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ACI WORLDWIDE, INC. — Director's Dealing 2014
Nov 28, 2014
30979_dirs_2014-11-28_a58bead2-2eff-4e6a-a76f-d33066fcf33b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ACI WORLDWIDE, INC. (ACIW)
CIK: 0000935036
Period of Report: 2014-11-25
Reporting Person: Shay John M Jr (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-25 | Common Stock | M | 14492.0 | $5.6633 | Acquired | 46031 | Direct |
| 2014-11-25 | Common Stock | S | 14492.0 | $19.7283 | Disposed | 31539 | Direct |
| 2014-11-25 | Common Stock | M | 30000.0 | $10.87 | Acquired | 61539 | Direct |
| 2014-11-25 | Common Stock | S | 30000.0 | $19.7283 | Disposed | 31539 | Direct |
| 2014-11-25 | Common Stock | M | 15000.0 | $12.4733 | Acquired | 46539 | Direct |
| 2014-11-25 | Common Stock | S | 15000.0 | $19.7283 | Disposed | 31539 | Direct |
| 2014-11-26 | Common Stock | M | 15508.0 | $5.6633 | Acquired | 47047 | Direct |
| 2014-11-26 | Common Stock | S | 15508.0 | $19.5081 | Disposed | 31539 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-11-25 | Non-Qualified Stock Option (right to buy) | $5.6633 | M | 14492.0 | Disposed | 2018-06-11 | Common Stock (14492) | Direct |
| 2014-11-26 | Non-Qualified Stock Option (right to buy) | $5.6633 | M | 15508.0 | Disposed | 2018-06-11 | Common Stock (15508) | Direct |
| 2014-11-25 | Non-Qualified Stock Option (right to buy) | $10.87 | M | 30000.0 | Disposed | 2017-07-24 | Common Stock (30000) | Direct |
| 2014-11-25 | Non-Qualified Stock Option (right to buy) | $12.4733 | M | 15000.0 | Disposed | 2016-05-25 | Common Stock (15000) | Direct |
Footnotes
F1: Effective July 10, 2014, the common stock of ACI Worldwide, Inc. split 3-for-1, resulting in the reporting person's ownership of 21,026 additional shares of common stock.
F2: The sale price ranged from $19.60 to $19.885, with a weighted average sale price of $19.728297. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: The sale price ranged from $19.46 to $19.61, with a weighted average sale price of $19.508076. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: The number of options and the exercise price reflect the 3-for-1 stock split effective July 10, 2014. Specifically, the number of options reported is three times the number previously reported and the exercise price is one-third of the exercise price previously reported.
F5: The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan, as amended.