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ACM Research, Inc. — Director's Dealing 2022
Aug 18, 2022
31514_dirs_2022-08-18_13a17c90-f609-4b52-be1e-7984efb4b238.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ACM Research, Inc. (ACMR)
CIK: 0001680062
Period of Report: 2022-08-16
Reporting Person: Cheav Sotheara (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-08-16 | Class A Common Stock | M | 5000 | $4.62 | Acquired | 135002 | Direct |
| 2022-08-16 | Class A Common Stock | S | 5000 | $19.42 | Disposed | 130002 | Direct |
| 2022-08-17 | Class A Common Stock | M | 5000 | $4.62 | Acquired | 135002 | Direct |
| 2022-08-17 | Class A Common Stock | S | 9182 | $17.5 | Disposed | 125820 | Direct |
| 2022-08-17 | Class A Common Stock | S | 5818 | $18.29 | Disposed | 120002 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-08-16 | Stock Option | $4.62 | M | 5000 | Disposed | 2028-07-31 | Class A Common Stock (5000) | Direct |
| 2022-08-17 | Stock Option | $4.62 | M | 5000 | Disposed | 2028-07-31 | Class A Common Stock (5000) | Direct |
Footnotes
F1: On August 16, 2022, the reporting person exercised a previously issued stock option to purchase 5,000 shares of Class A Common Stock of the Issuer.
F2: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F3: On August 17, 2022, the reporting person exercised a previously issued stock option to purchase 5,000 shares of Class A Common Stock of the Issuer.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.27 to $19.54, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4), (5) and (6) to this Form 4.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.13 to $18.06, inclusive.
F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.16 to $18.53, inclusive.
F7: The option is fully vested and exercisable.