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ACM Research, Inc. — Director's Dealing 2018
Jul 3, 2018
31514_dirs_2018-07-03_d6e64b59-5a39-4a84-803d-86bb534d3b35.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ACM Research, Inc. (ACMR)
CIK: 0001680062
Period of Report: 2018-06-29
Reporting Person: Wang David H (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-06-29 | Class A Common Stock | M | 15279 | $3 | Acquired | 15279 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-06-29 | Stock Option | $3 | M | 15279 | Disposed | 2026-12-27 | Class A Common Stock (15279) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 166667 | Direct |
| Class A Common Stock | 60000 | Indirect |
| Class A Common Stock | 206667 | Indirect |
Footnotes
F1: Sophia Wang, who is the daughter of the reporting person and whose shares are deemed indirectly beneficially owned by the reporting person, previously held options to acquire up to 18,334 shares of Class A Common Stock of the Issuer. On June 29, 2018, Ms. Wang exercised options to purchase 15,279 shares of Class A Common Stock of the Issuer. The options to purchase the remaining 3,055 shares of Class A Common Stock have terminated.
F2: As of the transaction date, 15,279 shares had vested.
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