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ACM Research, Inc. — Director's Dealing 2021
Mar 16, 2021
31514_dirs_2021-03-16_20bc7635-f4c5-4089-98c0-62c2b593004c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ACM Research, Inc. (ACMR)
CIK: 0001680062
Period of Report: 2021-03-15
Reporting Person: Cheav Sotheara (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-15 | Class A Common Stock | M | 10000 | $13.85 | Acquired | 53334 | Direct |
| 2021-03-15 | Class A Common Stock | S | 10000 | $91.67 | Disposed | 43334 | Direct |
| 2021-03-16 | Class A Common Stock | M | 10000 | $13.85 | Acquired | 53334 | Direct |
| 2021-03-16 | Class A Common Stock | S | 10000 | $93.69 | Disposed | 43334 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-15 | Stock Option | $13.85 | M | 10000 | Disposed | 2028-07-31 | Class A Common Stock (10000) | Direct |
| 2021-03-16 | Stock Option | $13.85 | M | 10000 | Disposed | 2028-07-31 | Class A Common Stock (10000) | Direct |
Footnotes
F1: On March 15, 2021, the reporting person exercised a previously issued stock option to purchase 10,000 shares of Class A Common Stock of the Issuer.
F2: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F3: On March 16, 2021, the reporting person exercised a previously issued stock option to purchase 10,000 shares of Class A Common Stock of the Issuer.
F4: The option vested and became exercisable as to 10,000 shares on August 1, 2019, and the remaining 30,000 shares vest and become exercisable in equal monthly installments over the following 36 months, subject to continued service through each vesting date.