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ACM Research, Inc. Director's Dealing 2023

Nov 16, 2023

31514_dirs_2023-11-16_ddd579e5-1f82-4083-b5ef-b5fa3537c102.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ACM Research, Inc. (ACMR)
CIK: 0001680062
Period of Report: 2023-11-14

Reporting Person: Dun Haiping (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-11-14 Class A Common Stock M 35000 $0.5 Acquired 890090 Direct
2023-11-14 Class A Common Stock F 1016 $17.23 Disposed 889074 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-11-14 Stock Option $0.5 M 35000 Disposed 2025-04-30 Class A Common Stock (35000) Direct

Footnotes

F1: On November 14, 2023, the reporting person exercised, by net exercise, a previously issued stock option to purchase 35,000 shares of Class A Common Stock of the Issuer. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer withholding 1,016 shares of Class A Common Stock for payment of the exercise price, based on the closing price of the Issuer's Class A Common Stock on November 14, 2023 of $17.23, and issuing to the reporting person the remaining 33,984 shares of Class A Common Stock.

F2: The option is fully vested and exercisable.