AI assistant
ACI WORLDWIDE, INC. — Director's Dealing 2019
Mar 4, 2019
30979_dirs_2019-03-04_af17321b-08d3-468f-8698-0d8a50b659fc.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ACI WORLDWIDE, INC. (ACIW)
CIK: 0000935036
Period of Report: 2019-02-28
Reporting Person: HEASLEY PHILIP G (Director, CEO and President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-28 | Common Stock | M | 144643 | $14.27 | Acquired | 1441533 | Direct |
| 2019-02-28 | Common Stock | S | 144643 | $32.2798 | Disposed | 1296890 | Direct |
| 2019-03-01 | Common Stock | M | 21929 | $14.27 | Acquired | 1318819 | Direct |
| 2019-03-01 | Common Stock | S | 21929 | $32.2702 | Disposed | 1296890 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-28 | Non-Qualified Stock Option (right to buy) | $14.27 | M | 144643 | Disposed | 2022-12-03 | Common Stock (144643) | Direct |
| 2019-03-01 | Non-Qualified Stock Option (right to buy) | $14.27 | M | 21929 | Disposed | 2022-12-03 | Common Stock (21929) | Direct |
Footnotes
F1: The shares identified herein were sold under Mr. Heasley's Rule 10b5-1 plan dated March 12, 2018. Such shares were sold pursuant to the cashless exercise of options granted to Mr. Heasley on December 3, 2012. As of the date of this report, Mr. Heasley's beneficial ownership of the securities reported herein is 2,204,061 shares, consisting of 1,296,890 shares directly owned and 907,171 shares subject to currently exercisable options with a weighted average exercise price of $19.382836.
F2: The sale price ranged from $32.27 to $32.45, with a weighted average sale price of $32.279805. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: The sale price ranged from $32.27 to $32.30, with a weighted average sale price of $32.270198. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: The amount of securities owned has also been updated to include 358 shares acquired under the Company's Employee Stock Purchase Plan.
F5: The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan.