Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

ACM Research, Inc. Director's Dealing 2021

Nov 22, 2021

31514_dirs_2021-11-22_ddea995c-71ce-45ec-a006-9ad205ec0ad7.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ACM Research, Inc. (ACMR)
CIK: 0001680062
Period of Report: 2021-11-18

Reporting Person: McKechnie Mark (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-11-18 Class A Common Stock M 5000 $13.85 Acquired 5000 Direct
2021-11-18 Class A Common Stock S 421 $92.03 Disposed 4579 Direct
2021-11-18 Class A Common Stock S 2932 $92.92 Disposed 1647 Direct
2021-11-18 Class A Common Stock S 607 $93.85 Disposed 1040 Direct
2021-11-18 Class A Common Stock S 374 $96.33 Disposed 666 Direct
2021-11-18 Class A Common Stock S 200 $97.56 Disposed 466 Direct
2021-11-18 Class A Common Stock S 300 $99.58 Disposed 166 Direct
2021-11-18 Class A Common Stock S 166 $100.6 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-11-18 Stock Option $13.85 M 5000 Disposed 2028-07-31 Class A Common Stock (5000) Direct

Footnotes

F1: On November 18, 2021, the reporting person exercised a previously issued stock option to purchase 5,000 shares of Class A Common Stock of the Issuer.

F2: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.29 to $92.26, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4), (5) and (6) to this Form 4.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.42 to $93.20, inclusive.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.80 to $93.98, inclusive.

F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.32 to $96.37, inclusive.

F7: The option vested and became exercisable as to 10,000 shares on August 1, 2019, and the remaining 30,000 shares vest and became or become exercisable in equal monthly installments over the following 36 months, subject to continued service through each vesting date.