 National Australian Custodian Services -28,228 -63,230.72
13/12/2013 National Australian Custodian Services -11,087 -24,834.88
13/12/2013 National Australian Custodian Services -28,939 -64,823.36
13/12/2013 National Australian Custodian Services -5,231 -11,717.44
13/12/2013 National Australian Custodian Services -98 -219.52
13/12/2013 National Australian Custodian Services -52,516 -117,635.84
13/12/2013 National Australian Custodian Services -7,820 -17,516.80
13/12/2013 National Australian Custodian Services -51,980 -116,435.20
13/12/2013 National Australian Custodian Services -20,587 -46,114.88
13/12/2013 National Australian Custodian Services -25,282 -56,631.68

Page 6 of 13

13/12/2013 National Australian Custodian Services -39 -87.36
13/12/2013 National Australian Custodian Services -5,712 -12,794.88
13/12/2013 National Australian Custodian Services -26,208 -58,705.92
13/12/2013 National Australian Custodian Services -52,929 -118,560.96
13/12/2013 National Australian Custodian Services -11,272 -25,249.28
13/12/2013 National Australian Custodian Services -2,345 -5,252.80
13/12/2013 National Australian Custodian Services -35 -78.40
13/12/2013 National Australian Custodian Services -4,047 -9,065.28
13/12/2013 National Australian Custodian Services -31,577 -70,732.48
13/12/2013 National Australian Custodian Services -26,258 -58,817.92
13/12/2013 National Australian Custodian Services -71,932 -161,127.68
13/12/2013 National Australian Custodian Services -11,901 -26,658.24
13/12/2013 National Australian Custodian Services -3,717 -8,326.08
13/12/2013 National Australian Custodian Services -18 -40.32
13/12/2013 National Australian Custodian Services -14,301 -32,034.24
13/12/2013 National Australian Custodian Services -51 -114.24
13/12/2013 National Australian Custodian Services -16,127 -36,124.48
13/12/2013 National Australian Custodian Services -2,694 -6,034.56
13/12/2013 National Australian Custodian Services -13,132 -29,415.68
13/12/2013 National Australian Custodian Services -10,694 -23,954.56
13/12/2013 National Australian Custodian Services -5,369 -12,026.56
13/12/2013 National Australian Custodian Services -2,974 -6,661.76
13/12/2013 National Australian Custodian Services -11,046 -24,743.04
13/12/2013 National Australian Custodian Services -4,732 -10,599.68
13/12/2013 National Australian Custodian Services -6,957 -15,583.68
13/12/2013 National Australian Custodian Services -7,273 -16,291.52
13/12/2013 National Australian Custodian Services -14,403 -32,262.72
13/12/2013 National Australian Custodian Services -27,279 -61,104.96
13/12/2013 National Australian Custodian Services -15,032 -33,671.68
13/12/2013 National Australian Custodian Services -2,583 -5,785.92
13/12/2013 National Australian Custodian Services -19,248 -43,115.52
13/12/2013 National Australian Custodian Services -2,694 -6,034.56
13/12/2013 National Australian Custodian Services -908 -2,033.92
13/12/2013 National Australian Custodian Services -27,669 -61,978.56
13/12/2013 National Australian Custodian Services -37,361 -83,688.64
13/12/2013 National Australian Custodian Services -20 -44.80
13/12/2013 National Australian Custodian Services -6,178 -13,838.72
13/12/2013 National Australian Custodian Services -26,888 -60,229.12
13/12/2013 National Australian Custodian Services -1,218 -2,728.32
13/12/2013 National Australian Custodian Services -22,154 -49,624.96
13/12/2013 National Australian Custodian Services -14,653 -32,822.72
13/12/2013 National Australian Custodian Services -2,103 -4,710.72
13/12/2013 National Australian Custodian Services -5,707 -12,783.68
13/12/2013 National Australian Custodian Services -16,832 -37,703.68
13/12/2013 National Australian Custodian Services -15,023 -33,651.52
13/12/2013 National Australian Custodian Services -6,499 -14,557.76
13/12/2013 National Australian Custodian Services -1,930 -4,323.20
13/12/2013 National Australian Custodian Services -9,937 -22,258.88
13/12/2013 National Australian Custodian Services -4,062 -9,098.88
13/12/2013 National Australian Custodian Services -14,759 -33,060.16
13/12/2013 National Australian Custodian Services -24,100 -53,984.00
13/12/2013 National Australian Custodian Services -5,904 -13,224.96
13/12/2013 National Australian Custodian Services -24,776 -55,498.24
13/12/2013 National Australian Custodian Services -26,644 -59,682.56
13/12/2013 National Australian Custodian Services -16,401 -36,738.24
13/12/2013 National Australian Custodian Services -167 -374.08
13/12/2013 National Australian Custodian Services -2,718 -6,088.32

