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Aclarion, Inc. — Director's Dealing 2022
Apr 23, 2022
35434_dirs_2022-04-22_53893a29-8bba-4288-8e63-82d68a2067a1.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Aclarion, Inc. (ACON)
CIK: 0001635077
Period of Report: 2022-04-21
Reporting Person: SC Capital 1 LLC (10% Owner)
Reporting Person: DIRKS MICHAEL W (10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1101280 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $1.34 | 2029-02-19 | Common Stock (9371) | Direct |
Footnotes
F1: Michael W. Dirks serves as the manager for SC Capital 1 LLC and may be deemed to have voting and investment power over the shares held by SC Capital 1 LLC. Mr. Dirks disclaims beneficial ownership of such shares except to the extent of his pecuniary interests therein, and this report shall not be deemed an admission that Mr. Dirks is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F2: The shares under this option are fully vested.
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