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ACM Research, Inc. — Director's Dealing 2023
Nov 16, 2023
31514_dirs_2023-11-16_ddd579e5-1f82-4083-b5ef-b5fa3537c102.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ACM Research, Inc. (ACMR)
CIK: 0001680062
Period of Report: 2023-11-14
Reporting Person: Dun Haiping (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-11-14 | Class A Common Stock | M | 35000 | $0.5 | Acquired | 890090 | Direct |
| 2023-11-14 | Class A Common Stock | F | 1016 | $17.23 | Disposed | 889074 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-11-14 | Stock Option | $0.5 | M | 35000 | Disposed | 2025-04-30 | Class A Common Stock (35000) | Direct |
Footnotes
F1: On November 14, 2023, the reporting person exercised, by net exercise, a previously issued stock option to purchase 35,000 shares of Class A Common Stock of the Issuer. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer withholding 1,016 shares of Class A Common Stock for payment of the exercise price, based on the closing price of the Issuer's Class A Common Stock on November 14, 2023 of $17.23, and issuing to the reporting person the remaining 33,984 shares of Class A Common Stock.
F2: The option is fully vested and exercisable.