Page 7 of 13

13/12/2013 National Australian Custodian Services -30,867 -69,142.08
13/12/2013 National Australian Custodian Services -13,640 -30,553.60
13/12/2013 National Australian Custodian Services -171 -383.04
4/02/2014 National Australian Custodian Services -19 -39.33
4/02/2014 National Australian Custodian Services -237 -492.96
4/02/2014 National Australian Custodian Services -2,005 -4,150.35
4/02/2014 National Australian Custodian Services -12 -24.96
4/02/2014 National Australian Custodian Services -1,068 -2,221.44
4/02/2014 National Australian Custodian Services -16,221 -33,577.47
4/02/2014 National Australian Custodian Services -7,700 -15,939.00
6/02/2014 National Australian Custodian Services -493 -1,025.44
7/02/2014 National Australian Custodian Services -4,075 -8,435.25
10/02/2014 National Australian Custodian Services -7,120 -14,596.00
11/02/2014 National Australian Custodian Services -1,540 -3,018.40
11/02/2014 National Australian Custodian Services -583 -1,136.85
11/02/2014 National Australian Custodian Services -4,569 -8,909.55
11/02/2014 National Australian Custodian Services -75 -148.50
11/02/2014 National Australian Custodian Services -2,851 -5,559.45
12/02/2014 National Australian Custodian Services -511 -1,001.56
12/02/2014 National Australian Custodian Services -2,378 -4,660.88
12/02/2014 National Australian Custodian Services -272 -533.12
12/02/2014 National Australian Custodian Services -1,885 -3,694.60
12/02/2014 National Australian Custodian Services -860 -1,685.60
12/02/2014 National Australian Custodian Services -647 -1,268.12
12/02/2014 National Australian Custodian Services -1,025 -2,009.00
12/02/2014 National Australian Custodian Services -3,450 -6,762.00
12/02/2014 National Australian Custodian Services -4,441 -8,704.36
13/02/2014 National Australian Custodian Services -5,683 -11,366.00
13/02/2014 National Australian Custodian Services -3,863 -7,726.00
13/02/2014 National Australian Custodian Services -235 -470.00
13/02/2014 National Australian Custodian Services -1,430 -2,860.00
13/02/2014 National Australian Custodian Services -1,430 -2,860.00
13/02/2014 National Australian Custodian Services -3,306 -6,612.00
13/02/2014 National Australian Custodian Services -2,792 -5,584.00
Total -1,526,446 -3,342,081.65
Date Registered Company Quantity Value
24/10/2013 National Nominees Limited 17,862 51,085.32
4/02/2014 National Nominees Limited -1,173 -2,439.84
4/02/2014 National Nominees Limited -13 -27.04
4/02/2014 National Nominees Limited -21 -43.47
4/02/2014 National Nominees Limited -2,206 -4,566.42
4/02/2014 National Nominees Limited -17,825 -36,897.75
4/02/2014 National Nominees Limited -261 -542.88
4/02/2014 National Nominees Limited -8,461 -17,514.27
6/02/2014 National Nominees Limited -541 -1,125.28
7/02/2014 National Nominees Limited -4,477 -9,267.39
10/02/2014 National Nominees Limited -7,822 -16,035.10
11/02/2014 National Nominees Limited -5,021 -9,790.95
11/02/2014 National Nominees Limited -642 -1,251.90
11/02/2014 National Nominees Limited -1,692 -3,316.32
11/02/2014 National Nominees Limited -3,133 -6,109.35
11/02/2014 National Nominees Limited -82 -162.36
12/02/2014 National Nominees Limited -2,614 -5,123.44
12/02/2014 National Nominees Limited -2,072 -4,061.12
12/02/2014 National Nominees Limited -1,126 -2,206.96
12/02/2014 National Nominees Limited -944 -1,850.24

