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ACI WORLDWIDE, INC. Director's Dealing 2017

Dec 13, 2017

30979_dirs_2017-12-13_d8b49db9-2e4c-4bd4-a59a-eb6206a32ea4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ACI WORLDWIDE, INC. (ACIW)
CIK: 0000935036
Period of Report: 2017-12-11

Reporting Person: MCGRODDY JAMES (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-12-11 Common Stock M 30000 $9.6667 Acquired 76896 Direct
2017-12-11 Common Stock S 30000 $22.4041 Disposed 46896 Direct
2017-12-13 Common Stock M 30000 $14.3033 Acquired 76896 Direct
2017-12-13 Common Stock S 30000 $22.4 Disposed 46896 Direct
2017-12-13 Common Stock M 30000 $13.2033 Acquired 76896 Direct
2017-12-13 Common Stock S 30000 $22.4 Disposed 46896 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-12-11 Non-Qualified Stock Option (right to buy) $9.6667 M 30000 Disposed 2021-06-15 Common Stock (30000) Direct
2017-12-13 Non-Qualified Stock Option (right to buy) $13.2033 M 30000 Disposed 2022-06-14 Common Stock (30000) Direct
2017-12-13 Non-Qualified Stock Option (right to buy) $14.3033 M 30000 Disposed 2023-06-11 Common Stock (30000) Direct

Footnotes

F1: The sale price ranged from $22.4 to $22.45, with a weighted average sale price of $22.404092. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2: The reporting person engaged in the transactions reported herein, and the gift described below, as part of his personal estate planning. Mr. McGroddy's beneficial ownership of the securities herein is 46,896 shares.

The beneficial ownership reflects a charitable gift of 12,000 shares on November 21, 2017, which transaction will be reported on an Annual Statement of Beneficial Ownership of Securities on Form 5.

F3: The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan, as amended.