AI assistant
ACM Research, Inc. — Director's Dealing 2023
May 24, 2023
31514_dirs_2023-05-24_1c9136ee-5daf-4294-86d4-1efacf6911d2.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ACM Research, Inc. (ACMR)
CIK: 0001680062
Period of Report: 2023-05-22
Reporting Person: Dun Haiping (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-05-22 | Class A Common Stock | M | 37500 | $0.5 | Acquired | 926616 | Direct |
| 2023-05-22 | Class A Common Stock | F | 1928 | $9.73 | Disposed | 924688 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-05-22 | Stock Option | $0.5 | M | 37500 | Disposed | 2025-04-30 | Class A Common Stock (37500) | Direct |
Footnotes
F1: On May 22, 2023, the reporting person exercised, by net exercise, a previously issued stock option to purchase 37,500 shares of Class A Common Stock of the Issuer. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer withholding 1,928 shares of Class A Common Stock for payment of the exercise price, based on the closing price of the Issuer's Class A Common Stock on May 19, 2023 of $9.73, and issuing to the reporting person the remaining 35,572 shares of Class A Common Stock.
F2: The option is fully vested and exercisable.