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ACME UNITED CORP — Director's Dealing 2016
Sep 2, 2016
33889_dirs_2016-09-02_4948edb7-3939-4f44-885b-fd8da24fec82.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ACME UNITED CORP (ACU)
CIK: 0000002098
Period of Report: 2016-09-02
Reporting Person: JOHNSEN WALTER C (Director, CEO and Chairman of the Board, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-22 | Common Stock | M | 10000 | $9.5 | Acquired | 316802 | Direct |
| 2016-08-22 | Common Stock | D | 10000 | $20.45 | Disposed | 306802 | Direct |
| 2016-09-01 | Common Stock | M | 15000 | $9.5 | Acquired | 321802 | Direct |
| 2016-09-01 | Common Stock | D | 15000 | $20.62 | Disposed | 306802 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-22 | Employee Stock Option | $9.5 | M | 10000 | Disposed | 2021-08-09 | Common Stock (10000) | Direct |
| 2016-09-01 | Employee Stock Option | $9.5 | M | 15000 | Disposed | 2021-08-09 | Common Stock (15000) | Direct |
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