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ACM Research, Inc. — Director's Dealing 2018
May 17, 2018
31514_dirs_2018-05-17_4dccf4ec-39de-4cf8-9e36-3dd5a5b69708.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ACM Research, Inc. (ACMR)
CIK: 0001680062
Period of Report: 2018-01-31
Reporting Person: Chen Fufa (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-01-31 | Class A Common Stock | M | 33334 | $0.75 | Acquired | 106668 | Direct |
| 2018-01-31 | Class A Common Stock | M | 22915 | $1.50 | Acquired | 129583 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-01-31 | Stock Option | $0.75 | M | 33334 | Disposed | 2021-05-01 | Class A Common Stock (33334) | Direct |
| 2018-01-31 | Stock Option | $1.50 | M | 22915 | Disposed | 2025-05-01 | Class A Common Stock (22915) | Direct |
Footnotes
F1: On January 31, 2018, the reporting person exercised previously issued stock options to purchase 33,334 shares of Class A Common Stock of the Issuer.
F2: On January 31, 2018, the reporting person exercised previously issued stock options to purchase 22,915 shares of Class A Common Stock of the Issuer.
F3: The option was fully vested and exercisable.
F4: The option vested and became exercisable as to 8,333 shares on May 1, 2016 and the remaining 25,001 shares vest and become exercisable in equal monthly installments over the following 36 months, subject to continued service through each vesting date.