Page 8 of 13

12/02/2014 National Nominees Limited -711 -1,393.56
12/02/2014 National Nominees Limited -563 -1,103.48
12/02/2014 National Nominees Limited -4,880 -9,564.80
12/02/2014 National Nominees Limited -3,792 -7,432.32
12/02/2014 National Nominees Limited -298 -584.08
13/02/2014 National Nominees Limited -1,572 -3,144.00
13/02/2014 National Nominees Limited -6,243 -12,486.00
13/02/2014 National Nominees Limited -1,572 -3,144.00
13/02/2014 National Nominees Limited -3,633 -7,266.00
13/02/2014 National Nominees Limited -258 -516.00
13/02/2014 National Nominees Limited -3,070 -6,140.00
13/02/2014 National Nominees Limited -4,243 -8,486.00
Total -73,099 -132,507.00
BT Investment Management (Fund Services) Limited
Total : -1,826,525 -3,912,826.20
**BT Investment ** Management (Institutional) Limited
Date Registered Company Quantity Value
24/10/2013 HSBC Custody Nominees (Australia) Limited. 317,958 909,359.88
4/02/2014 HSBC Custody Nominees (Australia) Limited. -206,222 -426,879.54
4/02/2014 HSBC Custody Nominees (Australia) Limited. -34,416 -71,585.28
4/02/2014 HSBC Custody Nominees (Australia) Limited. -434 -898.38
4/02/2014 HSBC Custody Nominees (Australia) Limited. -299,958 -620,913.06
4/02/2014 HSBC Custody Nominees (Australia) Limited. -171,497 -354,998.79
5/02/2014 HSBC Custody Nominees (Australia) Limited. -11,938 -23,159.72
5/02/2014 HSBC Custody Nominees (Australia) Limited. -121,515 -235,739.10
6/02/2014 HSBC Custody Nominees (Australia) Limited. -30,209 -62,834.72
7/02/2014 HSBC Custody Nominees (Australia) Limited. -2,995 -6,199.65
7/02/2014 HSBC Custody Nominees (Australia) Limited. -81,356 -168,406.92
10/02/2014 HSBC Custody Nominees (Australia) Limited. -60,471 -123,965.55
10/02/2014 HSBC Custody Nominees (Australia) Limited. -86,894 -178,132.70
11/02/2014 HSBC Custody Nominees (Australia) Limited. -28,335 -55,253.25
11/02/2014 HSBC Custody Nominees (Australia) Limited. -1,008 -1,995.84
11/02/2014 HSBC Custody Nominees (Australia) Limited. -71,216 -138,871.20
11/02/2014 HSBC Custody Nominees (Australia) Limited. -8,629 -16,826.55
11/02/2014 HSBC Custody Nominees (Australia) Limited. -20,812 -40,791.52
11/02/2014 HSBC Custody Nominees (Australia) Limited. -103,745 -202,302.75
11/02/2014 HSBC Custody Nominees (Australia) Limited. -45 -89.10
11/02/2014 HSBC Custody Nominees (Australia) Limited. -45,933 -89,569.35
11/02/2014 HSBC Custody Nominees (Australia) Limited. -1,349 -2,671.02
11/02/2014 HSBC Custody Nominees (Australia) Limited. -28,796 -56,440.16
12/02/2014 HSBC Custody Nominees (Australia) Limited. -14,211 -27,853.56
12/02/2014 HSBC Custody Nominees (Australia) Limited. -10,381 -20,346.76
12/02/2014 HSBC Custody Nominees (Australia) Limited. -22,749 -44,588.04
12/02/2014 HSBC Custody Nominees (Australia) Limited. -47,549 -93,196.04
12/02/2014 HSBC Custody Nominees (Australia) Limited. -30,437 -59,656.52
12/02/2014 HSBC Custody Nominees (Australia) Limited. -112,572 -220,641.12
12/02/2014 HSBC Custody Nominees (Australia) Limited. -51,689 -101,310.44
13/02/2014 HSBC Custody Nominees (Australia) Limited. -85,711 -171,422.00
13/02/2014 HSBC Custody Nominees (Australia) Limited. -31,745 -63,490.00
13/02/2014 HSBC Custody Nominees (Australia) Limited. -67,014 -134,028.00
13/02/2014 HSBC Custody Nominees (Australia) Limited. -2,493 -4,986.00
13/02/2014 HSBC Custody Nominees (Australia) Limited. -3,049 -6,098.00
13/02/2014 HSBC Custody Nominees (Australia) Limited. -15,398 -30,796.00
13/02/2014 HSBC Custody Nominees (Australia) Limited. -28,696 -57,392.00

