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ACM Research, Inc. — Director's Dealing 2023
Nov 16, 2023
31514_dirs_2023-11-16_2ccab6bf-479d-4267-930c-45048baec0f2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ACM Research, Inc. (ACMR)
CIK: 0001680062
Period of Report: 2023-11-14
Reporting Person: Wang David H (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-11-14 | Class A Common Stock | M | 180000 | $0.5 | Acquired | 684018 | Direct |
| 2023-11-14 | Class A Common Stock | F | 5224 | $17.23 | Disposed | 678794 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-11-14 | Stock Option | $0.5 | M | 180000 | Disposed | 2025-04-30 | Class A Common Stock (180000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 100002 | Indirect |
| Class A Common Stock | 45837 | Indirect |
| Class A Common Stock | 180000 | Indirect |
| Class A Common Stock | 620001 | Indirect |
Footnotes
F1: On November 14, 2023, the reporting person exercised, by net exercise, a previously issued stock option to purchase 180,000 shares of Class A Common Stock of the Issuer. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer withholding 5,224 shares of Class A Common Stock for payment of the exercise price, based on the closing price of the Issuer's Class A Common Stock on November 13, 2023 of $17.23, and issuing to the reporting person the remaining 174,776 shares of Class A Common Stock.
F2: The option is fully vested and exercisable