AI assistant
ACM Research, Inc. — Director's Dealing 2020
Nov 9, 2020
31514_dirs_2020-11-09_25f2f225-ca22-4d47-8457-0867a03774ad.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ACM Research, Inc. (ACMR)
CIK: 0001680062
Period of Report: 2020-11-05
Reporting Person: Cheav Sotheara (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-05 | Class A Common Stock | M | 20000 | $1.5 | Acquired | 63334 | Direct |
| 2020-11-05 | Class A Common Stock | F | 330 | $91 | Disposed | 63004 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-05 | Stock Option | $1.5 | M | 20000 | Disposed | 2025-05-01 | Class A Common Stock (20000) | Direct |
Footnotes
F1: On November 5, 2020, the reporting person exercised, by net exercise, a previously issued stock option to purchase 20,000 shares of Class A Common Stock of the Issuer. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer withholding 330 shares of Class A Common Stock for payment of the exercise price, based on the closing price of the Issuer's Class A Common Stock on November 4, 2020 of $91.00, and issuing to the reporting person the remaining 19,670 shares of Class A Common Stock.
F2: The option is fully vested and exercisable.