Page 9 of 13

13/02/2014 HSBC Custody Nominees (Australia) Limited. -122,562 -245,124.00
Total -1,746,071 -3,250,092.75
Date Registered Company Quantity Value
13/12/2013 National Australia Bank Limited 535,896 1,200,407.04
13/12/2013 National Australia Bank Limited 1,002,631 2,245,893.44
4/02/2014 National Australia Bank Limited -6,404 -13,320.32
4/02/2014 National Australia Bank Limited -126,178 -261,188.46
6/02/2014 National Australia Bank Limited -2,312 -4,808.96
7/02/2014 National Australia Bank Limited -19,957 -41,310.99
10/02/2014 National Australia Bank Limited -34,865 -71,473.25
11/02/2014 National Australia Bank Limited -39,326 -76,685.70
11/02/2014 National Australia Bank Limited -366 -724.68
11/02/2014 National Australia Bank Limited -7,566 -14,829.36
12/02/2014 National Australia Bank Limited -33,136 -64,946.56
12/02/2014 National Australia Bank Limited -13,480 -26,420.80
12/02/2014 National Australia Bank Limited -29,357 -57,539.72
13/02/2014 National Australia Bank Limited -75,728 -151,456.00
13/02/2014 National Australia Bank Limited -16,225 -32,450.00
Total 1,133,627 2,629,145.68
BT Investment Management (Institutional) Limited
Total : -612,444 -620,947.07
Westpac RE Limited
Date Registered Company Quantity Value
22/10/2013 HSBC Custody Nominees (Australia) Limited. -1,806 -5,743.08
23/10/2013 HSBC Custody Nominees (Australia) Limited. -3,611 -11,374.65
24/10/2013 HSBC Custody Nominees (Australia) Limited. -1,806 -4,984.56
Total -7,223 -22,102.29
Westpac RE Limited Total : -7,223 -22,102.29

Page 10 of 13

ANNEXURE A – ASSOCIATED COMPANIES

This is annexure ‘A’ (being 3 pages) referred to in Form 605, Notice of ceasing to be a substantial holder, lodged for Westpac and its associated entities

Tim Hartin – Company Secretary WBC – 13/02/2014

Westpac Banking Corporation Australia Packaging Properties 1 Pty Limited Australia
1925 (Commercial) Pty Limited Australia Packaging Properties 2 Pty Limited Australia
1925 (Industrial) Pty Limited Australia Packaging Properties 3 Pty Limited Australia
1925 Advances Pty Limited Australia Partnership Pacific Pty Limited Australia
A.G.C. (Pacific) Limited Papua New
Guinea
Partnership Pacific Securities Pty Limited Australia
Advance Asset Management Limited Australia Pashley Investments Pty Limited Australia
Altitude Administration Pty Limited Australia Qvalent Pty Limited Australia
Altitude Rewards Pty Limited Australia RAMS Financial Group Pty Limited Australia
Aotearoa Financial Services Limited New Zealand RMS Warehouse Trust 2007-1 Australia
Ascalon Capital Managers (Asia) Limited Hong Kong Sallmoor Pty Limited Australia
Ascalon Capital Managers Limited Australia Securitor Financial Group Limited Australia
Ascalon Funds Seed Pool Trust Australia Seed Pool Trust No. 2 Australia
Asgard Capital Management Limited Australia Series 2007-1G WST Trust Australia
Asgard Wealth Solutions Limited Australia Series 2008-1M WST Trust Australia
Australian Loan Processing Security Company Pty
Limited Australia Series 2009-1 WST Trust Australia
Australian Loan Processing Security Trust Australia Series 2011-1 WST Trust Australia
Bella Trust No. 2 Series 2011 - 1 Australia Series 2011-2 WST Trust Australia
Bella Trust No. 2 Series 2011 - 2 Australia Series 2011-3 WST Trust Australia
Bella Trust No. 2 Series 2011 - 3 Australia Series 2012-1 WST Trust Australia
Bella Trust No. 2 Series 2012 - 1 Australia Series 2013-1 WST Trust Australia
Bella Trust No. 2 Series 2010 - 1 Australia Series 2013-2 WST Trust Australia
Bella Trust No. 2 Series 2010 - 2 Australia Sie-Lease (Australia) Pty Limited Australia
Belliston Pty Limited Australia Sie-Lease (New Zealand) Pty Limited New Zealand
Bill Acceptance Corporation Pty Limited Australia Sixty Martin Place (Holdings) Pty Limited Australia
BLE Capital Investments Pty Limited Australia St.George Business Finance Pty Limited Australia
BLE Capital Limited Australia St.George Custodial Pty Limited Australia
BLE Development Pty Limited Australia St.George Equity Finance Limited Australia
BLE Holdings Pty Limited Australia St.George Finance Holdings Limited Australia
BOS International (Australia) Limited Australia St.George Finance Limited Australia
BOS International (Securities) Limited Australia St.George Life Limited Australia
BOSI Security Services Pty Ltd Australia St.George Motor Finance Limited Australia
BT (Queensland) Pty Limited Australia St.George Procurement Management Pty Limited Australia
BT Australia Pty Limited Australia St.George Security Holdings Pty Limited Australia
BT Financial Group (NZ) Limited New Zealand Sydney Capital Corp Inc. USA
BT Financial Group Pty Limited Australia Tavarua Funding Trust III USA
BT Funds Management (NZ) Limited New Zealand Tavarua Funding Trust IV USA
BT Funds Management Limited Australia Teuton Pty Limited Australia
BT Funds Management No.2 Limited Australia The Home Mortgage Company Limited New Zealand
BT Investment Management (Fund Services) Limited Australia The Mortgage Company Pty Limited Australia
BT Investment Management (Institutional) Limited Australia The Warehouse Financial Services Limited New Zealand
BT Investment Management Limited Australia Value Nominees Pty Limited Australia
BT Long Term Income Fund Australia W1 Investments Pty Limited Australia
BT Portfolio Services Limited Australia Waratah Receivables Corp Pty Limited Australia
BT Private Nominees Pty Limited Australia Waratah Securities Australia Limited Australia

