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ACI WORLDWIDE, INC. — Director's Dealing 2014
Sep 5, 2014
30979_dirs_2014-09-05_0743c023-d081-4596-8c8e-9a6cd4e79439.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ACI WORLDWIDE, INC. (ACIW)
CIK: 0000935036
Period of Report: 2014-09-03
Reporting Person: HEASLEY PHILIP G (Director, CEO and President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-09-03 | Common Stock | M | 59654.0 | $7.55 | Acquired | 1206926 | Direct |
| 2014-09-03 | Common Stock | S | 59654.0 | $19.6716 | Disposed | 1147272 | Direct |
| 2014-09-03 | Common Stock | M | 200000.0 | $7.55 | Acquired | 1347272 | Direct |
| 2014-09-03 | Common Stock | S | 200000.0 | $19.5564 | Disposed | 1147272 | Direct |
| 2014-09-04 | Common Stock | M | 13753.0 | $7.55 | Acquired | 1161025 | Direct |
| 2014-09-04 | Common Stock | S | 13753.0 | $19.61 | Disposed | 1147272 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-09-03 | Non-Qualified Stock Option (right to buy) | $7.55 | M | 59654.0 | Disposed | 2015-03-09 | Common Stock (59654) | Direct |
| 2014-09-03 | Non-Qualified Stock Option (right to buy) | $7.55 | M | 200000.0 | Disposed | 2015-03-09 | Common Stock (200000) | Direct |
| 2014-09-04 | Non-Qualified Stock Option (right to buy) | $7.55 | M | 13753.0 | Disposed | 2015-03-09 | Common Stock (13753) | Direct |
Footnotes
F1: The amount of securities owned has also been updated to include 318 shares acquired under the Company's 1999 Employee Stock Purchase Plan, as amended.
F2: The sale price ranged from $19.61 to $19.69, with a weighted average sale price of $19.67. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: The sale price ranged from $19.43 to $19.64, with a weighted average sale price of $19.56. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: The number of options and the exercise price reflect the 3-for-1 stock split effective July 10, 2014. Specifically, the number of options reported is three times the number previously reported and the exercise price is one-third of the exercise price previously reported.
F5: The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan.