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ACI WORLDWIDE, INC. — Director's Dealing 2015
Mar 20, 2015
30979_dirs_2015-03-20_e158e3ea-418c-49ed-bd65-927f02724a58.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ACI WORLDWIDE, INC. (ACIW)
CIK: 0000935036
Period of Report: 2015-03-17
Reporting Person: Frate Daniel J (Group President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-17 | Common Stock | M | 1393.0 | $14.27 | Acquired | 85202 | Direct |
| 2015-03-17 | Common Stock | S | 1092.0 | $20.3937 | Disposed | 84110 | Direct |
| 2015-03-17 | Common Stock | M | 66732.0 | $15.07 | Acquired | 150842 | Direct |
| 2015-03-17 | Common Stock | S | 54130.0 | $20.3937 | Disposed | 96712 | Direct |
| 2015-03-18 | Common Stock | M | 35622.0 | $14.27 | Acquired | 132334 | Direct |
| 2015-03-18 | Common Stock | S | 28039.0 | $20.5499 | Disposed | 104295 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-17 | Non-Qualified Stock Option (right to buy) | $14.27 | M | 1393.0 | Disposed | 2022-12-03 | Common Stock (1393) | Direct |
| 2015-03-18 | Non-Qualified Stock Option (right to buy) | $14.27 | M | 35622.0 | Disposed | 2022-12-03 | Common Stock (35622) | Direct |
| 2015-03-17 | Non-Qualified Stock Option (right to buy) | $15.07 | M | 66732.0 | Disposed | 2022-09-13 | Common Stock (66732) | Direct |
Footnotes
F1: Represents shares sold by Mr. Frate to pay the tax liability and option cost related to his sale-to-cover stock option exercise.
F2: The sale price ranged from $20.35 to $20.48, with a weighted average sale price of $20.39367. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: The sale price ranged from $20.39 to $20.65, with a weighted average sale price of $20.549901. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: The options were granted pursuant to the Company's 2005 Equity and Performance Incentive Plan, as amended. The options vested in equal annual installments over a three-year period beginning with the first anniversary of the date of grant. All options that were exercised were vested prior to exercise.