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ACI WORLDWIDE, INC. — Director's Dealing 2014
Aug 14, 2014
30979_dirs_2014-08-14_a705989e-cd03-47c9-a7a1-bd80da65b2d6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ACI WORLDWIDE, INC. (ACIW)
CIK: 0000935036
Period of Report: 2014-08-12
Reporting Person: SEYMOUR HARLAN F (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-08-12 | Common Stock | M | 12625.0 | $10.8733 | Acquired | 98164 | Direct |
| 2014-08-12 | Common Stock | S | 12625.0 | $18.5208 | Disposed | 85539 | Direct |
| 2014-08-12 | Common Stock | M | 20716.0 | $7.55 | Acquired | 106255 | Direct |
| 2014-08-12 | Common Stock | S | 20716.0 | $18.5208 | Disposed | 85539 | Direct |
| 2014-08-12 | Common Stock | M | 3284.0 | $7.55 | Acquired | 88823 | Direct |
| 2014-08-12 | Common Stock | S | 3284.0 | $18.843 | Disposed | 85539 | Direct |
| 2014-08-13 | Common Stock | M | 8494.0 | $13.2033 | Acquired | 94033 | Direct |
| 2014-08-13 | Common Stock | S | 8494.0 | $18.5061 | Disposed | 85539 | Direct |
| 2014-08-13 | Common Stock | M | 30000.0 | $9.6667 | Acquired | 115539 | Direct |
| 2014-08-13 | Common Stock | S | 30000.0 | $18.5061 | Disposed | 85539 | Direct |
| 2014-08-13 | Common Stock | M | 30000.0 | $6.1033 | Acquired | 115539 | Direct |
| 2014-08-13 | Common Stock | S | 30000.0 | $18.5061 | Disposed | 85539 | Direct |
| 2014-08-13 | Common Stock | M | 30000.0 | $5.04 | Acquired | 115539 | Direct |
| 2014-08-13 | Common Stock | S | 30000.0 | $18.5061 | Disposed | 85539 | Direct |
| 2014-08-13 | Common Stock | M | 30000.0 | $5.6633 | Acquired | 115539 | Direct |
| 2014-08-13 | Common Stock | S | 30000.0 | $18.5061 | Disposed | 85539 | Direct |
| 2014-08-13 | Common Stock | M | 17375.0 | $10.8733 | Acquired | 102914 | Direct |
| 2014-08-13 | Common Stock | S | 17375.0 | $18.5061 | Disposed | 85539 | Direct |
| 2014-08-13 | Common Stock | M | 30000.0 | $10.87 | Acquired | 115539 | Direct |
| 2014-08-13 | Common Stock | S | 30000.0 | $18.5061 | Disposed | 85539 | Direct |
| 2014-08-14 | Common Stock | M | 30000.0 | $14.3033 | Acquired | 115539 | Direct |
| 2014-08-14 | Common Stock | S | 30000.0 | $18.4405 | Disposed | 85539 | Direct |
| 2014-08-14 | Common Stock | M | 21506.0 | $13.2033 | Acquired | 107045 | Direct |
| 2014-08-14 | Common Stock | S | 21506.0 | $18.4405 | Disposed | 85539 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-08-13 | Non-Qualified Stock Option (right to buy) | $5.04 | M | 30000.0 | Disposed | 2019-06-10 | Common Stock (30000) | Direct |
| 2014-08-13 | Non-Qualified Stock Option (right to buy) | $5.6633 | M | 30000.0 | Disposed | 2018-06-11 | Common Stock (30000) | Direct |
| 2014-08-13 | Non-Qualified Stock Option (right to buy) | $6.1033 | M | 30000.0 | Disposed | 2020-06-09 | Common Stock (30000) | Direct |
| 2014-08-12 | Non-Qualified Stock Option (right to buy) | $7.55 | M | 20716.0 | Disposed | 2015-03-09 | Common Stock (20716) | Direct |
| 2014-08-12 | Non-Qualified Stock Option (right to buy) | $7.55 | M | 3284.0 | Disposed | 2015-03-09 | Common Stock (3284) | Direct |
| 2014-08-13 | Non-Qualified Stock Option (right to buy) | $9.6667 | M | 30000.0 | Disposed | 2021-06-15 | Common Stock (30000) | Direct |
| 2014-08-13 | Non-Qualified Stock Option (right to buy) | $10.87 | M | 30000.0 | Disposed | 2017-07-24 | Common Stock (30000) | Direct |
| 2014-08-12 | Non-Qualified Stock Option (right to buy) | $10.8733 | M | 12625.0 | Disposed | 2016-03-07 | Common Stock (12625) | Direct |
