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ACI WORLDWIDE, INC. — Director's Dealing 2014
Aug 11, 2014
30979_dirs_2014-08-11_70b78833-af83-4d56-8674-4e4f436d870f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ACI WORLDWIDE, INC. (ACIW)
CIK: 0000935036
Period of Report: 2014-08-07
Reporting Person: STOKELY JOHN E (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-08-07 | Common Stock | M | 18000.0 | $5.6633 | Acquired | 49539 | Direct |
| 2014-08-07 | Common Stock | S | 18000.0 | $18.4327 | Disposed | 31539 | Direct |
| 2014-08-07 | Common Stock | M | 30000.0 | $10.87 | Acquired | 61539 | Direct |
| 2014-08-07 | Common Stock | S | 30000.0 | $18.4327 | Disposed | 31539 | Direct |
| 2014-08-07 | Common Stock | M | 30000.0 | $10.8733 | Acquired | 61539 | Direct |
| 2014-08-07 | Common Stock | S | 30000.0 | $18.4327 | Disposed | 31539 | Direct |
| 2014-08-07 | Common Stock | M | 24000.0 | $7.55 | Acquired | 55539 | Direct |
| 2014-08-07 | Common Stock | S | 24000.0 | $18.4327 | Disposed | 31539 | Direct |
| 2014-08-08 | Common Stock | M | 30000.0 | $9.6667 | Acquired | 61539 | Direct |
| 2014-08-08 | Common Stock | S | 30000.0 | $18.4471 | Disposed | 31539 | Direct |
| 2014-08-08 | Common Stock | M | 30000.0 | $6.1033 | Acquired | 61539 | Direct |
| 2014-08-08 | Common Stock | S | 30000.0 | $18.4471 | Disposed | 31539 | Direct |
| 2014-08-08 | Common Stock | M | 30000.0 | $5.04 | Acquired | 61539 | Direct |
| 2014-08-08 | Common Stock | S | 30000.0 | $18.4471 | Disposed | 31539 | Direct |
| 2014-08-08 | Common Stock | M | 12000.0 | $5.6633 | Acquired | 43539 | Direct |
| 2014-08-08 | Common Stock | S | 12000.0 | $18.4471 | Disposed | 31539 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-08-08 | Non-Qualified Stock Option (right to buy) | $5.04 | M | 30000.0 | Disposed | 2019-06-10 | Common Stock (30000) | Direct |
| 2014-08-07 | Non-Qualified Stock Option (right to buy) | $5.6633 | M | 18000.0 | Disposed | 2018-06-11 | Common Stock (18000) | Direct |
| 2014-08-08 | Non-Qualified Stock Option (right to buy) | $5.6633 | M | 12000.0 | Disposed | 2018-06-11 | Common Stock (12000) | Direct |
| 2014-08-08 | Non-Qualified Stock Option (right to buy) | $6.1033 | M | 30000.0 | Disposed | 2020-06-09 | Common Stock (30000) | Direct |
| 2014-08-07 | Non-Qualified Stock Option (right to buy) | $7.55 | M | 24000.0 | Disposed | 2015-03-09 | Common Stock (24000) | Direct |
| 2014-08-08 | Non-Qualified Stock Option (right to buy) | $9.6667 | M | 30000.0 | Disposed | 2021-06-15 | Common Stock (30000) | Direct |
| 2014-08-07 | Non-Qualified Stock Option (right to buy) | $10.87 | M | 30000.0 | Disposed | 2017-07-24 | Common Stock (30000) | Direct |
| 2014-08-07 | Non-Qualified Stock Option (right to buy) | $10.8733 | M | 30000.0 | Disposed | 2016-03-07 | Common Stock (30000) | Direct |
Footnotes
F1: Effective July 10, 2014, the common stock of ACI Worldwide, Inc. split 3-for-1, resulting in the reporting person's ownership of 21,026 additional shares of common stock.
F2: This option was previously reported as covering 10,000 shares at an exercise price of $15.12 per share, but was adjusted to reflect the 3-for-1 stock split effective July 10, 2014.
F3: The options were granted pursuant to the Company's 2005 Equity and Performance Incentive Plan, as amended. The options vested on the the day immediately prior to the date of the next annual meeting of stockholders of the Company following the date of grant. All options that were exercised were vested prior to exercise.
F4: This option was previously reported as covering 10,000 shares at an exercise price of $16.99 per share, but was adjusted to reflect the 3-for-1 stock split effective July 10, 2014.
F5: This option was previously reported as covering 10,000 shares at an exercise price of $18.31 per share, but was adjusted to reflect the 3-for-1 stock split effective July 10, 2014.
F6: The options were granted pursuant to the Company's 2005 Equity and Performance Incentive Plan, as amended. The options vested on the first anniversary of the date of grant. All options that were exercised were vested prior to exercise.
F7: This option was previously reported as covering 8,000 shares at an exercise price of $22.65 per share, but was adjusted to reflect the 3-for-1 stock split effective July 10, 2014.
F8: This option was previously reported as covering 10,000 shares at an exercise price of $29.00 per share, but was adjusted to reflect the 3-for-1 stock split effective July 10, 2014.
F9: This option was previously reported as covering 10,000 shares at an exercise price of $32.61 per share, but was adjusted to reflect the 3-for-1 stock split effective July 10, 2014.
F10: This option was previously reported as covering 10,000 shares at an exercise price of $32.62 per shares, but was adjusted to reflect the 3- for-1 stock split effective July 10, 2014.