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ACI WORLDWIDE, INC. — Director's Dealing 2017
Dec 13, 2017
30979_dirs_2017-12-13_d8b49db9-2e4c-4bd4-a59a-eb6206a32ea4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ACI WORLDWIDE, INC. (ACIW)
CIK: 0000935036
Period of Report: 2017-12-11
Reporting Person: MCGRODDY JAMES (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-11 | Common Stock | M | 30000 | $9.6667 | Acquired | 76896 | Direct |
| 2017-12-11 | Common Stock | S | 30000 | $22.4041 | Disposed | 46896 | Direct |
| 2017-12-13 | Common Stock | M | 30000 | $14.3033 | Acquired | 76896 | Direct |
| 2017-12-13 | Common Stock | S | 30000 | $22.4 | Disposed | 46896 | Direct |
| 2017-12-13 | Common Stock | M | 30000 | $13.2033 | Acquired | 76896 | Direct |
| 2017-12-13 | Common Stock | S | 30000 | $22.4 | Disposed | 46896 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-11 | Non-Qualified Stock Option (right to buy) | $9.6667 | M | 30000 | Disposed | 2021-06-15 | Common Stock (30000) | Direct |
| 2017-12-13 | Non-Qualified Stock Option (right to buy) | $13.2033 | M | 30000 | Disposed | 2022-06-14 | Common Stock (30000) | Direct |
| 2017-12-13 | Non-Qualified Stock Option (right to buy) | $14.3033 | M | 30000 | Disposed | 2023-06-11 | Common Stock (30000) | Direct |
Footnotes
F1: The sale price ranged from $22.4 to $22.45, with a weighted average sale price of $22.404092. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: The reporting person engaged in the transactions reported herein, and the gift described below, as part of his personal estate planning. Mr. McGroddy's beneficial ownership of the securities herein is 46,896 shares.
The beneficial ownership reflects a charitable gift of 12,000 shares on November 21, 2017, which transaction will be reported on an Annual Statement of Beneficial Ownership of Securities on Form 5.
F3: The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan, as amended.