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ACI WORLDWIDE, INC. Director's Dealing 2018

Nov 13, 2018

30979_dirs_2018-11-13_dc7cafa9-1975-4b99-b4ed-6188def6b82c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ACI WORLDWIDE, INC. (ACIW)
CIK: 0000935036
Period of Report: 2018-11-08

Reporting Person: HEASLEY PHILIP G (Director, CEO and President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-11-08 Common Stock M 5696 $9.6467 Acquired 1302228 Direct
2018-11-08 Common Stock S 5696 $29.65 Disposed 1296532 Direct
2018-11-09 Common Stock M 94304 $9.6467 Acquired 1390836 Direct
2018-11-09 Common Stock S 94304 $29.7951 Disposed 1296532 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-11-08 Non-Qualified Stock Option (right to buy) $9.6467 M 5696 Disposed 2021-12-08 Common Stock (5696) Direct
2018-11-09 Non-Qualified Stock Option (right to buy) $9.6467 M 94304 Disposed 2021-12-08 Common Stock (94304) Direct

Footnotes

F1: The shares identified herein were sold under Mr. Heasley's Rule 10b5-1 plan dated March 12, 2018. Such shares were sold pursuant to the cashless exercise of options granted to Mr. Heasley on December 8, 2011. As of the date of this report, Mr. Heasley's beneficial ownership of the securities reported herein is 2,131,680 shares, consisting of 1,296,532 shares directly owned and 835,148 shares subject to currently exercisable options with a weighted average exercise price of $18.189564.

F2: The sale price ranged from $29.65 to $30.05, with a weighted average sale price of $29.795141. Upon request, the reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan.