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ACM Research, Inc. Director's Dealing 2023

Nov 16, 2023

31514_dirs_2023-11-16_2ccab6bf-479d-4267-930c-45048baec0f2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ACM Research, Inc. (ACMR)
CIK: 0001680062
Period of Report: 2023-11-14

Reporting Person: Wang David H (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-11-14 Class A Common Stock M 180000 $0.5 Acquired 684018 Direct
2023-11-14 Class A Common Stock F 5224 $17.23 Disposed 678794 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-11-14 Stock Option $0.5 M 180000 Disposed 2025-04-30 Class A Common Stock (180000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 100002 Indirect
Class A Common Stock 45837 Indirect
Class A Common Stock 180000 Indirect
Class A Common Stock 620001 Indirect

Footnotes

F1: On November 14, 2023, the reporting person exercised, by net exercise, a previously issued stock option to purchase 180,000 shares of Class A Common Stock of the Issuer. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer withholding 5,224 shares of Class A Common Stock for payment of the exercise price, based on the closing price of the Issuer's Class A Common Stock on November 13, 2023 of $17.23, and issuing to the reporting person the remaining 174,776 shares of Class A Common Stock.

F2: The option is fully vested and exercisable