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ACM Research, Inc. — Director's Dealing 2023
Mar 13, 2023
31514_dirs_2023-03-13_7875aaae-bfe1-4d17-a3c2-b0a2c851d547.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ACM Research, Inc. (ACMR)
CIK: 0001680062
Period of Report: 2023-03-09
Reporting Person: Dun Haiping (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-03-09 | Class A Common Stock | M | 37500 | $0.5 | Acquired | 928120 | Direct |
| 2023-03-09 | Class A Common Stock | F | 1504 | $12.47 | Disposed | 926616 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-03-09 | Stock Option | $0.5 | M | 37500 | Disposed | 2025-04-30 | Class A Common Stock (37500) | Direct |
Footnotes
F1: On March 9, 2023, the reporting person exercised, by net exercise, a previously issued stock option to purchase 37,500 shares of Class A Common Stock of the Issuer. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer withholding 1,504 shares of Class A Common Stock for payment of the exercise price, based on the closing price of the Issuer's Class A Common Stock on March 8, 2023 of $12.47, and issuing to the reporting person the remaining 35,996 shares of Class A Common Stock.
F2: The option is fully vested and exercisable.