Page 11 of 13

BT Securities Limited Australia Westpac (NZ) Investments Limited New Zealand
BT Short Term Income Fund Australia Westpac Administration Pty Limited Australia
BTIM UK Limited UK Westpac Altitude Rewards Trust Australia
Canning Park Capital Pte. Ltd Australia Westpac Americas Inc. USA
Capital Finance Australia Limited Australia Westpac Asian Lending Pty Limited Australia
Capital Fleetlease Limited Australia Westpac Bank of Tonga Tonga
Capital Finance (NZ) Limited Australia Westpac Bank Samoa Limited Samoa
Papua New
Capital Corporate Finance Limited Australia Westpac Bank-PNG-Limited Guinea
Capital Rent Group Limited Australia Westpac Capital Holdings Inc. USA
Capital Motor Finance Limited Australia Westpac Capital Markets Holding Corp. USA
Capital Finance New Zealand Limited New Zealand Westpac Capital Markets LLC USA
Castlereagh Trust Australia Westpac Capital Trust III USA
CBA Limited Australia Westpac Capital Trust IV USA
Challenge Limited Australia Westpac Capital-NZ-Limited New Zealand
Codrington S.a.r.l. Luxembourg Westpac Cash PIE Fund Australia
Crusade ABS Series 2012 - 1 Trust Australia Westpac Cook Cove Trust I Australia
Crusade ABS Series 2013 - 1 Trust Australia Westpac Cook Cove Trust II Australia
Crusade CP Management Pty Limited Australia Westpac Covered Bond Trust New Australia
Crusade CP No.1 Pty Limited Australia Westpac Custodian Nominees Limited Australia
Crusade CP Trust No. 41 Australia Westpac Debt Securities Pty Limited Australia
Crusade CP Trust No. 44 Australia Westpac Delta LLC USA
Crusade CP Trust No. 48 Australia Westpac Direct Equity Investments Pty Limited Australia
Crusade CP Trust No. 49 Australia Westpac Equipment Finance (No.1) Pty Limited Australia
Crusade CP Trust No. 50 Australia Westpac Equipment Finance Limited Australia
Crusade CP Trust No. 52 Australia Westpac Equity Holdings Pty Limited Australia
Crusade CP Trust No. 53 Australia Westpac Equity Investments NZ Limited New Zealand
Crusade CP Trust No. 54 Australia Westpac Equity Pty Limited Australia
Crusade CP Trust No. 55 Australia Westpac Europe Limited UK
Crusade CP Trust No. 56 Australia Westpac Finance (HK) Limited Hong Kong
Crusade CP Trust No. 57 Australia Westpac Financial Consultants Limited Australia
Crusade CP Trust No. 58 Australia Westpac Financial Holdings Pty Limited Australia
Crusade CP Trust No. 60 Australia Westpac Financial Services Group Limited Australia
Crusade Euro Trust 1E of 2006 Australia Westpac Financial Services Group-NZ-Limited New Zealand
Crusade Euro Trust 1E of 2007 Australia Westpac Financial Services Limited Australia
Crusade Global Trust 1 of 2005 Australia Westpac Funding Holdings Pty Limited Australia
Crusade Global Trust 1 of 2006 Australia Westpac Funds Financing Holdco Pty Limited Australia
Crusade Global Trust 1 of 2007 Australia Westpac Funds Financing Pty Limited Australia
Crusade Global Trust 2 of 2004 Australia Westpac General Insurance Limited Australia
Crusade Global Trust 2 of 2005 Australia Westpac General Insurance Services Limited Australia
Crusade Global Trust 2 of 2006 Australia Westpac Global Capital Markets Pty Limited Australia
Crusade Management Limited Australia Westpac Group Investment-NZ-Limited New Zealand
Crusade Trust 1A of 2005 Australia Westpac Group Investments Australia Pty Limited Australia
Crusade 2P Trust of 2008 Australia Westpac Holdings-NZ-Limited New Zealand
Danaby Pty Limited Australia Westpac Investment Capital Corporation USA
eQR Securities Pty. Limited Australia Westpac Investment Vehicle No.2 Pty Limited Australia
Europe Infrastructure Debt LP UK Westpac Investment Vehicle No.3 Pty Limited Australia
G.C.L. Investments Pty Limited Australia Westpac Investment Vehicle Pty Limited Australia
General Credit Holdings Pty Limited Australia Westpac Investments U.K. Limited UK
General Credits Pty Limited Australia Westpac Leasing Nominees-Vic.-Pty Limited Australia
Halcyon Securities Limited Australia Westpac Lenders Mortgage Insurance Limited Australia

Page 12 of 13

Hastings Advisers LLC USA Westpac Life Insurance Services Limited Australia
Hastings Forestry Investments Limited New Zealand Westpac Life-NZ-Limited New Zealand
Hastings Forests Australia Pty Limited Australia Westpac New Zealand Group Limited New Zealand
Hastings Funds Management Asia Pty. Limited Singapore Westpac New Zealand Limited New Zealand
Hastings Funds Management (UK) Limited UK Westpac Nominees-NZ-Limited New Zealand
Hastings Funds Management (USA) Inc. USA Westpac NZ Covered Bond Holdings Limited New Zealand
Hastings Funds Management Limited Australia Westpac NZ Covered Bond Limited New Zealand
Hastings Group Pty Limited Australia Westpac NZ Leasing Limited New Zealand
Hastings Infrastructure 1 Limited UK Westpac NZ Operations Limited New Zealand
Hastings Infrastructure 2 Limited UK Westpac NZ Securitisation Holdings Limited New Zealand
Hastings Investment Capital LP USA Westpac NZ Securitisation Limited New Zealand
Hastings Investments GP LLC USA Westpac NZ Securitisation No. 2 Limited New Zealand
Hastings Investment Management Pty Ltd Australia Westpac Overseas Holdings No. 2 Pty Limited Australia
Hastings Korea Company Limited Korea Westpac Overseas Holdings Pty Limited Australia
Hastings Management Pty Limited Australia Westpac Pacific Limited Partnership Australia
Hastings Private Equity Fund IIA Pty Limited Australia Westpac Properties Limited Australia
Hickory Trust Australia Westpac RE Limited Australia
Hitton Pty Limited Australia Westpac Securities Administration Limited Australia
HLT Custodian Trust New Zealand Westpac Securities Limited Australia
Infrastructure GP LLP UK Westpac Securities NZ Limited New Zealand
J O Hambro Capital Management Holdings Limited UK Westpac Securitisation Holdings Pty Limited Australia
J O Hambro Capital Management Limited UK Westpac Securitisation Management Pty Limited Australia
JOHCM (Singapore) Pte Limited Singapore Westpac Singapore Limited Singapore
JOHCM (USA) Inc USA Westpac Structured Products Limited Australia
Magnitude Group Pty Limited Australia Westpac Superannuation Nominees-NZ-Limited New Zealand
MIF Custodian Trust New Zealand Westpac Syndications Management Pty Limited Australia
Mortgage Management Pty Limited Australia Westpac Term PIE Fund New Zealand
Nationwide Management Pty Limited Australia Westpac TPS Trust Australia
Net Nominees Limited Australia Westpac Unit Trust Australia
Number 120 Limited1 New Zealand Westpac USA Inc. USA
Oniston Pty Limited Australia

Note: Westpac retains 63% ownership of BT Investment Management Limited who lodges separate notices under ASX code ‘BTT’

BT Investment Management Limited (63%)

BT Investment Management (Institutional) Limited (Subsidiary of BT Investment Management Limited)

Australia Australia

Page 13 of 13