| 2014-08-13 | Non-Qualified Stock Option (right to buy) | $10.8733 | M | 17375.0 | Disposed | 2016-03-07 | Common Stock (17375) | Direct |
| 2014-08-13 | Non-Qualified Stock Option (right to buy) | $13.2033 | M | 8494.0 | Disposed | 2022-06-14 | Common Stock (8494) | Direct |
| 2014-08-14 | Non-Qualified Stock Option (right to buy) | $13.2033 | M | 21506.0 | Disposed | 2022-06-14 | Common Stock (21506) | Direct |
| 2014-08-14 | Non-Qualified Stock Option (right to buy) | $14.3033 | M | 30000.0 | Disposed | 2023-06-11 | Common Stock (30000) | Direct |
Footnotes
F1: The sale price ranged from $18.50 to $18.62, with a weighted average sale price of $18.520759. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: Effective July 10, 2014, the common stock of ACI Worldwide, Inc. split 3-for-1, resulting in the reporting person's ownership of 57,026 additional shares of common stock.
F3: The sale price ranged from $18.80 to $18.93, with a weighted average sale price of $18.843009. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: The sale price ranged from $18.41 to $18.72, with a weighted average sale price of $18.506062. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: The sale price ranged from $18.31 to $18.61, with a weighted average sale price of $18.440499. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: This option was previously reported as covering 10,000 shares at an exercise price of $15.12 per share, but was adjusted to reflect the 3-for-1 stock split effective July 10, 2014.
F7: The options were granted pursuant to the Company's 2005 Equity and Performance Incentive Plan, as amended. The options vested on the the day immediately prior to the date of the next annual meeting of stockholders of the Company following the date of grant. All options that were exercised were vested prior to exercise.
F8: This option was previously reported as covering 10,000 shares at an exercise price of $16.99 per share, but was adjusted to reflect the 3-for-1 stock split effective July 10, 2014.
F9: This option was previously reported as covering 10,000 shares at an exercise price of $18.31 per share, but was adjusted to reflect the 3-for-1 stock split effective July 10, 2014.
F10: The options were granted pursuant to the Company's 2005 Equity and Performance Incentive Plan, as amended. The options vested on the first anniversary of the date of grant. All options that were exercised were vested prior to exercise.
F11: This option was previously reported as covering 8,000 shares at an exercise price of $22.65 per share, but was adjusted to reflect the 3-for-1 stock split effective July 10, 2014.
F12: This option was previously reported as covering 10,000 shares at an exercise price of $29.00 per share, but was adjusted to reflect the 3-for-1 stock split effective July 10, 2014.
F13: This option was previously reported as covering 10,000 shares at an exercise price of $32.61 per share, but was adjusted to reflect the 3-for-1 stock split effective July 10, 2014.
F14: This option was previously reported as covering 10,000 shares at an exercise price of $32.62 per shares, but was adjusted to reflect the 3- for-1 stock split effective July 10, 2014.
F15: This option was previously reported as covering 10,000 shares at an exercise price of $39.61 per share, but was adjusted to reflect the 3-for-1 stock split effective July 10, 2014.
F16: This option was previously reported as covering 10,000 shares at an exercise price of $42.91 per share, but was adjusted to reflect the 3-for-1 stock split effective July 10, 2014.