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ACM Research, Inc. — Director's Dealing 2021
Apr 5, 2021
31514_dirs_2021-04-05_b7f3b64f-60e5-45d7-b771-50311af413da.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ACM Research, Inc. (ACMR)
CIK: 0001680062
Period of Report: 2021-04-05
Reporting Person: Cheav Sotheara (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-05 | Class A Common Stock | M | 13334 | $1.5 | Acquired | 56668 | Direct |
| 2021-04-05 | Class A Common Stock | F | 223 | $90.08 | Disposed | 56445 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-05 | Stock Option | $1.5 | M | 13334 | Disposed | 2025-05-01 | Class A Common Stock (13334) | Direct |
Footnotes
F1: On April 5, 2021, the reporting person exercised, by net exercise, a previously issued stock option to purchase 13,334 shares of Class A Common Stock of the Issuer. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer withholding 223 shares of Class A Common Stock for payment of the exercise price, based on the closing price of the Issuer's Class A Common Stock on April 1, 2021 of $90.08, and issuing to the reporting person the remaining 13,111 shares of Class A Common Stock.
F2: The option is fully vested and exercisable.