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ACI WORLDWIDE, INC. — Director's Dealing 2016
May 11, 2016
30979_dirs_2016-05-11_71ebe08c-e504-4602-ab17-49b561744d31.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ACI WORLDWIDE, INC. (ACIW)
CIK: 0000935036
Period of Report: 2016-05-09
Reporting Person: HEASLEY PHILIP G (Director, CEO and President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-05-09 | Common Stock | M | 30956.0 | $8.8767 | Acquired | 1415359 | Direct |
| 2016-05-09 | Common Stock | S | 30956.0 | $20.1908 | Disposed | 1384403 | Direct |
| 2016-05-10 | Common Stock | M | 73864.0 | $8.8767 | Acquired | 1458267 | Direct |
| 2016-05-10 | Common Stock | S | 73864.0 | $20.2778 | Disposed | 1384403 | Direct |
| 2016-05-11 | Common Stock | M | 26850.0 | $8.8767 | Acquired | 1411253 | Direct |
| 2016-05-11 | Common Stock | S | 26850.0 | $20.2415 | Disposed | 1384403 | Direct |
| 2016-05-11 | Common Stock | M | 61151.0 | $9.6467 | Acquired | 1445554 | Direct |
| 2016-05-11 | Common Stock | S | 61151.0 | $20.1987 | Disposed | 1384403 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-05-09 | Non-Qualified Stock Option (right to buy) | $8.8767 | M | 30956.0 | Disposed | 2020-12-01 | Common Stock (30956) | Direct |
| 2016-05-10 | Non-Qualified Stock Option (right to buy) | $8.8767 | M | 73864.0 | Disposed | 2020-12-01 | Common Stock (73864) | Direct |
| 2016-05-11 | Non-Qualified Stock Option (right to buy) | $8.8767 | M | 26850.0 | Disposed | 2020-12-01 | Common Stock (26850) | Direct |
| 2016-05-11 | Non-Qualified Stock Option (right to buy) | $9.6467 | M | 61151.0 | Disposed | 2021-12-08 | Common Stock (61151) | Direct |
Footnotes
F1: The amount of securities owned has been updated to include 534 shares acquired under the Company's 1999 Employee Stock Purchase Plan, as amended.
F2: The sale price ranged from $20.12 to $20.295, with a weighted average sale price of $20.19082. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: The sale price ranged from $20.04 to $20.40, with a weighted average sale price of $20.27775. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: The sale price ranged from $20.09 to $20.46, with a weighted average sale price of $20.241502. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: The sale price ranged from $20.08 to $20.33, with a weighted average sale price of $20.198715. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan, as amended.