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Aclarion, Inc. — Director's Dealing 2022
May 19, 2022
35434_dirs_2022-05-19_39e6cc06-863f-4f69-8a93-8621e1ebe344.zip
Director's Dealing
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SEC Form 3/A — Form 3/A
Issuer: Aclarion, Inc. (ACON)
CIK: 0001635077
Period of Report: 2022-04-21
Reporting Person: SC Capital 1 LLC (10% Owner)
Reporting Person: DIRKS MICHAEL W (10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1091894 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $1.34 | 2029-02-19 | Common Stock (9371) | Direct |
Footnotes
F1: This Form 3 amendment is being filed to correct the original Form 3 filed on April 22, 2022. After consulting with the Issuer regarding the calculations with respect to the exercise of warrants and the Issuer's reverse stock split in connection with its initial public offering, it was discovered that the reporting person inadvertently included 9,386 shares of Issuer's common stock in its reported holdings.
F2: Michael W. Dirks serves as the manager for SC Capital 1 LLC and may be deemed to have voting and investment power over the shares held by SC Capital 1 LLC. Mr. Dirks disclaims beneficial ownership of such shares except to the extent of his pecuniary interests therein, and this report shall not be deemed an admission that Mr. Dirks is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F3: The shares under this option are fully vested.