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ACI WORLDWIDE, INC. — Director's Dealing 2017
Feb 23, 2017
30979_dirs_2017-02-23_7c4f6d8a-af3c-47b1-9f20-e1bb91a50cfa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ACI WORLDWIDE, INC. (ACIW)
CIK: 0000935036
Period of Report: 2017-02-21
Reporting Person: HOMBERGER CAROLYN B (Group President Global Sales)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-21 | Common Stock | D | 4788 | $20.12 | Disposed | 44088 | Direct |
| 2017-02-21 | Common Stock | D | 345 | $0.0 | Disposed | 43743 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-21 | Non-Qualified Stock Option (right to buy) | $20.12 | A | 64000 | Acquired | 2027-02-21 | Common Stock (64000) | Direct |
Footnotes
F1: Represents shares surrendered by the reporting person to pay the tax liability due upon the vesting of their performance-based restricted stock award granted on September 15, 2015.
F2: The amount of securities owned has also been updated to include 826 shares acquired under the Company's 1999 Employee Stock Purchase Plan, as amended.
F3: The performance-based restricted stock referred to in footnote 1 was earned at 98%. These shares reflect the remaining 2% of the unearned shares.
F4: The options were granted pursuant to the ACI Worldwide, Inc. 2016 Equity and Performance Incentive Plan.