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ACI WORLDWIDE, INC. — Director's Dealing 2016
Oct 4, 2016
30979_dirs_2016-10-04_92a11709-a0e4-4f6a-9556-a4a389e66623.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ACI WORLDWIDE, INC. (ACIW)
CIK: 0000935036
Period of Report: 2016-09-30
Reporting Person: Behrens Scott W (SEVP, CFO & CAO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-09-30 | Common Stock | M | 45000.0 | $11.1533 | Acquired | 271554 | Direct |
| 2016-09-30 | Common Stock | S | 35555.0 | $19.2235 | Disposed | 235999 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-09-30 | Non-Qualified Stock Option (right to buy) | $11.1533 | M | 45000.0 | Disposed | 2017-06-27 | Common Stock (45000) | Direct |
Footnotes
F1: The sale price ranged from $18.89 to $19.355, with a weighted average sale price of $19.223452. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan, as amended. The shares identified herein were sold under Mr. Behrens' Rule 10b5-1 plan dated August 12, 2016. Such shares were sold pursuant to the cashless exercise of options granted to Mr. Behrens on June 27, 2007, which would otherwise expire in accordance with their terms on June 27, 2017.