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ACM Research, Inc. Director's Dealing 2020

Nov 9, 2020

31514_dirs_2020-11-09_25f2f225-ca22-4d47-8457-0867a03774ad.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ACM Research, Inc. (ACMR)
CIK: 0001680062
Period of Report: 2020-11-05

Reporting Person: Cheav Sotheara (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-11-05 Class A Common Stock M 20000 $1.5 Acquired 63334 Direct
2020-11-05 Class A Common Stock F 330 $91 Disposed 63004 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-11-05 Stock Option $1.5 M 20000 Disposed 2025-05-01 Class A Common Stock (20000) Direct

Footnotes

F1: On November 5, 2020, the reporting person exercised, by net exercise, a previously issued stock option to purchase 20,000 shares of Class A Common Stock of the Issuer. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer withholding 330 shares of Class A Common Stock for payment of the exercise price, based on the closing price of the Issuer's Class A Common Stock on November 4, 2020 of $91.00, and issuing to the reporting person the remaining 19,670 shares of Class A Common Stock.

F2: The option is fully vested and exercisable.