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ACM Research, Inc. Director's Dealing 2020

Sep 14, 2020

31514_dirs_2020-09-14_b7d74b0a-a050-423d-b75d-9aeaaad2fe56.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ACM Research, Inc. (ACMR)
CIK: 0001680062
Period of Report: 2020-09-10

Reporting Person: Cheav Sotheara (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-09-10 Class A Common Stock M 5000 $0.75 Acquired 48334 Direct
2020-09-10 Class A Common Stock S 5000 $60.75 Disposed 43334 Direct
2020-09-14 Class A Common Stock M 4941 $0.75 Acquired 48275 Direct
2020-09-14 Class A Common Stock S 4941 $66.7 Disposed 43334 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-09-10 Stock Option $0.75 M 5000 Disposed 2021-05-01 Class A Common Stock (5000) Direct
2020-09-14 Stock Option $0.75 M 4941 Disposed 2021-05-01 Class A Common Stock (4941) Direct

Footnotes

F1: On September 10, 2020, the reporting person exercised a previously issued stock option to purchase 5,000 shares of Class A Common Stock of the Issuer.

F2: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3: On September 14, 2020, the reporting person exercised a previously issued stock option to purchase 4,941 shares of Class A Common Stock of the Issuer.

F4: The option is fully vested and exercisable.