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ACI WORLDWIDE, INC. Director's Dealing 2019

Mar 4, 2019

30979_dirs_2019-03-04_af17321b-08d3-468f-8698-0d8a50b659fc.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ACI WORLDWIDE, INC. (ACIW)
CIK: 0000935036
Period of Report: 2019-02-28

Reporting Person: HEASLEY PHILIP G (Director, CEO and President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-02-28 Common Stock M 144643 $14.27 Acquired 1441533 Direct
2019-02-28 Common Stock S 144643 $32.2798 Disposed 1296890 Direct
2019-03-01 Common Stock M 21929 $14.27 Acquired 1318819 Direct
2019-03-01 Common Stock S 21929 $32.2702 Disposed 1296890 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-02-28 Non-Qualified Stock Option (right to buy) $14.27 M 144643 Disposed 2022-12-03 Common Stock (144643) Direct
2019-03-01 Non-Qualified Stock Option (right to buy) $14.27 M 21929 Disposed 2022-12-03 Common Stock (21929) Direct

Footnotes

F1: The shares identified herein were sold under Mr. Heasley's Rule 10b5-1 plan dated March 12, 2018. Such shares were sold pursuant to the cashless exercise of options granted to Mr. Heasley on December 3, 2012. As of the date of this report, Mr. Heasley's beneficial ownership of the securities reported herein is 2,204,061 shares, consisting of 1,296,890 shares directly owned and 907,171 shares subject to currently exercisable options with a weighted average exercise price of $19.382836.

F2: The sale price ranged from $32.27 to $32.45, with a weighted average sale price of $32.279805. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: The sale price ranged from $32.27 to $32.30, with a weighted average sale price of $32.270198. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: The amount of securities owned has also been updated to include 358 shares acquired under the Company's Employee Stock Purchase Plan.

F5: The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan.