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ACME UNITED CORP — Director's Dealing 2019
Dec 11, 2019
33889_dirs_2019-12-11_045a88e5-8fa8-412e-a41d-b920ab467e06.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ACME UNITED CORP (ACU)
CIK: 0000002098
Period of Report: 2019-12-10
Reporting Person: HOLDEN RICHMOND Y JR (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-10 | Common Stock | M | 1420 | $16.71 | Acquired | 16670 | Direct |
| 2019-12-10 | Common Stock | D | 1420 | $21.47 | Disposed | 15250 | Direct |
| 2019-12-10 | Common Stock | M | 1000 | $12.27 | Acquired | 16250 | Direct |
| 2019-12-10 | Common Stock | D | 1000 | $21.47 | Disposed | 15250 | Direct |
| 2019-12-10 | Common Stock | M | 4000 | $19.23 | Acquired | 19250 | Direct |
| 2019-12-10 | Common Stock | D | 4000 | $21.47 | Disposed | 15250 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-12-10 | Employee Stock Option | $16.71 | M | 1420 | Disposed | 2024-04-21 | Common Stock (1420) | Direct |
| 2019-12-10 | Employee Stock Option | $12.27 | M | 1000 | Disposed | 2024-04-21 | Common Stock (1000) | Direct |
| 2019-12-10 | Employee Stock Option | $19.23 | M | 3580 | Disposed | 2024-04-21 | Common Stock (4000) | Direct |
Footnotes
F1: The exercise of the subject option was effected on a net cash settlement basis in a transaction directly with the issuer not involving the actual issuance of any shares of the underlying common stock.
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