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ACI WORLDWIDE, INC. — Director's Dealing 2018
Feb 22, 2018
30979_dirs_2018-02-22_bcaf83de-0a55-4244-ae09-6cb293e00c45.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ACI WORLDWIDE, INC. (ACIW)
CIK: 0000935036
Period of Report: 2018-02-19
Reporting Person: MAKI CRAIG A (EVP, Treasurer & Chief CDO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 314732 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $5.5067 | 2019-12-10 | Common Stock (45375) | Direct | |
| Non-Qualified Stock Option (right to buy) | $8.8767 | 2020-12-01 | Common Stock (28530) | Direct | |
| Non-Qualified Stock Option (right to buy) | $9.6467 | 2021-12-08 | Common Stock (34527) | Direct | |
| Non-Qualified Stock Option (right to buy) | $14.27 | 2022-12-03 | Common Stock (41643) | Direct | |
| Non-Qualified Stock Option (right to buy) | $17.89 | 2026-02-23 | Common Stock (61483) | Direct | |
| Non-Qualified Stock Option (right to buy) | $19.08 | 2025-01-26 | Common Stock (37795) | Direct | |
| Non-Qualified Stock Option (right to buy) | $20.12 | 2027-02-21 | Common Stock (40000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $20.5133 | 2023-12-12 | Common Stock (29655) | Direct |
Footnotes
F1: The options were granted pursuant to the Company's 2005 Equity and Performance Incentive Plan, as amended. The options vest in equal annual installments over a three year period beginning with the first anniversary of the date of grant.
F2: The options were granted pursuant to the Company's 2016 Equity and Performance Incentive Plan. 43,400 of the reported shares vest ratably over three years commencing on the first anniversary of the date of grant. The remaining 18,083 reported shares vest in three annual installments commencing on the third anniversary of the date of grant, with each installment subject to a stock price condition. The stock price must be 133%, 167% and 200% of the exercise price for at least 20 consecutive trading days for each respective installment to vest. The stock price condition must be satisfied on or before the fifth anniversary of the date of grant.
F3: The options were granted pursuant to the Company's 2016 Equity and Performance Incentive Plan. The options vest in equal annual installments over a three year period beginning on the first anniversary of the date of grant.