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ACM Research, Inc. — Director's Dealing 2020
Aug 31, 2020
31514_dirs_2020-08-31_d612bddc-37d6-4e6a-91e7-926a76503a04.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ACM Research, Inc. (ACMR)
CIK: 0001680062
Period of Report: 2020-08-27
Reporting Person: Wang David H (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-08-27 | Class A Common Stock | M | 70000 | $0.75 | Acquired | 238006 | Direct |
| 2020-08-27 | Class A Common Stock | F | 547 | $96.05 | Disposed | 237459 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-08-27 | Stock Option | $0.75 | M | 70000 | Disposed | 2021-05-01 | Class A Common Stock (70000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 33334 | Indirect |
| Class A Common Stock | 15279 | Indirect |
| Class A Common Stock | 60000 | Indirect |
| Class A Common Stock | 206667 | Indirect |
Footnotes
F1: On August 27, 2020, the reporting person exercised, by net exercise, a previously issued stock option to purchase 70,000 shares of Class A Common Stock of the Issuer. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer withholding 547 shares of Class A Common Stock for payment of the exercise price, based on the closing price of the Issuer's Class A Common Stock on August 26, 2020 of $96.05, and issuing to the reporting person the remaining 69,453 shares of Class A Common Stock.
F2: The option is fully vested and exercisable.