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ACM Research, Inc. — Director's Dealing 2020
Sep 14, 2020
31514_dirs_2020-09-14_b7d74b0a-a050-423d-b75d-9aeaaad2fe56.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ACM Research, Inc. (ACMR)
CIK: 0001680062
Period of Report: 2020-09-10
Reporting Person: Cheav Sotheara (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-09-10 | Class A Common Stock | M | 5000 | $0.75 | Acquired | 48334 | Direct |
| 2020-09-10 | Class A Common Stock | S | 5000 | $60.75 | Disposed | 43334 | Direct |
| 2020-09-14 | Class A Common Stock | M | 4941 | $0.75 | Acquired | 48275 | Direct |
| 2020-09-14 | Class A Common Stock | S | 4941 | $66.7 | Disposed | 43334 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-09-10 | Stock Option | $0.75 | M | 5000 | Disposed | 2021-05-01 | Class A Common Stock (5000) | Direct |
| 2020-09-14 | Stock Option | $0.75 | M | 4941 | Disposed | 2021-05-01 | Class A Common Stock (4941) | Direct |
Footnotes
F1: On September 10, 2020, the reporting person exercised a previously issued stock option to purchase 5,000 shares of Class A Common Stock of the Issuer.
F2: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F3: On September 14, 2020, the reporting person exercised a previously issued stock option to purchase 4,941 shares of Class A Common Stock of the Issuer.
F4: The option is fully vested and exercisable.
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