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ACM Research, Inc. — Director's Dealing 2022
Mar 11, 2022
31514_dirs_2022-03-11_59f68d11-e372-4d97-a219-f5244d2a3a14.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ACM Research, Inc. (ACMR)
CIK: 0001680062
Period of Report: 2022-03-09
Reporting Person: Dun Haiping (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-03-09 | Class A Common Stock | M | 12269 | $1.5 | Acquired | 309568 | Direct |
| 2022-03-09 | Class A Common Stock | S | 1200 | $80.48 | Disposed | 308368 | Direct |
| 2022-03-09 | Class A Common Stock | S | 8069 | $82.11 | Disposed | 300299 | Direct |
| 2022-03-09 | Class A Common Stock | S | 3000 | $82.66 | Disposed | 297299 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-03-09 | Stock Option | $1.5 | M | 12269 | Disposed | 2025-05-01 | Class A Common Stock (231) | Direct |
Footnotes
F1: On March 9, 2022, the reporting person exercised a previously issued stock option to purchase 12,269 shares of Class A Common Stock of the Issuer.
F2: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.99 to $80.82, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4), (5) and (6) to this Form 4.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.49 to $82.49, inclusive.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.54 to $82.83, inclusive.
F6: The option vested and became exercisable as to 41,666 shares on May 1, 2016 and the remaining 125,001 shares vested and became exercisable in equal monthly installments over the following 36 months.