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ACM Research, Inc. Director's Dealing 2017

Nov 2, 2017

31514_dirs_2017-11-02_25aa10a7-8d9a-4fbd-b91e-4e30daf628fb.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: ACM Research, Inc. (ACMR)
CIK: 0001680062
Period of Report: 2017-11-02

Reporting Person: Liu Tracy (Director)

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 2400 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option $3.00 2026-12-27 Class A Common Stock (50000) Direct
Stock Option $3.00 2026-12-27 Class A Common Stock (16667) Direct

Footnotes

F1: The option vested and became exercisable as to 12,500 shares on September 29, 2017 and the remaining 37,500 shares vest and become exercisable in equal monthly installments over the following 36 months, subject to continued service through each vesting date.

F2: The option vests and becomes exercisable as follows: (a) one-third vested on December 28, 2016; (b) one-third vested on January 1, 2017; and (c) one-third will vest on January 1, 2018.