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ACM Research, Inc. — Director's Dealing 2021
Mar 16, 2021
31514_dirs_2021-03-16_2d00607f-21bc-484c-8079-02775293e342.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ACM Research, Inc. (ACMR)
CIK: 0001680062
Period of Report: 2021-03-12
Reporting Person: Wang David H (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-12 | Class A Common Stock | M | 100001 | $0.75 | Acquired | 268007 | Direct |
| 2021-03-12 | Class A Common Stock | F | 773 | $97.05 | Disposed | 267234 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-12 | Stock Option | $0.75 | M | 100001 | Disposed | 2021-05-01 | Class A Common Stock (100001) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 33334 | Indirect |
| Class A Common Stock | 15279 | Indirect |
| Class A Common Stock | 60000 | Indirect |
| Class A Common Stock | 206667 | Indirect |
Footnotes
F1: On March 12, 2021, the reporting person exercised, by net exercise, a previously issued stock option to purchase 100,001 shares of Class A Common Stock of the Issuer. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer withholding 773 shares of Class A Common Stock for payment of the exercise price, based on the closing price of the Issuer's Class A Common Stock on March 11, 2021 of $97.05, and issuing to the reporting person the remaining 99,228 shares of Class A Common Stock.
F2: The option is fully vested and exercisable.