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ACM Research, Inc. Director's Dealing 2018

Jul 31, 2018

31514_dirs_2018-07-31_1a2d8f6e-42e7-4f6b-bddf-71b9e306b587.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ACM Research, Inc. (ACMR)
CIK: 0001680062
Period of Report: 2018-04-02

Reporting Person: Wang Jian (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-04-02 Class A Common Stock X 397502 $7.50 Acquired 481888 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-04-02 Warrant (Right to Buy) $7.50 X 397502 Disposed 2023-05-17 Class A Common Stock (397502) Indirect

Footnotes

F1: On April 2, 2018, Shengxin (Shanghai) Management Consulting Limited Partnership ("SMC") exercised the warrant. Mr. Wang, the reporting person, is a general partner of SMC and therefore may be deemed to beneficially own the securities held by SMC.

F2: The warrant became exercisable immediately after the closing of the Issuer's initial public offering, which occurred on November 7, 2017.